SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR 12(g) OF THE
SECURITIES EXCHANGE ACT OF 1934
RIVERNORTH/DOUBLELINE STRATEGIC OPPORTUNITY FUND, INC.
(Exact Name of Registrant as Specified in its Charter)
Maryland | 30-0948700 | |
(State of Incorporation or Organization) | (I.R.S. Employer Identification No.) | |
433 W. Van Buren Street, 1150-E Chicago, Illinois |
60607 | |
(Address of principal executive offices) | (zip code) |
Securities to be registered pursuant to Section 12(b) of the Act:
Title of each class to be so registered | Name of each exchange on which each class is to be registered | |
4.75% Series B Cumulative Preferred Shares (Liquidation Preference $25.00 per share) |
New York Stock Exchange |
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c) or (e), check the following box. [X]
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), check the following box. [ ]
If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box. [ ]
Securities Act registration statement or Regulation A offering statement file number to which this form relates: ______________________ (if applicable)
Securities Act registration statement file number to which this form relates: 333-260203
Securities to be registered pursuant to Section 12(g) of the Act: None
Item 1. Description of Registrant’s Securities to be Registered
The sections captioned “Description of the Series B Preferred Shares” and “Special Characteristics and Risks of the Series B Preferred Shares” in the Registrant’s Prospectus Supplement that was filed pursuant to Rule 424 under the Securities Act of 1933 (File No. 333-230320) on November 18, 2021, is incorporated herein by reference.
Item 2. Exhibits
(1) | Articles of Incorporation. Filed on July 1, 2016 as Exhibit a to Registrant's Registration Statement on Form N-2 (File No. 333-212400) and incorporated herein by reference. |
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.
RIVERNORTH/DOUBLELINE STRATEGIC OPPORTUNITY FUND, INC. |
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By: |
/s/ Patrick Galley |
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Name: | Patrick Galley | ||
Title: | President |
Date: November 18, 2021