0001678463-22-000040.txt : 20220318
0001678463-22-000040.hdr.sgml : 20220318
20220318174306
ACCESSION NUMBER: 0001678463-22-000040
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220318
FILED AS OF DATE: 20220318
DATE AS OF CHANGE: 20220318
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brown Charles Rodney
CENTRAL INDEX KEY: 0001718161
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37921
FILM NUMBER: 22753671
MAIL ADDRESS:
STREET 1: 511 EAST JOHN CARPENTER FREEWAY
STREET 2: SUITE 600
CITY: IRVING
STATE: TX
ZIP: 75062
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Forterra, Inc.
CENTRAL INDEX KEY: 0001678463
STANDARD INDUSTRIAL CLASSIFICATION: CONCRETE PRODUCTS, EXCEPT BLOCK & BRICK [3272]
IRS NUMBER: 371830464
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 511 E. JOHN CARPENTER FREEWAY
STREET 2: SUITE 600
CITY: IRVING
STATE: TX
ZIP: 75062
BUSINESS PHONE: 469-458-7973
MAIL ADDRESS:
STREET 1: 511 E. JOHN CARPENTER FREEWAY
STREET 2: SUITE 600
CITY: IRVING
STATE: TX
ZIP: 75062
4
1
wf-form4_164763977270316.xml
FORM 4
X0306
4
2022-03-18
1
0001678463
Forterra, Inc.
FRTA
0001718161
Brown Charles Rodney
511 EAST JOHN CARPENTER FREEWAY
SUITE 600
IRVING
TX
75062
0
1
0
0
EVP & Chief Financial Officer
Common Stock
2022-03-18
4
D
0
253254
24
A
0
D
Stock Option (Right to Buy)
4.23
2022-03-18
4
D
0
271084
0
D
2027-09-25
Common Stock
271084.0
0
D
Stock Option (Right to Buy)
7.29
2022-03-18
4
D
0
176680
0
D
2028-03-01
Common Stock
176680.0
0
D
Stock Option (Right to Buy)
4.24
2022-03-18
4
D
0
197351
0
D
2029-03-14
Common Stock
197351.0
0
D
Restricted Stock Unit
2022-03-18
4
D
0
87105
0
D
Common Stock
87105.0
0
D
Pursuant to the Agreement and Plan of Merger, dated as of February 19, 2021 (the "Merger Agreement"), by and among Forterra, Inc., a Delaware corporation, (the "Company", Quikrete Holdings, Inc., a Delaware corporation ("Parent"), and Jordan Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub merged with and into the Company (the "Merger"), with the Company continuing as the surviving corporation in the Merger and a wholly owned subsidiary of Parent. Pursuant to the Merger Agreement, at the effective time of the Merger, each share of common stock, par value $0.001 per share, of the Company ("Common Stock") was canceled and converted automatically into the right to receive $24.00 per share in cash, without interest and less any applicable tax withholdings.
Pursuant to the Merger Agreement, each option to purchase shares of Common Stock immediately prior to the effective time of the Merger fully vested and converted into the right to receive, without interest and less any applicable tax withholdings, $24.00 in cash.
Vested in equal annual installments on 9/25/2018, 9/25/2019 and 9/25/2020.
Granted as compensation for services.
Vested in equal annual installments on 3/1/2019, 3/1/2020 and 3/1/2021.
ested in equal annual installments on 3/14/2020, 3/14/2021 and 3/14/2022.
Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
Pursuant to the Merger Agreement, each restricted stock unit immediately prior to the effective time of the Merger fully vested and converted into the right to receive, without interest and less any applicable tax withholdings, $24.00 in cash.
/s/ Lori M. Browne, attorney-in-fact for Charles Rodney Brown
2022-03-18