0001213900-23-011797.txt : 20230215 0001213900-23-011797.hdr.sgml : 20230215 20230215061711 ACCESSION NUMBER: 0001213900-23-011797 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230214 FILED AS OF DATE: 20230215 DATE AS OF CHANGE: 20230215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Passaic Joseph JR CENTRAL INDEX KEY: 0001965900 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41626 FILM NUMBER: 23633553 MAIL ADDRESS: STREET 1: 180 MAIDEN LANE STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NYIAX, INC. CENTRAL INDEX KEY: 0001679379 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 460547534 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 244 5TH AVENUE STREET 2: SUITE 2669 CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 4156027855 MAIL ADDRESS: STREET 1: 244 5TH AVENUE STREET 2: SUITE 2669 CITY: NEW YORK STATE: NY ZIP: 10001 3 1 ownership.xml X0206 3 2023-02-14 0 0001679379 NYIAX, INC. NYX 0001965900 Passaic Joseph JR C/O NYIAX, INC. 180 MAIDEN LANE, 11TH FLOOR NEW YORK NY 10005 0 1 0 0 Corporate Secretary Stock Options 5.00 2032-05-31 Common Stock 20000 D Restricted Stock Units 0.0 Common Stock 40000 D On May 31, 2022, the Reporting Person was granted stock options to purchase 20,000 shares of common stock of the Issuer with all 20,000 immediately vested. These options are fully vested and exercisable. On May 31, 2022, the Reporting Person was awarded 40,000 restricted stock units ("RSUs") On May 31, 2022, the Reporting Person was awarded 40,000 restricted stock units ("RSUs") with 20,000 RSUs vesting on May 31, 2023 and 20,000 RSUs vesting on January 1,2024. 20,000 RSUs vest on May 31, 2023 and 20,000 RSUs vest on January 1,2024. The RSUs do not expire; they either vest or are canceled prior to the vesting date. /s/ Joseph Passaic 2023-02-15