0001678463-20-000128.txt : 20201106 0001678463-20-000128.hdr.sgml : 20201106 20201106165940 ACCESSION NUMBER: 0001678463-20-000128 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201105 FILED AS OF DATE: 20201106 DATE AS OF CHANGE: 20201106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Watson Karl CENTRAL INDEX KEY: 0001727355 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37921 FILM NUMBER: 201295168 MAIL ADDRESS: STREET 1: C/O FORTERRA, INC. STREET 2: 511 E. JOHN CARPENTER FREEWAY, SUITE 600 CITY: IRVING STATE: TX ZIP: 75062 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Forterra, Inc. CENTRAL INDEX KEY: 0001678463 STANDARD INDUSTRIAL CLASSIFICATION: CONCRETE PRODUCTS, EXCEPT BLOCK & BRICK [3272] IRS NUMBER: 371830464 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 511 E. JOHN CARPENTER FREEWAY STREET 2: SUITE 600 CITY: IRVING STATE: TX ZIP: 75062 BUSINESS PHONE: 469-458-7973 MAIL ADDRESS: STREET 1: 511 E. JOHN CARPENTER FREEWAY STREET 2: SUITE 600 CITY: IRVING STATE: TX ZIP: 75062 4 1 wf-form4_160469996482196.xml FORM 4 X0306 4 2020-11-05 0 0001678463 Forterra, Inc. FRTA 0001727355 Watson Karl 511 E. JOHN CARPENTER FREEWAY SUITE 600 IRVING TX 75062 1 1 0 0 Chief Executive Officer Common Stock 2020-11-05 4 M 0 202500 0 A 912265 D Common Stock 2020-11-05 4 F 0 79684 14.75 D 832581 D Restricted Stock Unit 2020-11-05 4 M 0 202500 0 D Common Stock 202500.0 675000 D Shares withheld on vesting of performance-based restricted stock units (PSUs) to cover applicable withholding taxes, with the number of shares withheld based on the November 5, 2020 closing price. Each PSU represents the right to receive, at settlement, one share of Forterra, Inc. common stock. This represents the remaining 75% of the tranche of PSUs that vested one year after attainment of the stock price hurdle of $8.50 by a 20-day volume weighted average calculation. /s/ Lori M. Browne, attorney-in-fact for Karl Watson 2020-11-05