0001678463-21-000035.txt : 20210316 0001678463-21-000035.hdr.sgml : 20210316 20210316170545 ACCESSION NUMBER: 0001678463-21-000035 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210313 FILED AS OF DATE: 20210316 DATE AS OF CHANGE: 20210316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Browne Lori M CENTRAL INDEX KEY: 0001687488 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37921 FILM NUMBER: 21746807 MAIL ADDRESS: STREET 1: 511 EAST JOHN CARPENTER FREEWAY CITY: IRVING STATE: TX ZIP: 75062 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Forterra, Inc. CENTRAL INDEX KEY: 0001678463 STANDARD INDUSTRIAL CLASSIFICATION: CONCRETE PRODUCTS, EXCEPT BLOCK & BRICK [3272] IRS NUMBER: 371830464 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 511 E. JOHN CARPENTER FREEWAY STREET 2: SUITE 600 CITY: IRVING STATE: TX ZIP: 75062 BUSINESS PHONE: 469-458-7973 MAIL ADDRESS: STREET 1: 511 E. JOHN CARPENTER FREEWAY STREET 2: SUITE 600 CITY: IRVING STATE: TX ZIP: 75062 4 1 wf-form4_161592871308432.xml FORM 4 X0306 4 2021-03-13 0 0001678463 Forterra, Inc. FRTA 0001687488 Browne Lori M 511 E. JOHN CARPENTER FREEWAY SUITE 600 IRVING TX 75062 0 1 0 0 EVP and General Counsel Common Stock 2021-03-13 4 M 0 8185 0 A 76326 D Common Stock 2021-03-13 4 F 0 2530 23.49 D 73796 D Common Stock 2021-03-14 4 M 0 20040 0 A 93836 D Common Stock 2021-03-14 4 F 0 7886 23.49 D 85950 D Restricted Stock Unit 2021-03-13 4 M 0 8185 0 D Common Stock 8185.0 16371 D Restricted Stock Unit 2021-03-14 4 M 0 20040 0 D Common Stock 20040.0 20040 D Shares withheld on vesting of restricted stock units to cover applicable withholding taxes, with the number of shares withheld based on the March 12, 2021 closing price. Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Represents vesting of one-third of restricted stock units granted March 13, 2020. Represents vesting of one-third of restricted stock units granted March 14, 2019. /s/ Lori M. Browne 2021-03-16