Chief Compliance Officer

0001437749-22-010380.txt : 20220502 0001437749-22-010380.hdr.sgml : 20220502 20220502122238 ACCESSION NUMBER: 0001437749-22-010380 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220502 DATE AS OF CHANGE: 20220502 EFFECTIVENESS DATE: 20220502 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PERSONAL CFO SOLUTIONS, LLC CENTRAL INDEX KEY: 0001677501 IRS NUMBER: 452419231 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19618 FILM NUMBER: 22880444 BUSINESS ADDRESS: STREET 1: 384 MAIN STREET CITY: CHESTER STATE: NJ ZIP: 07930 BUSINESS PHONE: 9089557055 MAIL ADDRESS: STREET 1: 384 MAIN STREET CITY: CHESTER STATE: NJ ZIP: 07930 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001677501 XXXXXXXX 03-31-2022 03-31-2022 PERSONAL CFO SOLUTIONS, LLC

384 MAIN STREET CHESTER NJ 07930

13F HOLDINGS REPORT 028-19618 N Justin Dausch Chief Compliance Officer 484-840-3707 /s/ Justin Dausch Chester NJ 04-29-2022 59 472 507068 false 1 028-10562 AllianceBernstein LP 2 028-05637 Advisory Research Inc 3 028-06538 AEW Capital Management LP 4 028-11962 AMI Asset Management Corp 5 028-02634 Aristotle Capital Management LLC 6 AthenaInvest Advisors LLC 7 028-05936 Atlanta Capital 8 028-11748 Beaumont Financial Partners LLC 9 028-05034 Berkshire Asset Management LLC 10 028-16017 BMO Asset Management Corp 11 028-14438 Brookmont Capital Management LLC 12 028-01398 Cambiar Investors LLC 13 028-11680 Clark Capital Management Group LLC 14 028-02405 Cohen & Steers Capital Management Inc 15 028-10477 Columbia Management Investment Advisers LLC 16 028-03434 Congress Asset Management Company 17 028-14668 Copeland Capital Management LLC 18 028-10648 Diamond Hill Capital Management Inc 19 028-10309 DSM Capital Partners LLC 20 028-12076 Dorsey, Wright & Associates LLC 21 028-10981 Goldman Sachs Asset Management LP 22 028-14862 Granite Investment Partners LLC 23 028-04139 Eaton Vance Management 24 028-14862 Granite Investment Partners LLC 25 028-04145 GW&K Investment Management LLC 26 028-04434 Harding Loevner LP 27 028-18950 Henry James International Management Inc. 28 028-00255 Invesco Advisers Inc 29 028-00694 JP Morgan 30 028-10469 Lazard Asset Management LLC 31 028-12558 Legg Mason Private Portfolio Group, LLC 32 028-05267 Macquarie Invesment Management Business Trust 33 028-03692 Miller Howard Investments Inc 34 028-17085 Neuberger Berman Investment Advisers LLC 35 028-17093 Newfound Research LLC 36 028-04558 Parametric Portfolio Associates LLC 37 028-01523 Peregrine Capital Management LLC 38 028-03687 Polen Capital Management LLC 39 028-03489 SouthernSun Asset Management LLC 40 028-11076 Sustainable Growth Advisers, LP 41 028-10665 London Co of Virginia 42 028-04041 Thompson, Siegel & Walmsley LLC 43 028-06605 Thornburg 44 028-18145 Donoghue Forlines LLC 45 028-18951 Wakefield Asset Management LLLP 46 028-07104 WCM Investment Management LLC 47 028-18341 Redwood Investments LLC 48 028-00869 Principal Global Investors 49 028-01549 Fred Alger Management LLC 50 028-17768 ARK Investment Management LLC 51 028-11728 Causeway Capital Management LLC 52 028-16673 Gyroscope Capital Management Group LLC 53 028-11091 Hillman Capital Management, Inc. 54 028-15561 Polaris Wealth Advisory Group, LLC 55 028-17711 Adviser Investment LLC 56 028-05269 Earnest Partners LLC 57 028-2825 Bahl & Gaynor Inc. 58 028-00398 Loomis Sayles & CO LP 59 028-00218 Capital Group Companies Inc. INFORMATION TABLE 2 infotable_pcfoq122.xml ABB LTD SPONSORED ADR 000375204 297 9198 SH DFND 17, 20, 30, 36, 43, 59 0 0 9198 ABM INDS INC COM 000957100 240 5211 SH DFND 17, 29 0 0 5211 AGCO CORP COM 001084102 378 2587 SH DFND 39, 45 0 0 2587 ALPS ETF TR DISRUPTIVE TECH 00162Q478 217 5075 SH SOLE 0 0 5075 AT&T INC COM 00206R102 1495 63255 SH DFND 9, 10, 52, 53, 36 0 0 63255 ARK ETF TR INNOVATION ETF 00214Q104 1123 16946 SH SOLE 0 0 16946 ARK ETF TR AUTNMUS TECHNLGY 00214Q203 426 6294 SH SOLE 0 0 6294 ARK ETF TR GENOMIC REV ETF 00214Q302 482 10497 SH SOLE 0 0 10497 ARK ETF TR NEXT GNRTN INTER 00214Q401 992 11375 SH SOLE 0 0 11375 ARK ETF TR FINTECH INNOVA 00214Q708 551 18959 SH SOLE 0 0 18959 THE AARONS COMPANY INC COM 00258W108 207 10311 SH DFND 17, 29 0 0 10311 ABBOTT LABS COM 002824100 2495 21077 SH DFND 1, 9, 11, 17, 18, 29, 36, 38, 40, 44, 57 0 0 21077 ABBVIE INC COM 00287Y109 779 4807 SH DFND 9, 10, 31, 18, 29, 36, 54, 57 0 0 4807 ABIOMED INC COM 003654100 235 708 SH DFND 16, 36, 37 0 0 708 ACADIA PHARMACEUTICALS INC COM 004225108 384 15846 SH DFND 49 0 0 15846 ADAPTIMMUNE THERAPEUTICS PLC SPONDS ADR 00653A107 54 26388 SH SOLE 0 0 26388 ADOBE SYSTEMS INCORPORATED COM 00724F101 2604 5716 SH DFND 1, 5, 7, 10, 31, 15, 19, 53, 30, 36, 37, 38 0 0 5716 ADVANCE AUTO PARTS INC COM 