0001213900-23-012247.txt : 20230215 0001213900-23-012247.hdr.sgml : 20230215 20230215201541 ACCESSION NUMBER: 0001213900-23-012247 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230214 FILED AS OF DATE: 20230215 DATE AS OF CHANGE: 20230215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Grinbaum Mark CENTRAL INDEX KEY: 0001966141 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41626 FILM NUMBER: 23636896 MAIL ADDRESS: STREET 1: 180 MAIDEN LANE STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NYIAX, INC. CENTRAL INDEX KEY: 0001679379 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 460547534 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 244 5TH AVENUE STREET 2: SUITE 2669 CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 4156027855 MAIL ADDRESS: STREET 1: 244 5TH AVENUE STREET 2: SUITE 2669 CITY: NEW YORK STATE: NY ZIP: 10001 3 1 ownership.xml OWNERSHIP DOCUMENT X0206 3 2023-02-14 0 0001679379 NYIAX, INC. NYX 0001966141 Grinbaum Mark C/O NYIAX, INC. 180 MAIDEN LANE, 11TH FLOOR NEW YORK NY 10005 0 1 0 0 EVP of Financial Products Common Stock, par value $0.0001 per share 866651 D Stock Options 4.40 2031-06-01 Common Stock 100000 D Stock Options 4.40 2031-05-01 Common Stock 60000 D On June 1, 2021, the Reporting Person was issued stock options to purchase 100,000 shares of common stock of the Issuer [with all 100,000 shares vesting immediately as of June 1, 2021]. These options are fully vested and exercisable. On May 1, 2021, the Reporting Person was issued stock options to purchase 60,000 shares of common stock of the Issuer with all 60,000 shares vesting immediately as of May 1, 2021. /s/ Mark Grinbaum 2023-02-15