N-PX 1 rn-opp_npx.htm ANNUAL REPORT OF PROXY VOTING
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
 

 
 
FORM N-PX
 
 
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
 

811-23166
Investment Company Act file number:


RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.
(Exact name of registrant as specified in charter)


325 North LaSalle Street, Suite 645
Chicago, Illinois 60654
(Address of principal executive offices) (Zip code)


Marcus L. Collins, Esq.
RiverNorth Capital Management, LLC
325 North LaSalle Street, Suite 645
Chicago, Illinois 60654
(Name and address of agent for service)


Registrant's telephone number, including area code: (312) 832-1440


Date of fiscal year end: June 30


Date of reporting period: July 1, 2018 – June 30, 2019
Item 1. Proxy Voting Record.

OPP Proxy Voting  07/01/2018 - 06/30/2019
     		          
 
NUVEEN AMT FREE QUALITY MUNI INC FD
                      
 
Security
    
670657105
            
Meeting Type
  
Annual
    
 
Ticker Symbol
  
NEA
          
Meeting Date
  
08-Aug-2018
    
 
ISIN
      
US6706571055
          
Agenda
    
934855997 - Management
    
 
Record Date
  
11-Jun-2018
          
Holding Recon Date
11-Jun-2018
    
 
City /
Country
    
/
United
States
        
Vote Deadline Date
07-Aug-2018
    
 
SEDOL(s)
                  
Quick Code
            
 
Item
Proposal
          
Proposed
by
Vote
Management
Recommendation
For/Against
Management
    
 
1c.
DIRECTOR
        
Management
Split
      
Split
          
     
1
Margo L. Cook
      
Split
  
For
Split
          
     
2
Jack B. Evans
      
Split
  
For
Split
          
     
3
Albin F. Moschner
    
Split
  
For
Split
          
 
NUVEEN QUALITY MUNICIPAL INCOME FUND
                    
 
Security
    
67066V101
            
Meeting Type
  
Annual
    
 
Ticker Symbol
  
NAD
          
Meeting Date
  
08-Aug-2018
    
 
ISIN
      
US67066V1017
          
Agenda
    
934855997 - Management
    
 
Record Date
  
11-Jun-2018
          
Holding Recon Date
11-Jun-2018
    
 
City /
Country
    
/
United
States
        
Vote Deadline Date
07-Aug-2018
    
 
SEDOL(s)
                  
Quick Code
            
 
Item
Proposal
          
Proposed
by
Vote
Management
Recommendation
For/Against
Management
    
 
1c.
DIRECTOR
        
Management
Split
      
Split
          
     
1
Margo L. Cook
      
Split
  
For
Split
          
     
2
Jack B. Evans
      
Split
  
For
Split
          
     
3
Albin F. Moschner
    
Split
  
For
Split
          
 
INVESCO
                                
 
Security
    
46131H107
            
Meeting Type
  
Annual
    
 
Ticker Symbol
  
VVR
          
Meeting Date
  
09-Aug-2018
    
 
ISIN
      
US46131H1077
          
Agenda
    
934853309 - Management
    
 
Record Date
  
21-May-2018
          
Holding Recon Date
21-May-2018
    
 
City /
Country
    
/
United
States
        
Vote Deadline Date
08-Aug-2018
    
 
SEDOL(s)
                  
Quick Code
            
 
Item
Proposal
          
Proposed
by
Vote
Management
Recommendation
For/Against
Management
    
 
1.
DIRECTOR
        
Management
Split
      
Split
          
     
1
Bruce L. Crockett
    
Split
  
For
Split
          
     
2
Jack M. Fields
      
Split
  
For
Split
          
     
3
Martin L. Flanagan
    
Split
  
For
Split
          
     
4
Robert C. Troccoli
    
Split
  
For
Split
          
 
WELLS FARGO ADVANTAGE INCOME OPP FUND
                    
 
Security
    
94987B105
            
Meeting Type
  
Annual
    
 
Ticker Symbol
  
EAD
          
Meeting Date
  
13-Aug-2018
    
 
ISIN
      
US94987B1052
          
Agenda
    
934854488 - Management
    
 
Record Date
  
08-Jun-2018
          
Holding Recon Date
08-Jun-2018
    
 
City /
Country
    
/
United
States
        
Vote Deadline Date
10-Aug-2018
    
 
SEDOL(s)
                  