00751Y106 220 1064 SH DFND 10, 31, 17, 29, 36, 21 0 0 1064 ADVISORSHARES TR DORSEY WRIGT ADR 00768Y206 634 10569 SH SOLE 0 0 10569 ADVANCED MICRO DEVICES INC COM 007903107 382 3496 SH DFND 34, 36, 45 0 0 3496 AEGON N V NY REGISTRY SHS 007924103 223 42084 SH DFND 17, 20, 36 0 0 42084 AIRBNB INC COM CL A 009066101 1360 7917 SH DFND 38 0 0 7917 AIR LEASE CORP CL A 00912X302 292 6551 SH DFND 17, 29 0 0 6551 AIR PRODS & CHEMS INC COM 009158106 318 1273 SH DFND 7, 17, 53, 29, 36, 41, 57 0 0 1273 ALGONQUIN PWR UTILS CORP COM 015857105 260 16757 SH DFND 17, 29 0 0 16757 ALIGN TECHNOLOGY INC COM 016255101 607 1393 SH DFND 15, 36, 38 0 0 1393 ALLISON TRANSMISSION HLDGS I COM 01973R101 336 8563 SH DFND 17, 29, 44 0 0 8563 ALPHABET INC CAP STK CL C 02079K107 7575 2712 SH DFND 7, 10, 53, 36, 37, 38, 40, 41, 58 0 0 2712 ALPHABET INC CAP STK CL A 02079K305 6841 2460 SH DFND 10, 18, 19, 52, 30, 34, 36, 37, 21, 58 0 0 2460 ALPINE 4 HOLDINGS INC CL A 02083E105 11 10152 SH SOLE 0 0 10152 ALTRIA GROUP INC COM 02209S103 840 16071 SH DFND 36, 21, 41 0 0 16071 AMAZON COM INC COM 023135106 9825 3014 SH DFND 1, 10, 11, 31, 15, 18, 19, 52, 53, 30, 34, 36, 37, 40, 58 0 0 3014 AMBEV SA SPONSORED ADR 02319V103 52 16253 SH DFND 26 0 0 16253 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 325 15360 SH DFND 17, 20, 27, 59 0 0 15360 AMERICAN ELEC PWR CO INC COM 025537101 506 5073 SH DFND 10, 36 0 0 5073 AMERICAN EXPRESS CO COM 025816109 1482 7923 SH DFND 17, 29, 30, 36, 21, 40 0 0 7923 AMERICAN TOWER CORP NEW COM 03027X100 357 1422 SH DFND 1, 7, 10, 14, 28, 36, 57 0 0 1422 AMERISOURCEBERGEN CORP COM 03073E105 233 1507 SH DFND 17, 29, 36, 42 0 0 1507 AMERIPRISE FINL INC COM 03076C106 894 2978 SH DFND 5, 20, 36, 21, 44 0 0 2978 AMGEN INC COM 031162100 535 2211 SH DFND 5, 9, 10, 11, 17, 29, 36, 21 0 0 2211 AMPHENOL CORP NEW CL A 032095101 230 3049 SH DFND 1, 7, 30, 36, 46 0 0 3049 AMPLIFY ETF TR ONLIN RETL ETF 032108102 984 14984 SH SOLE 0 0 14984 ANALOG DEVICES INC COM 032654105 383 2317 SH DFND 11, 17, 29, 30, 34, 36 0 0 2317 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 313 5215 SH DFND 53, 36, 59 0 0 5215 ANNALY CAPITAL MANAGEMENT IN COM 035710409 87 12377 SH DFND 42 0 0 12377 ANSYS INC COM 03662Q105 322 1014 SH DFND 5, 56, 36 0 0 1014 ANTHEM INC COM 036752103 735 1496 SH DFND 36, 21 0 0 1496 APPLE INC COM 037833100 14509 83096 SH DFND 1, 9, 10, 11, 31, 17, 20, 29, 34, 36, 41 0 0 83096 APPLIED MATLS INC COM 038222105 558 4233 SH DFND 10, 52, 30, 36, 21 0 0 4233 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L203 304 9504 SH DFND 51, 17, 20, 28, 36 0 0 9504 ARCHER DANIELS MIDLAND CO COM 039483102 285 3157 SH DFND 18, 36, 45 0 0 3157 ARDELYX INC COM 039697107 21 20000 SH SOLE 0 0 20000 ARES MANAGEMENT CORPORATION CL A COM STK 03990B101 294 3625 SH DFND 37 0 0 3625 ARVINAS INC COM 04335A105 337 5000 SH SOLE 0 0 5000 AUTODESK INC COM 052769106 1431 6675 SH DFND 31, 16, 34, 36, 38, 40 0 0 6675 AUTOMATIC DATA PROCESSING IN COM 053015103 407 1789 SH DFND 1, 19, 36, 38, 21, 57 0 0 1789 AVEO PHARMACEUTICALS INC COM NEW 053588307 56 10000 SH SOLE 0 0 10000 BP PLC SPONSORED ADR 055622104 412 14012 SH DFND 51, 32, 28, 30, 36 0 0 14012 BWX TECHNOLOGIES INC COM 05605H100 254 4715 SH DFND 11, 17, 29 0 0 4715 BANCO BRADESCO S A SP ADR PFD NEW 059460303 47 10092 SH DFND 27 0 0 10092 BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946K101 333 58576 SH DFND 51, 17, 20, 26, 59 0 0 58576 BANCO SANTANDER S.A. ADR 05964H105 57 16900 SH DFND 32, 30 0 0 16900 BK OF AMERICA CORP COM 060505104 1059 25686 SH DFND 9, 10, 11, 17, 18, 29, 30, 36 0 0 25686 BK OF AMERICA CORP 7.25%CNV PFD L 060505682 269 205 SH SOLE 0 0 205 BANK OZK COM 06417N103 376 8795 SH DFND 17, 29, 48 0 0 8795 BARCLAYS PLC ADR 06738E204 224 28387 SH DFND 12, 51, 17, 20, 30 0 0 28387 BECTON DICKINSON & CO COM 075887109 282 1061 SH DFND 1, 10, 17, 18, 53, 29, 36 0 0 1061 BERKLEY W R CORP COM 084423102 1071 16086 SH DFND 20, 36 0 0 16086 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2634 7464 SH DFND 18, 36, 41 0 0 7464 BEST BUY INC COM 086516101 418 4599 SH DFND 10, 17, 52, 29, 36, 21, 57 0 0 4599 BICYCLE THERAPEUTICS PLC SPONSORED ADS 088786108 327 7455 SH DFND 17, 20 0 0 7455 BIOCRYST PHARMACEUTICALS INC COM 09058V103 1775 109188 SH SOLE 0 0 109188 BIOSIG TECHNOLOGIES INC COM NEW 09073N201 16 13955 SH SOLE 0 0 13955 BLACKROCK INC COM 09247X101 433 567 SH DFND 17, 53, 29, 36, 41, 57 0 0 567 BLACKROCK MUNIHLDGS NJ QLTY COM 09254X101 247 18501 SH SOLE 0 0 18501 BLACKSTONE INC COM 09260D107 265 2086 SH DFND 5 0 0 2086 BOEING CO COM 097023105 14138 73826 SH DFND 53, 36, 58 0 0 73826 BORGWARNER INC COM 099724106 250 6436 SH DFND 18, 56, 52, 36 0 0 6436 BRISTOL-MYERS SQUIBB CO COM 110122108 1176 16106 SH DFND 9, 