0001213900-23-012245.txt : 20230215 0001213900-23-012245.hdr.sgml : 20230215 20230215201412 ACCESSION NUMBER: 0001213900-23-012245 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230214 FILED AS OF DATE: 20230215 DATE AS OF CHANGE: 20230215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ainbinder Robert JR CENTRAL INDEX KEY: 0001966132 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41626 FILM NUMBER: 23636892 MAIL ADDRESS: STREET 1: 180 MAIDEN LANE STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NYIAX, INC. CENTRAL INDEX KEY: 0001679379 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 460547534 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 244 5TH AVENUE STREET 2: SUITE 2669 CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 4156027855 MAIL ADDRESS: STREET 1: 244 5TH AVENUE STREET 2: SUITE 2669 CITY: NEW YORK STATE: NY ZIP: 10001 3 1 ownership.xml OWNERSHIP DOCUMENT X0206 3 2023-02-14 0 0001679379 NYIAX, INC. NYX 0001966132 Ainbinder Robert JR C/O NYIAX, INC. 180 MAIDEN LANE, 11TH FLOOR NEW YORK NY 10005 1 0 0 0 Common Stock, par value $0.0001 per share 368970 D Stock Options 3.30 2026-10-14 Common Stock 113578 D Stock Options 4.40 2031-06-01 Common Stock 100000 D Warrants to purchase shares of Common Stock 3.30 2028-08-10 Common Stock 22515 D On October 14, 2016, the Reporting Person was issued stock options to purchase 113,578 shares of common stock of the Issuer vesting in 1/36 equal increments per month from October 14, 2016. These options are fully vested and exercisable. On June 1, 2021, the Reporting Person was issued stock options to purchase 100,000 shares of common stock of the Issuer with all 100,000 options vesting immediately on June 1, 2021. On August 10, 2018, the Reporting Person received warrants to purchase 22,515 shares of common stock of the Issuer. Immediate. /s/ Robert E. Ainbinder 2023-02-15