Quick Code
            
 
Item
Proposal
          
Proposed
by
Vote
Management
Recommendation
For/Against
Management
    
 
1.
DIRECTOR
        
Management
Split
      
Split
          
     
1
William R. Ebsworth
    
Split
  
For
Split
          
     
2
Jane A. Freeman
    
Split
  
For
Split
          
     
3
Judith M. Johnson
    
Split
  
For
Split
          
 
BLACKROCK CORPORATE HIGH YIELD FD VI INC
                    
 
Security
    
09255P107
            
Meeting Type
  
Annual
    
 
Ticker Symbol
  
HYT
          
Meeting Date
  
27-Aug-2018
    
 
ISIN
      
US09255P1075
          
Agenda
    
934847887 - Management
    
 
Record Date
  
31-May-2018
          
Holding Recon Date
31-May-2018
    
 
City /
Country
    
/
United
States
        
Vote Deadline Date
24-Aug-2018
    
 
SEDOL(s)
                  
Quick Code
            
 
Item
Proposal
          
Proposed
by
Vote
Management
Recommendation
For/Against
Management
    
 
1.
DIRECTOR
        
Management
Split
      
Split
          
     
1
Robert Fairbairn
    
Split
  
For
Split
          
     
2
R. Glenn Hubbard
    
Split
  
For
Split
          
     
3
W. Carl Kester
      
Split
  
For
Split
          
     
4
John M. Perlowski
    
Split
  
For
Split
          
     
5
Karen P. Robards
    
Split
  
For
Split
          
 
BLACKROCK CREDIT ALLOCATION INCOME TRUST
                    
 
Security
    
092508100
            
Meeting Type
  
Annual
    
 
Ticker Symbol
  
BTZ
          
Meeting Date
  
27-Aug-2018
    
 
ISIN
      
US0925081004
          
Agenda
    
934847875 - Management
    
 
Record Date
  
31-May-2018
          
Holding Recon Date
31-May-2018
    
 
City /
Country
    
/
United
States
        
Vote Deadline Date
24-Aug-2018
    
 
SEDOL(s)
                  
Quick Code
            
 
Item
Proposal
          
Proposed
by
Vote
Management
Recommendation
For/Against
Management
    
 
1.
DIRECTOR
        
Management
                  
     
1
Frank J. Fabozzi
    
Split
  
For
Split
          
     
2
Robert Fairbairn
    
Split
  
For
Split
          
     
3
Catherine A. Lynch
    
Split
  
For
Split
          
     
4
Karen P. Robards
    
Split
  
For
Split
          
 
LEGG MASON
                              
 
Security
    
95766B109
            
Meeting Type
  
Annual
    
 
Ticker Symbol
  
EHI
          
Meeting Date
  
28-Sep-2018
    
 
ISIN
      
US95766B1098
          
Agenda
    
934873387 - Management
    
 
Record Date
  
24-Jul-2018
            
Holding Recon Date
24-Jul-2018
    
 
City /
Country
    
/
United
States
        
Vote Deadline Date
27-Sep-2018
    
 
SEDOL(s)
                  
Quick Code
            
 
Item
Proposal
          
Proposed
by
Vote
Management
Recommendation
For/Against
Management
    
 
1.
DIRECTOR
        
Management
Split
      
Split
          
     
1
Leslie H. Gelb
      
Split
  
For
Split
          
     
2
William R. Hutchinson
    
Split
  
For
Split
          
     
3
Jane Trust
        
Split
  
For
Split
          
 
EATON VANCE LIMITED DURATION INCOME FD
                    
 
Security
    
27828H105
            
Meeting Type
  
Annual
    
 
Ticker Symbol
  
EVV
          
Meeting Date
  
17-Jan-2019
    
 
ISIN
      
US27828H1059
          
Agenda
    
934909512 - Management
    
 
Record Date
  
06-Nov-2018
          
Holding Recon Date
06-Nov-2018
    
 
City /
Country
    
/
United
States
        
Vote Deadline Date
16-Jan-2019
    
 
SEDOL(s)
                  