10, 17, 53, 29, 36, 54, 44 0 0 16106 BROADCOM INC COM 11135F101 625 992 SH DFND 10, 11, 31, 16, 27, 36, 21, 57 0 0 992 BRUNSWICK CORP COM 117043109 288 3559 SH DFND 17, 29, 48 0 0 3559 CBRE GROUP INC CL A 12504L109 235 2569 SH DFND 56, 36, 21, 45 0 0 2569 CDW CORP COM 12514G108 216 1208 SH DFND 1, 2, 10, 31, 36 0 0 1208 CIGNA CORP NEW COM 125523100 739 3086 SH DFND 17, 29, 36, 21 0 0 3086 CME GROUP INC COM 12572Q105 360 1512 SH DFND 17, 29, 36, 42 0 0 1512 CRH PLC ADR 12626K203 247 6155 SH DFND 31, 17, 20, 43 0 0 6155 CVS HEALTH CORP COM 126650100 819 8092 SH DFND 10, 17, 52, 53, 29, 36, 44 0 0 8092 COTERRA ENERGY INC COM 127097103 356 13197 SH DFND 5, 17, 52, 36, 48 0 0 13197 CANADIAN PAC RY LTD COM 13645T100 1671 20249 SH DFND 31, 16, 36, 43, 46 0 0 20249 CAPITAL ONE FINL CORP COM 14040H105 506 3856 SH DFND 5, 17, 29, 36, 54 0 0 3856 CARDINAL HEALTH INC COM 14149Y108 747 13181 SH DFND 36, 21 0 0 13181 CARRIER GLOBAL CORPORATION COM 14448C104 533 11625 SH DFND 18, 36 0 0 11625 CASEYS GEN STORES INC COM 147528103 250 1259 SH DFND 10, 31, 17, 29 0 0 1259 CEMTREX INC COM NEW 15130G600 16 25368 SH SOLE 0 0 25368 CERUS CORP COM 157085101 107 19500 SH SOLE 0 0 19500 CHEMED CORP NEW COM 16359R103 315 622 SH DFND 17, 29 0 0 622 CHESAPEAKE UTILS CORP COM 165303108 276 2001 SH DFND 17, 29 0 0 2001 CHEVRON CORP NEW COM 166764100 2170 13325 SH DFND 9, 10, 11, 17, 29, 36, 41, 57 0 0 13325 CINCINNATI FINL CORP COM 172062101 405 2980 SH DFND 5, 36, 21, 41 0 0 2980 CISCO SYS INC COM 17275R102 992 17795 SH DFND 10, 52, 30, 36, 21, 41, 44, 57 0 0 17795 CITIGROUP INC COM NEW 172967424 492 9222 SH DFND 10, 17, 52, 29, 36 0 0 9222 CITIZENS FINL GROUP INC COM 174610105 341 7519 SH DFND 10, 36, 45 0 0 7519 CIVITAS RESOURCES INC COM NEW 17888H103 276 4620 SH DFND 17, 29 0 0 4620 COCA COLA CO COM 191216100 1139 18374 SH DFND 5, 17, 29, 30, 36, 44 0 0 18374 COGENT COMMUNICATIONS HLDGS COM NEW 19239V302 264 3985 SH DFND 17, 29 0 0 3985 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 306 3414 SH DFND 18, 52, 36 0 0 3414 COHEN & STEERS INC COM 19247A100 311 3621 SH DFND 17, 25, 29 0 0 3621 COMCAST CORP NEW CL A 20030N101 1375 29363 SH DFND 10, 11, 31, 17, 18, 52, 53, 29, 34, 36, 21, 41, 44, 57 0 0 29363 COMERICA INC COM 200340107 308 3407 SH DFND 20, 34, 36, 21, 45 0 0 3407 COMPANHIA PARANAENSE ENERG C SPON ADS 20441B605 210 26820 SH DFND 17, 20 0 0 26820 COMPASS MINERALS INTL INC COM 20451N101 357 5681 SH DFND 53 0 0 5681 CONOCOPHILLIPS COM 20825C104 705 7047 SH DFND 10, 11, 17, 18, 29, 30, 36 0 0 7047 CONSTELLATION BRANDS INC CL A 21036P108 343 1490 SH DFND 1, 5, 11, 53, 34, 36 0 0 1490 CONTROLADORA VUELA COMP DE A SPON ADR RP 10 21240E105 182 10014 SH DFND 17, 20 0 0 10014 CORTEVA INC COM 22052L104 503 8758 SH DFND 5, 36 0 0 8758 COSTCO WHSL CORP NEW COM 22160K105 519 900 SH DFND 7, 10, 11, 15, 34, 36, 46 0 0 900 CROWN CASTLE INTL CORP NEW COM 22822V101 402 2178 SH DFND 5, 7, 11, 14, 28, 36, 41, 57 0 0 2178 DBX ETF TR XTRACK MSCI EAFE 233051200 241 6389 SH SOLE 0 0 6389 DBV TECHNOLOGIES S A SPONSORED ADR 23306J101 26 16088 SH SOLE 0 0 16088 DTE ENERGY CO COM 233331107 375 2839 SH DFND 17, 36, 45 0 0 2839 DANAHER CORPORATION COM 235851102 671 2289 SH DFND 1, 5, 7, 30, 34, 36, 40 0 0 2289 DEERE & CO COM 244199105 365 880 SH DFND 1, 17, 18, 29, 36, 58 0 0 880 DEVON ENERGY CORP NEW COM 25179M103 488 8246 SH DFND 20, 25, 34, 42, 44, 45 0 0 8246 DEXCOM INC COM 252131107 382 747 SH DFND 17, 34, 36, 37 0 0 747 DIAGEO PLC SPON ADR NEW 25243Q205 469 2309 SH DFND 11, 12, 31, 17, 20, 26, 36, 41, 59 0 0 2309 DISNEY WALT CO COM 254687106 522 3802 SH DFND 11, 31, 18, 30, 36, 40, 58 0 0 3802 DISCOVER FINL SVCS COM 254709108 1018 9238 SH DFND 10, 52, 36, 54, 21, 44 0 0 9238 DOCUSIGN INC COM 256163106 700 6537 SH DFND 31, 38 0 0 6537 DOVER CORP COM 260003108 204 1300 SH DFND 17, 29, 36 0 0 1300 DOW INC COM 260557103 319 5002 SH DFND 36, 54, 45 0 0 5002 DUKE ENERGY CORP NEW COM NEW 26441C204 581 5203 SH DFND 10, 36 0 0 5203 DUPONT DE NEMOURS INC COM 26614N102 301 4087 SH DFND 31, 53, 36 0 0 4087 EDAP TMS S A SPONSORED ADR 268311107 274 37750 SH SOLE 0 0 37750 ENI S P A SPONSORED ADR 26874R108 303 10343 SH DFND 17, 32, 20, 36 0 0 10343 EOG RES INC COM 26875P101 798 6694 SH DFND 20, 17, 29, 34, 36, 21, 45 0 0 6694 ETF SER SOLUTIONS US GLB JETS 26922A842 201 9218 SH DFND 23 0 0 9218 ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 566 9633 SH SOLE 0 0 9633 ETF MANAGERS TR PRIME MOBILE PAY 26924G409 426 8181 SH SOLE 0 0 8181 EASTMAN CHEM CO COM 277432100 565 5038 SH DFND 11, 56, 36, 21 0 0 5038 ECOLAB INC COM 278865100 247 1399 SH DFND 5, 7, 36, 40 0 0 1399 EDWARDS LIFESCIENCES CORP COM 28176E108 225 1912 SH DFND 15, 34, 36, 37 0 0 1912 EMBRAER S.A. SPONSORED ADS 29082A107 282 