0001128732-18-000018.txt : 20180926 0001128732-18-000018.hdr.sgml : 20180926 20180926090324 ACCESSION NUMBER: 0001128732-18-000018 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180831 FILED AS OF DATE: 20180926 DATE AS OF CHANGE: 20180926 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Galey Lance CENTRAL INDEX KEY: 0001678270 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55966 FILM NUMBER: 181086927 MAIL ADDRESS: STREET 1: 3940 CHIPPEWA DR CITY: BOULDER STATE: CO ZIP: 80303 FORMER NAME: FORMER CONFORMED NAME: GALEY LANCE DATE OF NAME CHANGE: 20160627 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: urban-gro, Inc. CENTRAL INDEX KEY: 0001706524 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MACHINERY, EQUIPMENT & SUPPLIES [5080] IRS NUMBER: 465158469 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1751 PANORAMA PT STREET 2: UNIT G CITY: LAFAYETTE STATE: CO ZIP: 80026 BUSINESS PHONE: 720-390-3880 MAIL ADDRESS: STREET 1: 1751 PANORAMA PT STREET 2: UNIT G CITY: LAFAYETTE STATE: CO ZIP: 80026 3 1 primary_doc.xml PRIMARY DOCUMENT X0206 3 2018-08-31 0 0001706524 urban-gro, Inc. NONE 0001678270 Galey Lance 3940 CHIPPEWA DR BOULDER CO 80303 1 0 0 0 Common Stock Options 1.2 2019-08-31 2021-08-31 Common Stock 100000 D Reporting Person was granted an option by the Issuer to acquire up to 100,000 shares of the Common Stock of the Issuer, one-third exercisable on the anniversary date of the Reporting Person's appointment as a Director of the Issuer (or 33,333 shares on August 31, 2019, 33,333 shares on August 31, 2020, and 33,334 shares on August 31, 2021) at an exercise price of $1.20 per share provided Reporting Person remains and is a Director of the Issuer on each such anniversary date. Lance Galey 2018-09-26