Quick Code
            
 
Item
Proposal
          
Proposed
by
Vote
Management
Recommendation
For/Against
Management
    
 
1.
DIRECTOR
        
Management
                  
     
1
Cynthia E. Frost
    
For
  
For
For
          
     
2
Valerie A. Mosley
    
For
  
For
For
          
     
3
Scott E. Wennerholm
    
For
  
For
For
          
 
LEGG MASON
                              
 
Security
    
95766K109
            
Meeting Type
  
Annual
    
 
Ticker Symbol
  
HIO
          
Meeting Date
  
22-Feb-2019
    
 
ISIN
      
US95766K1097
          
Agenda
    
934921049 - Management
    
 
Record Date
  
21-Dec-2018
          
Holding Recon Date
21-Dec-2018
    
 
City /
Country
    
/
United
States
        
Vote Deadline Date
21-Feb-2019
    
 
SEDOL(s)
                  
Quick Code
            
 
Item
Proposal
          
Proposed
by
Vote
Management
Recommendation
For/Against
Management
    
 
1.
DIRECTOR
        
Management
Split
      
Split
          
     
1
Nisha Kumar
        
Split
  
For
Split
          
     
2
William R. Hutchinson
    
Split
  
For
Split
          
 
LEGG MASON
                              
 
Security
    
10537L104
            
Meeting Type
  
Annual
    
 
Ticker Symbol
  
BWG
          
Meeting Date
  
22-Feb-2019
    
 
ISIN
      
US10537L1044
          
Agenda
    
934921417 - Management
    
 
Record Date
  
21-Dec-2018
          
Holding Recon Date
21-Dec-2018
    
 
City /
Country
    
/
United
States
        
Vote Deadline Date
21-Feb-2019
    
 
SEDOL(s)
                  
Quick Code
            
 
Item
Proposal
          
Proposed
by
Vote
Management
Recommendation
For/Against
Management
    
 
1.
DIRECTOR
        
Management
Split
      
Split
          
     
1
Nisha Kumar#
      
Split
  
For
Split
          
     
2
Daniel P. Cronin*
    
Split
  
For
Split
          
     
3
Paolo M. Cucchi*
    
Split
  
For
Split
          
 
PGIM INVESTMENTS
                            
 
Security
    
69346J106
            
Meeting Type
  
Annual
    
 
Ticker Symbol
  
GHY
          
Meeting Date
  
08-Mar-2019
    
 
ISIN
      
US69346J1060
          
Agenda
    
934918636 - Management
    
 
Record Date
  
14-Dec-2018
          
Holding Recon Date
14-Dec-2018
    
 
City /
Country
    
/
United
States
        
Vote Deadline Date
07-Mar-2019
    
 
SEDOL(s)
                  
Quick Code
            
 
Item
Proposal
          
Proposed
by
Vote
Management
Recommendation
For/Against
Management
    
 
1.
DIRECTOR
        
Management
Split
      
Split
          
     
1
Ellen S. Alberding
    
Split
  
For
Split
          
     
2
Barry H. Evans
      
Split
  
For
Split
          
     
3
Stuart S. Parker
    
Split
  
For
Split
          
     
4
Brian K. Reid
      
Split
  
For
Split
          
 
FIRST TRUST ADVISORS
                            
 
Security
    
33738E109
            
Meeting Type
  
Annual
    
 
Ticker Symbol
  
FSD
          
Meeting Date
  
08-Apr-2019
    
 
ISIN
      
US33738E1091
          
Agenda
    
934936254 - Management
    
 
Record Date
  
01-Feb-2019
          
Holding Recon Date
01-Feb-2019
    
 
City /
Country
    
/
United
States
        
Vote Deadline Date
05-Apr-2019
    
 
SEDOL(s)
                  
Quick Code
            
 
Item
Proposal
          
Proposed
by
Vote
Management
Recommendation
For/Against
Management
    
 
1.
DIRECTOR
        
Management
Split
      
Split
          
     
1
JAMES A. BOWEN
    
Split
  
For
Split
          
     
2
NIEL B. NIELSON
    
Split
  
For
Split
          
 
FIRST TRUST INTERMEDIATE
                        
 
Security
    
33718W103
          
Meeting Type
  
Annual
    
 
Ticker Symbol
  
FPF
          
Meeting Date
  
08-Apr-2019
    
 
ISIN
      
US33718W1036
          
Agenda
    
934934628 - Management
    
 
Record Date
  
01-Feb-2019
          
Holding Recon Date
01-Feb-2019
    
 
City /
Country
    
/
United
States
        
Vote Deadline Date
05-Apr-2019
    
 
SEDOL(s)
                  