22376 SH DFND 17, 20 0 0 22376 EMERSON ELEC CO COM 291011104 533 5432 SH DFND 9, 10, 53, 36 0 0 5432 ENBRIDGE INC COM 29250N105 310 6727 SH SOLE 0 0 6727 ENCOMPASS HEALTH CORP COM 29261A100 304 4282 SH DFND 17, 29 0 0 4282 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 537 48016 SH DFND 33 0 0 48016 ENSIGN GROUP INC COM 29358P101 433 4810 SH DFND 17, 29 0 0 4810 ENTERPRISE PRODS PARTNERS L COM 293792107 690 26744 SH DFND 53 0 0 26744 EPAM SYS INC COM 29414B104 475 1603 SH DFND 27, 36, 46 0 0 1603 ENVIVA INC COM 29415B103 633 8000 SH SOLE 0 0 8000 EQUINIX INC COM 29444U700 216 291 SH DFND 3, 31, 14, 16, 28, 36, 40 0 0 291 EQUINOR ASA SPONSORED ADR 29446M102 296 7883 SH DFND 17, 20, 30, 36 0 0 7883 EVERCORE INC CLASS A 29977A105 308 2763 SH DFND 17, 29, 44 0 0 2763 EVOFEM BIOSCIENCES INC COM 30048L104 5 15888 SH SOLE 0 0 15888 EXP WORLD HLDGS INC COM 30212W100 233 10989 SH DFND 17, 29 0 0 10989 EXTRA SPACE STORAGE INC COM 30225T102 244 1189 SH DFND 3, 10, 14, 20, 36, 45 0 0 1189 EXXON MOBIL CORP COM 30231G102 1464 17726 SH DFND 10, 17, 29, 36 0 0 17726 META PLATFORMS INC CL A 30303M102 2818 12673 SH DFND 1, 10, 31, 18, 19, 52, 53, 34, 36, 37, 38, 40, 41, 58 0 0 12673 FEDERAL AGRIC MTG CORP CL C 313148306 218 2013 SH DFND 17, 29 0 0 2013 FIDELITY COVINGTON TRUST MSCI ENERGY IDX 316092402 5316 253850 SH SOLE 0 0 253850 FIDELITY COVINGTON TRUST MSCI FINLS IDX 316092501 6018 111144 SH DFND 8 0 0 111144 FIDELITY COVINGTON TRUST MSCI HLTH CARE I 316092600 347 5281 SH SOLE 0 0 5281 FIDELITY COVINGTON TRUST MSCI INDL INDX 316092709 5273 98001 SH SOLE 0 0 98001 FIDELITY COVINGTON TRUST MSCI INFO TECH I 316092808 6755 54884 SH DFND 8 0 0 54884 FIDELITY COVINGTON TRUST HIGH DIVID ETF 316092840 2784 66874 SH SOLE 0 0 66874 FIDELITY COVINGTON TRUST MSCI UTILS INDEX 316092865 1323 27609 SH DFND 8 0 0 27609 FIDELITY COVINGTON TRUST MSCI MATLS INDEX 316092881 1558 31356 SH DFND 8 0 0 31356 FIDELITY NATL INFORMATION SV COM 31620M106 278 2768 SH DFND 7, 10, 31, 17, 18, 29, 30, 36, 21, 41 0 0 2768 FIRST TR EXCHNG TRADED FD VI CBOE VEST BUFERD 33740U778 404 20371 SH SOLE 0 0 20371 FIRSTENERGY CORP COM 337932107 435 9483 SH DFND 52, 36, 21, 44 0 0 9483 FORD MTR CO DEL COM 345370860 177 10476 SH DFND 36 0 0 10476 FORTINET INC COM 34959E109 249 729 SH DFND 10, 16, 20, 36, 21 0 0 729 GARTNER INC COM 366651107 822 2763 SH DFND 7, 25, 36, 38, 21 0 0 2763 GENERAL DYNAMICS CORP COM 369550108 3327 13793 SH DFND 5, 17, 29, 36, 21 0 0 13793 GENERAL ELECTRIC CO COM NEW 369604301 282 3080 SH DFND 53, 36 0 0 3080 GENUINE PARTS CO COM 372460105 486 3858 SH DFND 36, 21 0 0 3858 GILEAD SCIENCES INC COM 375558103 391 6575 SH DFND 10, 11, 52, 36, 21, 44 0 0 6575 GLOBAL PMTS INC COM 37940X102 291 2130 SH DFND 19, 52, 36, 54, 21, 42 0 0 2130 GLOBAL X FDS RBTCS ARTFL INTE 37954Y715 427 14703 SH SOLE 0 0 14703 GLOBAL X FDS MILLENNIAL CONSU 37954Y764 1185 32524 SH DFND 23 0 0 32524 GOLDMAN SACHS GROUP INC COM 38141G104 816 2473 SH DFND 10, 36 0 0 2473 HCA HEALTHCARE INC COM 40412C101 375 1495 SH DFND 52, 36, 21, 45 0 0 1495 HSBC HLDGS PLC SPON ADR NEW 404280406 234 6828 SH DFND 17, 20, 36 0 0 6828 HP INC COM 40434L105 614 16909 SH DFND 36, 21 0 0 16909 HAMILTON LANE INC CL A 407497106 302 3902 SH DFND 49, 17, 29 0 0 3902 HARSCO CORP COM 415864107 307 25109 SH DFND 34 0 0 25109 HARTFORD FINL SVCS GROUP INC COM 416515104 430 5992 SH DFND 10, 31, 17, 18, 29, 36 0 0 5992 HEICO CORP NEW COM 422806109 222 1445 SH DFND 49, 30, 37 0 0 1445 HESS CORP COM 42809H107 206 1926 SH DFND 36 0 0 1926 HEWLETT PACKARD ENTERPRISE C COM 42824C109 260 15581 SH DFND 36, 44, 45 0 0 15581 HIVE BLOCKCHAIN TECHNLGIES L COM 43366H100 107 50000 SH SOLE 0 0 50000 HOME BANCSHARES INC COM 436893200 290 12833 SH DFND 17, 29 0 0 12833 HOME DEPOT INC COM 437076102 849 2837 SH DFND 11, 17, 18, 29, 30, 36, 21, 40, 57 0 0 2837 HONEYWELL INTL INC COM 438516106 671 3449 SH DFND 5, 9, 11, 18, 30, 36 0 0 3449 HUNTINGTON INGALLS INDS INC COM 446413106 911 4570 SH DFND 10, 16, 17, 56, 52, 36, 21, 42 0 0 4570 ITT INC COM 45073V108 10605 141000 SH SOLE 0 0 141000 ICICI BANK LIMITED ADR 45104G104 472 24904 SH DFND 17, 20, 26, 27, 28 0 0 24904 ILLUMINA INC COM 452327109 846 2421 SH DFND 15, 36, 38, 40, 58 0 0 2421 INCYTE CORP COM 45337C102 603 7596 SH DFND 36 0 0 7596 INDEXIQ ETF TR IQ MRGR ARB ETF 45409B800 3659 114552 SH SOLE 0 0 114552 ING GROEP N.V. SPONSORED ADR 456837103 213 20425 SH DFND 51, 17, 20, 43, 59 0 0 20425 INSPERITY INC COM 45778Q107 302 3011 SH DFND 4, 17, 29 0 0 3011 INNOVATIVE INDL PPTYS INC COM 45781V101 282 1375 SH DFND 17, 29 0 0 1375 INNOVATOR ETFS TR US SML CP PWR B 45782C284 8794 341936 SH SOLE 0 0 341936 INNOVATOR ETFS TR US EQT ULTRA BF 45782C300 688 22242 SH SOLE 0 0 22242 INNOVATOR ETFS TR US EQTY