0001213900-23-012243.txt : 20230215 0001213900-23-012243.hdr.sgml : 20230215 20230215201225 ACCESSION NUMBER: 0001213900-23-012243 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230214 FILED AS OF DATE: 20230215 DATE AS OF CHANGE: 20230215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tsoy Sergey CENTRAL INDEX KEY: 0001965899 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41626 FILM NUMBER: 23636889 MAIL ADDRESS: STREET 1: 180 MAIDEN LANE STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NYIAX, INC. CENTRAL INDEX KEY: 0001679379 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 460547534 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 244 5TH AVENUE STREET 2: SUITE 2669 CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 4156027855 MAIL ADDRESS: STREET 1: 244 5TH AVENUE STREET 2: SUITE 2669 CITY: NEW YORK STATE: NY ZIP: 10001 3 1 ownership.xml OWNERSHIP DOCUMENT X0206 3 2023-02-14 0 0001679379 NYIAX, INC. NYX 0001965899 Tsoy Sergey C/O NYIAX, INC. 180 MAIDEN LANE, 11TH FLOOR NEW YORK NY 10005 0 1 0 0 CT & PO Common Stock, par value $0.0001 per share 50076 D Stock Options 4.60 2027-04-30 Common Stock 100000 D Stock Options 5.50 2032-11-01 Common Stock 50000 D On May 1, 2017, the Reporting Person was issued stock options to purchase 100,000 shares of common stock of the Issuer with 100,000 options vesting in 1/36 equal increments per month starting from May 1, 2017. These options are fully vested and exercisable. On April 27, 2022, the Reporting Person was issued stock options to purchase 50,000 shares of common stock of the Issuer vesting (at a rate of 1/48 of the total award of 50,000 options) over a four-year period with twelve months vesting on November 1, 2022 and vesting continuing monthly thereafter, until the stock option award is fully vested. 50,000 options vesting (at a rate of 1/48 of the total award of 50,000 options) over a four-year period with twelve months vesting on November 1, 2022 and vesting continuing monthly thereafter, until the stock option award is fully vested. /s/ Sergey Tsoy 2023-02-15