Quick Code
            
 
Item
Proposal
          
Proposed
by
Vote
Management
Recommendation
For/Against
Management
    
 
1.
DIRECTOR
        
Management
Split
      
Split
          
     
1
JAMES A. BOWEN
    
Split
  
For
Split
          
     
2
NIEL B. NIELSON
    
Split
  
For
Split
          
 
NUVEEN FLOATING RATE INCOME FUND
                      
 
Security
    
67072T108
            
Meeting Type
  
Annual
    
 
Ticker Symbol
  
JFR
          
Meeting Date
  
10-Apr-2019
    
 
ISIN
      
US67072T1088
          
Agenda
    
934935670 - Management
    
 
Record Date
  
18-Jan-2019
          
Holding Recon Date
18-Jan-2019
    
 
City /
Country
    
/
United
States
        
Vote Deadline Date
09-Apr-2019
    
 
SEDOL(s)
                  
Quick Code
            
 
Item
Proposal
          
Proposed
by
Vote
Management
Recommendation
For/Against
Management
    
 
1a.
DIRECTOR
        
Management
Split
      
Split
          
     
1
Judith M. Stockdale
    
Split
  
For
Split
          
     
2
Carole E. Stone
    
Split
  
For
Split
          
     
3
Margaret L. Wolff
    
Split
  
For
Split
          
 
NUVEEN PREFERED & CONVERTIBLE INCOME 2
                    
 
Security
    
67073D102
            
Meeting Type
  
Annual
    
 
Ticker Symbol
  
JQC
          
Meeting Date
  
10-Apr-2019
    
 
ISIN
      
US67073D1028
          
Agenda
    
934935668 - Management
    
 
Record Date
  
18-Jan-2019
          
Holding Recon Date
18-Jan-2019
    
 
City /
Country
    
/
United
States
        
Vote Deadline Date
09-Apr-2019
    
 
SEDOL(s)
                  
Quick Code
            
 
Item
Proposal
          
Proposed
by
Vote
Management
Recommendation
For/Against
Management
    
 
1b.
DIRECTOR
        
Management
Split
      
Split
          
     
1
Judith M. Stockdale
    
Split
  
For
Split
          
     
2
Carole E. Stone
    
Split
  
For
Split
          
     
3
Margaret L. Wolff
    
Split
  
For
Split
          
     
4
William C. Hunter
    
Split
  
For
Split
          
 
WESTERN ASSET EMERGING MKTS DEBT FD INC.
                    
 
Security
    
95766A101
            
Meeting Type
  
Annual
    
 
Ticker Symbol
  
EMD
          
Meeting Date
  
12-Apr-2019
    
 
ISIN
      
US95766A1016
          
Agenda
    
934942207 - Management
    
 
Record Date
  
20-Feb-2019
          
Holding Recon Date
20-Feb-2019
    
 
City /
Country
    
/
United
States
        
Vote Deadline Date
11-Apr-2019
    
 
SEDOL(s)
                  
Quick Code
            
 
Item
Proposal
          
Proposed
by
Vote
Management
Recommendation
For/Against
Management
    
 
1.
DIRECTOR
        
Management
Split
      
Split
          
     
1
Nisha Kumar
        
Split
  
For
Split
          
     
2
William R. Hutchinson
    
Split
  
For
Split
          
     
3
Jane Trust
        
Split
  
For
Split
          
 
NEXPOINT FUNDS
                            
 
Security
    
65340G205
            
Meeting Type
  
Annual
    
 
Ticker Symbol
  
NHF
          
Meeting Date
  
14-Jun-2019
    
 
ISIN
      
US65340G2057
          
Agenda
    
935019249 - Management
    
 
Record Date
  
16-Apr-2019
          
Holding Recon Date
16-Apr-2019
    
 
City /
Country
    
/
United
States
        
Vote Deadline Date
13-Jun-2019
    
 
SEDOL(s)
                  
Quick Code
            
 
Item
Proposal
          
Proposed
by
Vote
Management
Recommendation
For/Against
Management
    
 
1.
DIRECTOR
        
Management
Split
      
Split
          
     
1
Ethan Powell
      
Split
  
For
Split
          
     
2
Bryan A.Ward
      
Split
  
For
Split
          

SIGNATURES


Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.


(Registrant) RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. 


By (Signature and Title)  /s/ Patrick W. Galley                                        
 Patrick W. Galley
 President


Date           8/27/2019