BUFR JAN 45782C409 8841 244781 SH SOLE 0 0 244781 INNOVATOR ETFS TR GRWT100 PWR BF 45782C466 5308 130518 SH SOLE 0 0 130518 INNOVATOR ETFS TR US EQTY PWR BUF 45782C508 23366 717418 SH SOLE 0 0 717418 INNOVATOR ETFS TR EMRGNG MKT JULY 45782C714 3607 143795 SH SOLE 0 0 143795 INNOVATOR ETFS TR INTRNL DEV JULY 45782C722 9311 389940 SH SOLE 0 0 389940 INTEL CORP COM 458140100 1423 28713 SH DFND 9, 10, 31, 52, 53, 36, 21 0 0 28713 INTER PARFUMS INC COM 458334109 259 2938 SH DFND 17, 29 0 0 2938 INTERNATIONAL BUSINESS MACHS COM 459200101 686 5274 SH DFND 17, 52, 29, 36, 21, 44 0 0 5274 INTERNATIONAL PAPER CO COM 460146103 525 11366 SH DFND 36, 21 0 0 11366 INTERPUBLIC GROUP COS INC COM 460690100 441 12454 SH DFND 36, 48, 21, 44, 45 0 0 12454 INVESCO ACTIVELY MANAGED ETF S&P500 DOWNSID 46090A705 313 8665 SH SOLE 0 0 8665 INVESCO QQQ TR UNIT SER 1 46090E103 1685 4649 SH SOLE 0 0 4649 INTUIT COM 461202103 1186 2467 SH DFND 7, 15, 19, 34, 36, 21, 40 0 0 2467 INTUITIVE SURGICAL INC COM NEW 46120E602 929 3079 SH DFND 7, 31, 34, 36, 37, 38, 40, 58 0 0 3079 INVESCO MUN TR COM 46131J103 115 10000 SH SOLE 0 0 10000 INVESCO MUN OPPORTUNITY TR COM 46132C107 115 10000 SH SOLE 0 0 10000 INVESCO EXCH TRADED FD TR II DWA EMERG MKTS 46138E867 324 13863 SH SOLE 0 0 13863 IRON MTN INC NEW COM 46284V101 298 5382 SH DFND 36, 44 0 0 5382 ISHARES INC MSCI WORLD ETF 464286392 253 1978 SH DFND 20, 38 0 0 1978 ISHARES TR S&P 100 ETF 464287101 296 1420 SH SOLE 0 0 1420 ISHARES TR CORE S&P TTL STK 464287150 339 3362 SH SOLE 0 0 3362 ISHARES TR SELECT DIVID ETF 464287168 218 1701 SH SOLE 0 0 1701 ISHARES TR TIPS BD ETF 464287176 1224 9822 SH DFND 20 0 0 9822 ISHARES TR CORE S&P500 ETF 464287200 3761 8291 SH SOLE 0 0 8291 ISHARES TR S&P 500 GRWT ETF 464287309 940 12312 SH SOLE 0 0 12312 ISHARES TR S&P 500 VAL ETF 464287408 732 4701 SH SOLE 0 0 4701 ISHARES TR 20 YR TR BD ETF 464287432 343 2594 SH SOLE 0 0 2594 ISHARES TR 1 3 YR TREAS BD 464287457 6485 77804 SH DFND 20, 35 0 0 77804 ISHARES TR MSCI EAFE ETF 464287465 21929 297942 SH DFND 6, 30 0 0 297942 ISHARES TR CORE S&P MCP ETF 464287507 537 2000 SH SOLE 0 0 2000 ISHARES TR EXPANDED TECH 464287515 379 1098 SH SOLE 0 0 1098 ISHARES TR RUS 1000 VAL ETF 464287598 602 3627 SH SOLE 0 0 3627 ISHARES TR RUS 1000 GRW ETF 464287614 849 3057 SH DFND 37, 40 0 0 3057 ISHARES TR RUSSELL 2000 ETF 464287655 497 2421 SH SOLE 0 0 2421 ISHARES TR CORE S&P SCP ETF 464287804 882 8180 SH SOLE 0 0 8180 ISHARES TR IBOXX HI YD ETF 464288513 228 2776 SH DFND 13 0 0 2776 ISHARES TR SHORT TREAS BD 464288679 1767 16026 SH DFND 13 0 0 16026 ISHARES TR EAFE VALUE ETF 464288877 798 15878 SH SOLE 0 0 15878 ISHARES TR EAFE GRWTH ETF 464288885 703 7306 SH DFND 46 0 0 7306 ISHARES SILVER TR ISHARES 46428Q109 548 23971 SH SOLE 0 0 23971 ISHARES TR CORE MSCI EAFE 46432F842 442 6355 SH SOLE 0 0 6355 ISHARES INC CORE MSCI EMKT 46434G103 266 4790 SH SOLE 0 0 4790 ISHARES INC MSCI JPN ETF NEW 46434G822 361 5853 SH SOLE 0 0 5853 ISHARES TR CORE TOTAL USD 46434V613 383 7708 SH SOLE 0 0 7708 IT TECH PACKAGING INC COM NEW 46527C100 2 10000 SH SOLE 0 0 10000 IVERIC BIO INC COM 46583P102 182 10800 SH SOLE 0 0 10800 JPMORGAN CHASE & CO COM 46625H100 1148 8420 SH DFND 9, 11, 52, 34, 36, 54, 57 0 0 8420 J P MORGAN EXCHANGE-TRADED F EQUITY PREMIUM 46641Q332 5884 95835 SH SOLE 0 0 95835 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 546 10864 SH DFND 13 0 0 10864 JOHNSON & JOHNSON COM 478160104 2553 14407 SH DFND 9, 10, 11, 17, 29, 30, 36, 21, 41, 44 0 0 14407 KB HOME COM 48666K109 221 6810 SH DFND 17, 29 0 0 6810 KENNEDY-WILSON HOLDINGS INC COM 489398107 220 9017 SH DFND 17, 29 0 0 9017 KULICKE & SOFFA INDS INC COM 501242101 268 4785 SH DFND 17, 29 0 0 4785 LKQ CORP COM 501889208 535 11778 SH DFND 36, 21, 42 0 0 11778 L3HARRIS TECHNOLOGIES INC COM 502431109 472 1899 SH DFND 11, 31, 18, 36 0 0 1899 LABORATORY CORP AMER HLDGS COM NEW 50540R409 540 2049 SH DFND 7, 36, 21, 42 0 0 2049 LAKELAND FINL CORP COM 511656100 294 4027 SH DFND 17, 29 0 0 4027 LAM RESEARCH CORP COM 512807108 343 638 SH DFND 10, 52, 36, 54, 21, 46 0 0 638 LANDSTAR SYS INC COM 515098101 289 1918 SH DFND 17, 29, 41 0 0 1918 LEAP THERAPEUTICS INC COM 52187K101 111 63165 SH SOLE 0 0 63165 LEMAITRE VASCULAR INC COM 525558201 301 6485 SH DFND 17, 29 0 0 6485 LENNAR CORP CL A 526057104 649 7991 SH DFND 5, 36, 21 0 0 7991 LIGHTWAVE LOGIC INC COM 532275104 240 25000 SH SOLE 0 0 25000 LILLY ELI & CO COM 532457108 712 2488 SH DFND 10, 15, 17, 29, 36, 21, 44, 57 0 0 2488 LITTELFUSE INC COM 537008104 291 1166 SH DFND 17, 22, 29, 48 0 0 1166 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 74 30744 SH DFND 32, 36 0 0 30744 LOCKHEED MARTIN CORP COM 539830109 433 982 SH DFND 9, 10, 36, 21, 44, 57 0 0 982 LOWES COS