N-PX 1 a19-12734_2npx.htm N-PX

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number:  811-23165

 


 

CION ARES DIVERSIFIED CREDIT FUND

(Exact name of registrant as specified in charter)

 

3 Park Avenue, 36th Floor

New York, NY 10016

(Address of principal executive offices) (zip code)

 

Eric A. Pinero

3 Park Avenue, 36th Floor

New York, NY 10016

(Name and address of agent for service)

 

Copy to:

 

Michael A. Reisner

Mark Gatto

CION Ares Management, LLC

3 Park Avenue, 36th Floor

New York, NY 10016

 

Richard Horowitz, Esq.

Matthew K. Kerfoot, Esq.

Dechert LLP

1095 Avenue of the Americas

New York, NY 10036

 

Registrant’s telephone number, including area code:  (646) 845-2577

 

Date of fiscal year end:  October 31

 

Date of reporting period:  July 1, 2018 - June 30, 2019

 

 

 


 

Item 1.  Proxy Voting Record.

 


 

Issuer

 

Security Description

 

Ticker

 

Primary ID

 

Held by CADEX?

 

Shareholder Meeting Date

 

Matter Voted On

 

Proposed By

 

Voted (Yes/No)

 

For or Against

 

For or Against Management

Acadia Healthcare Co Inc.

 

Acadia Healthcare Co Inc. Common Stock

 

ACHC

 

00404A109

 

Yes

 

5/2/2019

 

Election of Directors, compensation of executive officers, frequency of advisory vote on executive officer compensation, and appointment of Ernst & Young LLP as independent accounting firm for FY 2019

 

Issuer

 

Yes

 

For

 

For

Coherus Biosciences Inc.

 

Coherus Biosciences Inc. Common Stock

 

CHRS

 

19249H103

 

Yes

 

5/22/2019

 

Election of Directors and appointment of Ernst & Young LLP as independent accounting firm for FY 2019

 

Issuer

 

Yes

 

For

 

For

 


 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

CION ARES DIVERSIFIED CREDIT FUND

 

 

 

 

 

By:

/s/ Michael A. Reisner

 

 

Michael A. Reisner

 

 

Co-President and Chief Executive Officer

 

 

 

 

 

By:

/s/ Mark Gatto

 

 

Mark Gatto

 

 

Co-President and Chief Executive Officer

 

 

 

 

 

Date: August 1, 2019