INC COM 548661107 529 2616 SH DFND 7, 10, 11, 30, 36, 41 0 0 2616 LULULEMON ATHLETICA INC COM 550021109 1304 3569 SH DFND 37, 45, 46 0 0 3569 MSCI INC COM 55354G100 227 452 SH DFND 1, 15, 36, 40, 46 0 0 452 MANTECH INTERNATIONAL CORP CL A 564563104 299 3472 SH DFND 17, 29, 41 0 0 3472 MARATHON PETE CORP COM 56585A102 226 2646 SH DFND 10, 36, 21 0 0 2646 MARSH & MCLENNAN COS INC COM 571748102 554 3251 SH DFND 7, 17, 18, 29, 30, 36, 57 0 0 3251 MARTIN MARIETTA MATLS INC COM 573284106 283 736 SH DFND 5, 36, 41 0 0 736 MASTERCARD INCORPORATED CL A 57636Q104 2689 7526 SH DFND 1, 7, 10, 19, 36, 37, 38, 43 0 0 7526 MATERION CORP COM 576690101 287 3346 SH DFND 17, 29 0 0 3346 MCDONALDS CORP COM 580135101 625 2528 SH DFND 9, 11, 17, 29, 30, 36, 57 0 0 2528 MCKESSON CORP COM 58155Q103 1247 4074 SH DFND 36, 21 0 0 4074 MERCK & CO INC COM 58933Y105 3905 47588 SH DFND 9, 10, 17, 53, 29, 36, 21, 41, 44, 57 0 0 47588 MEREO BIOPHARMA GROUP PLC ADS 589492107 29 25888 SH SOLE 0 0 25888 METAURUS EQUITY COMPONENT TR US EQT CUM 2027 59140L100 1271 137534 SH DFND 23 0 0 137534 METLIFE INC COM 59156R108 335 4773 SH DFND 17, 29, 36, 45 0 0 4773 METTLER TOLEDO INTERNATIONAL COM 592688105 1026 747 SH DFND 16, 17, 27, 36, 46 0 0 747 MICROSOFT CORP COM 594918104 7953 25797 SH DFND 1, 5, 7, 9, 10, 11, 31, 17, 19, 53, 29, 30, 34, 36, 38, 21, 40, 41, 46, 57, 58 0 0 25797 MICROCHIP TECHNOLOGY INC. COM 595017104 402 5343 SH DFND 5, 11, 36, 44 0 0 5343 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADS 606822104 119 19302 SH DFND 5, 43 0 0 19302 MOHAWK INDS INC COM 608190104 366 2945 SH DFND 36, 21 0 0 2945 MONDELEZ INTL INC CL A 609207105 396 6315 SH DFND 7, 17, 18, 29, 36, 57 0 0 6315 MONRO INC COM 610236101 217 4894 SH DFND 17, 29 0 0 4894 MOODYS CORP COM 615369105 577 1711 SH DFND 7, 10, 36, 21 0 0 1711 MORGAN STANLEY COM NEW 617446448 561 6417 SH DFND 10, 17, 29, 36 0 0 6417 NRG ENERGY INC COM NEW 629377508 372 9697 SH DFND 10, 36, 21, 44, 45 0 0 9697 NETFLIX INC COM 64110L106 1836 4900 SH DFND 31, 19, 34, 36, 38, 21, 40, 58 0 0 4900 NEWMONT CORP COM 651639106 204 2563 SH DFND 10, 36 0 0 2563 NEXSTAR MEDIA GROUP INC CL A 65336K103 597 3169 SH DFND 10, 17, 29, 44 0 0 3169 NEXTERA ENERGY INC COM 65339F101 350 4130 SH DFND 1, 10, 17, 29, 36, 57 0 0 4130 NEXPOINT RESIDENTIAL TR INC COM 65341D102 320 3541 SH DFND 17, 29 0 0 3541 NIKE INC CL B 654106103 1228 9129 SH DFND 1, 7, 11, 31, 15, 30, 36, 38, 46 0 0 9129 NORFOLK SOUTHN CORP COM 655844108 1143 4008 SH DFND 9, 17, 29, 30, 36, 41 0 0 4008 NORTHERN OIL AND GAS INC MN COM 665531307 452 16018 SH DFND 17, 29 0 0 16018 NORTHROP GRUMMAN CORP COM 666807102 477 1067 SH DFND 10, 17, 29, 36 0 0 1067 NOVO-NORDISK A S ADR 670100205 1323 11916 SH DFND 11, 31, 17, 20, 36, 46, 58, 59 0 0 11916 NUCOR CORP COM 670346105 964 6484 SH DFND 9, 36, 21 0 0 6484 NVIDIA CORPORATION COM 67066G104 1225 4490 SH DFND 10, 11, 31, 15, 19, 34, 36, 21, 45, 58 0 0 4490 NUVEEN MUN HIGH INCOME OPPOR COM 670682103 234 18000 SH SOLE 0 0 18000 NUVEEN NEW JERSEY QULT MUN F COM 67069Y102 241 18001 SH SOLE 0 0 18001 NUVEEN AMT FREE MUN CR INC F COM 67071L106 244 16500 SH SOLE 0 0 16500 OSI ETF TR OSHARES US QUALT 67110P407 597 13585 SH DFND 8 0 0 13585 OASIS PETROLEUM INC COM NEW 674215207 406 2774 SH DFND 17, 29 0 0 2774 OMNICOM GROUP INC COM 681919106 795 9365 SH DFND 36, 21 0 0 9365 ORACLE CORP COM 68389X105 657 7937 SH DFND 10, 52, 36, 21, 58 0 0 7937 PNC FINL SVCS GROUP INC COM 693475105 834 4524 SH DFND 5, 9, 11, 17, 29, 30, 36, 54, 57 0 0 4524 PMV PHARMACEUTICALS INC COM 69353Y103 7294 350342 SH SOLE 0 0 350342 PALANTIR TECHNOLOGIES INC CL A 69608A108 256 18663 SH DFND 50 0 0 18663 PARKER-HANNIFIN CORP COM 701094104 451 1590 SH DFND 5, 17, 18, 29, 36 0 0 1590 PAYPAL HLDGS INC COM 70450Y103 1406 12158 SH DFND 5, 10, 31, 15, 19, 52, 30, 36, 38, 40, 58 0 0 12158 PEPSICO INC COM 713448108 616 3680 SH DFND 7, 9, 10, 11, 17, 18, 29, 30, 36, 44, 57 0 0 3680 P T TELEKOMUNIKASI INDONESIA SPONSORED ADR 715684106 331 10347 SH DFND 17, 20, 26, 27 0 0 10347 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 305 20591 SH DFND 17, 20, 27 0 0 20591 PFIZER INC COM 717081103 4757 91883 SH DFND 9, 10, 17, 18, 29, 36, 41, 44, 45 0 0 91883 PHILIP MORRIS INTL INC COM 718172109 377 4009 SH DFND 10, 17, 29, 36, 41 0 0 4009 PHILLIPS 66 COM 718546104 428 4955 SH DFND 5, 52, 36, 57 0 0 4955 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 524 5227 SH DFND 13 0 0 5227 POWER INTEGRATIONS INC COM 739276103 289 3115 SH DFND 17, 25, 29 0 0 3115 PRICE T ROWE GROUP INC COM 74144T108 264 1747 SH DFND 17, 53, 29, 36, 44 0 0 1747 PROCTER AND GAMBLE CO COM 742718109 938 6138 SH DFND 5, 9, 10, 11, 17, 29, 30, 36, 57 0 0 6138 PROGRESSIVE CORP COM 743315103 376 3298 SH DFND 17, 29, 36, 21 0 0 3298 PROLOGIS INC. COM 74340W103 374 2316 SH DFND 3, 14, 17, 28, 29, 30, 36, 57 0 0 2316 PROSHARES TR S&P MDCP 400 DIV 74347B680 631 8736 SH SOLE 0 0 8736 PROSHARES TR HD REPLICATION 74347X294 4307 86770 SH SOLE 0 0 86770 PROSHARES TR II ULTRA VIX SHORT 74347Y839 224 16660 SH SOLE 0 0 16660 PROSHARES TR S&P 500 DV ARIST 74348A467 279 2940 SH DFND 35 0 0 2940 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 603 8616 SH DFND 17, 29, 36 0 0 8616 PULTE GROUP INC COM 745867101 491 11728 SH DFND 52, 36, 21 0 0 11728 QUAKER HOUGHTON COM 747316107 201 1162 SH DFND 17, 25, 29 0 0 1162 QUALCOMM INC COM 747525103 714 4674 SH DFND 5, 9, 10, 36, 21, 57, 58 0 0 4674 QUEST DIAGNOSTICS INC COM 74834L100 873 6382 SH DFND 17, 36, 21, 44 0 0 6382 RPM INTL INC COM 749685103 207 2539 SH DFND 5, 25 0 0 2539 RAYMOND JAMES FINL INC COM 754730109 325 2953 SH DFND 16, 17, 56, 52, 36, 45 0 0 2953 RAYTHEON TECHNOLOGIES CORP COM 75513E101 1367 13796 SH DFND 10, 11, 31, 17, 53, 29, 36 0 0 13796 REGENERON PHARMACEUTICALS COM 75886F107 526 753 SH DFND 36, 21, 40, 58 0 0 753 RELX PLC SPONSORED ADR 759530108 282 9065 SH DFND 51, 17, 20, 30, 36, 59 0 0 9065 RENAISSANCE CAP GREENWICH FD IPO ETF 759937204 683 15490 SH SOLE 0 0 15490 RESMED INC COM 761152107 1232 5082 SH DFND 16, 17, 36, 46 0 0 5082 SHELL PLC SPON ADS 780259305 280 5102 SH DFND 11, 51, 32, 26, 36 0 0 5102 SPDR S&P 500 ETF TR TR UNIT 78462F103 3786 8383 SH SOLE 0 0 8383 SPDR GOLD TR GOLD SHS 78463V107 1693 9372 SH DFND 23 0 0 9372 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 381 9259 SH SOLE 0 0 9259 SPDR SER TR S&P OILGAS EXP 78468R556 665 4941 SH SOLE 0 0 4941 SPDR SER TR BLOOMBERG HIGH Y 78468R622 254 2475 SH DFND 13 0 0 2475 SPDR SER TR BLOOMBERG 1-3 MO 78468R663 1592 17415 SH DFND 13 0 0 17415 SPDR SER TR PORTFOLIO S&P600 78468R853 305 7257 SH SOLE 0 0 7257 SPDR SER TR SSGA US SMAL ETF 78468R887 285 2500 SH SOLE 0 0 2500 SALESFORCE COM INC COM 79466L302 1592 7498 SH DFND 31, 15, 53, 30, 36, 38, 40, 58 0 0 7498 SAP SE SPON ADR 803054204 449 4051 SH DFND 12, 51, 26, 36, 38, 59 0 0 4051 SASOL LTD SPONSORED ADR 803866300 392 16221 SH DFND 17, 20 0 0 16221 SCHWAB CHARLES CORP COM 808513105 524 6215 SH DFND 1, 7, 17, 19, 29, 36, 41 0 0 6215 SEACHANGE INTL INC COM 811699107 41 36725 SH SOLE 0 0 36725 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1301 9495 SH DFND 8 0 0 9495 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1402 18477 SH DFND 8 0 0 18477 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1265 6837 SH DFND 8 0 0 6837 SELECT SECTOR SPDR TR ENERGY 81369Y506 3202 41890 SH DFND 8, 23 0 0 41890 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 490 12781 SH SOLE 0 0 12781 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 1291 12540 SH DFND 8 0 0 12540 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 1328 27486 SH DFND 8 0 0 27486 SELECTA BIOSCIENCES INC COM 816212104 92 74888 SH SOLE 0 0 74888 SERVICENOW INC COM 81762P102 1511 2713 SH DFND 15, 53, 36, 37, 38, 46 0 0 2713 SESEN BIO INC COM 817763105 11 18000 SH SOLE 0 0 18000 SHERWIN WILLIAMS CO COM 824348106 209 837 SH DFND 10, 18, 36, 40, 46 0 0 837 SHOE CARNIVAL INC COM 824889109 247 8454 SH DFND 17, 29 0 0 8454 SHOPIFY INC CL A 82509L107 612 906 SH DFND 50, 27, 58, 38, 46 0 0 906 SHUTTERSTOCK INC COM 825690100 256 2749 SH DFND 17, 29 0 0 2749 SIMON PPTY GROUP INC NEW COM 828806109 563 4282 SH DFND 3, 10, 14, 52, 53, 28, 36, 54, 21, 44 0 0 4282 SNAP ON INC COM 833034101 739 3597 SH DFND 17, 56, 36, 48, 21, 45 0 0 3597 SONY GROUP CORPORATION SPONSORED ADR 835699307 382 3720 SH DFND 5, 12, 32, 27, 28, 36, 43 0 0 3720 SOUTHERN CO COM 842587107 1271 17535 SH DFND 36 0 0 17535 BLOCK INC CL A 852234103 562 4148 SH DFND 1, 50, 15, 58 0 0 4148 STANDEX INTL CORP COM 854231107 312 3120 SH DFND 17, 29 0 0 3120 STARBUCKS CORP COM 855244109 404 4443 SH DFND 7, 17, 29, 30, 36, 38, 57, 58 0 0 4443 SUN CMNTYS INC COM 866674104 233 1329 SH DFND 3, 5, 31, 14, 16, 17, 25, 28 0 0 1329 SWITCH INC CL A 87105L104 366 11885 SH DFND 2, 17, 56, 29 0 0 11885 SYSCO CORP COM 871829107 304 3720 SH DFND 10, 17, 29, 30, 36 0 0 3720 TJX COS INC NEW COM 872540109 294 4850 SH DFND 1, 7, 10, 17, 29, 36 0 0 4850 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 1022 9803 SH DFND 1, 12, 31, 32, 26, 27, 43, 46, 59 0 0 9803 TAPESTRY INC COM 876030107 663 17836 SH DFND 34, 36, 21, 45 0 0 17836 TARGET CORP COM 87612E106 442 2083 SH DFND 10, 36, 54, 21, 41 0 0 2083 TATA MTRS LTD SPONSORED ADR 876568502 375 13416 SH DFND 17, 20, 27 0 0 13416 TENARIS S A SPONSORED ADS 88031M109 331 11005 SH DFND 17, 20, 36 0 0 11005 TERNIUM SA SPONSORED ADS 880890108 363 7944 SH DFND 17, 20 0 0 7944 TESLA INC COM 88160R101 2714 2518 SH DFND 50, 36, 58 0 0 2518 TETRA TECH INC NEW COM 88162G103 285 1727 SH DFND 1, 17, 29 0 0 1727 TEXAS INSTRS INC COM 882508104 899 4899 SH DFND 7, 10, 17, 18, 29, 30, 36, 21, 41, 44, 45, 57 0 0 4899 TEXTRON INC COM 883203101 518 6961 SH DFND 36, 21 0 0 6961 THERMO FISHER SCIENTIFIC INC COM 883556102 462 782 SH DFND 7, 10, 31, 30, 36, 40, 46 0 0 782 3M CO COM 88579Y101 370 2488 SH DFND 53, 36, 21 0 0 2488 TRAVEL PLUS LEISURE CO COM 894164102 222 3840 SH DFND 10, 17, 29 0 0 3840 TTEC HLDGS INC COM 89854H102 230 2789 SH DFND 17, 27, 29 0 0 2789 TWITTER INC COM 90184L102 250 6459 SH DFND 5, 31, 36 0 0 6459 TYME TECHNOLOGIES INC COM 90238J103 4 11000 SH SOLE 0 0 11000 TYSON FOODS INC CL A 902494103 715 7979 SH DFND 5, 10, 11, 52, 36, 45 0 0 7979 UFP INDUSTRIES INC COM 90278Q108 314 4064 SH DFND 17, 25, 29 0 0 4064 US BANCORP DEL COM NEW 902973304 256 4816 SH DFND 10, 11, 17, 29, 36, 57 0 0 4816 UMH PPTYS INC COM 903002103 276 11205 SH DFND 17, 29 0 0 11205 U S PHYSICAL THERAPY COM 90337L108 283 2846 SH DFND 17, 25, 29 0 0 2846 UNION PAC CORP COM 907818108 366 1341 SH DFND 34, 36, 44, 46 0 0 1341 UNITED PARCEL SERVICE INC CL B 911312106 538 2508 SH DFND 11, 31, 17, 19, 29, 36, 41, 45, 57 0 0 2508 UNITEDHEALTH GROUP INC COM 91324P102 2387 4680 SH DFND 10, 11, 31, 17, 19, 29, 30, 36, 38, 40 0 0 4680 UNIVERSAL DISPLAY CORP COM 91347P105 259 1554 SH DFND 49, 17, 29 0 0 1554 VEON LTD SPONSORED ADR 91822M106 14 20200 SH SOLE 0 0 20200 VANECK ETF TRUST GOLD MINERS ETF 92189F106 288 7519 SH DFND 23 0 0 7519 VANECK ETF TRUST FALLEN ANGEL HG 92189F437 1337 43990 SH DFND 13 0 0 43990 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 1190 7340 SH SOLE 0 0 7340 VANGUARD WELLINGTON FD US VALUE FACTR 921935805 558 5230 SH SOLE 0 0 5230 VANGUARD BD INDEX FDS INTERMED TERM 921937819 224 2737 SH SOLE 0 0 2737 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 203 2603 SH SOLE 0 0 2603 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 238 4949 SH SOLE 0 0 4949 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 3139 27965 SH DFND 53, 35 0 0 27965 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 437 7592 SH DFND 8 0 0 7592 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 446 9670 SH SOLE 0 0 9670 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 271 4345 SH SOLE 0 0 4345 VENTAS INC COM 92276F100 294 4755 SH DFND 3, 14, 17, 28, 29, 36 0 0 4755 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 1116 21640 SH SOLE 0 0 21640 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 3238 7800 SH SOLE 0 0 7800 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 433 3997 SH SOLE 0 0 3997 VANGUARD INDEX FDS LARGE CAP ETF 922908637 434 2084 SH SOLE 0 0 2084 VANGUARD INDEX FDS SMALL CP ETF 922908751 315 1483 SH SOLE 0 0 1483 VANGUARD INDEX FDS TOTAL STK MKT 922908769 307 1347 SH SOLE 0 0 1347 VERASTEM INC COM 92337C104 75 53365 SH SOLE 0 0 53365 VERIZON COMMUNICATIONS INC COM 92343V104 4484 88025 SH DFND 10, 17, 18, 53, 29, 36, 54, 21, 41, 44 0 0 88025 VERTEX PHARMACEUTICALS INC COM 92532F100 456 1746 SH DFND 10, 31, 30, 36, 45 0 0 1746 PARAMOUNT GLOBAL CLASS B COM 92556H206 1344 35558 SH DFND 11, 36 0 0 35558 VISA INC COM CL A 92826C839 3163 14263 SH DFND 1, 7, 10, 31, 15, 18, 19, 30, 34, 36, 37, 38, 40, 41, 46, 58 0 0 14263 WALMART INC COM 931142103 660 4432 SH DFND 9, 10, 17, 29, 36, 54 0 0 4432 WASTE MGMT INC DEL COM 94106L109 229 1444 SH DFND 1, 9, 10, 18, 30, 36 0 0 1444 WELLS FARGO CO NEW COM 949746101 374 7720 SH DFND 11, 17, 18, 53, 29, 36, 21 0 0 7720 WELLTOWER INC COM 95040Q104 388 4040 SH DFND 3, 14, 28, 36 0 0 4040 WEST PHARMACEUTICAL SVSC INC COM 955306105 370 901 SH DFND 1, 16, 17, 20, 36, 45, 46 0 0 901 WESTERN UN CO COM 959802109 874 46656 SH DFND 53, 21, 39 0 0 46656 WHIRLPOOL CORP COM 963320106 415 2401 SH DFND 36, 21 0 0 2401 WILLIAMS SONOMA INC COM 969904101 209 1440 SH DFND 16, 17, 45 0 0 1440 WISDOMTREE TR US MIDCAP DIVID 97717W505 286 6432 SH SOLE 0 0 6432 WISDOMTREE TR US SMALLCAP DIVD 97717W604 328 10290 SH SOLE 0 0 10290 WORKDAY INC CL A 98138H101 342 1428 SH DFND 31, 37, 40, 58 0 0 1428 XCEL ENERGY INC COM 98389B100 334 4630 SH DFND 5, 10, 17, 29, 36 0 0 4630 XYLEM INC COM 98419M100 502 5884 SH DFND 1, 5, 7, 36 0 0 5884 ZOETIS INC CL A 98978V103 967 5128 SH DFND 1, 7, 10, 31, 16, 19, 30, 34, 36, 38 0 0 5128 ALKERMES PLC SHS G01767105 226 8600 SH SOLE 0 0 8600 AON PLC SHS CL A G0403H108 1554 4771 SH DFND 7, 19, 30, 34, 36, 38, 46, 59 0 0 4771 ATLASSIAN CORP PLC CL A G06242104 578 1968 SH DFND 31, 46, 59 0 0 1968 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2576 7639 SH DFND 7, 11, 31, 17, 29, 30, 36, 38, 46 0 0 7639 EATON CORP PLC SHS G29183103 250 1646 SH DFND 10, 31, 17, 29, 36, 57 0 0 1646 ICON PLC SHS G4705A100 1596 6563 SH DFND 49, 31, 17, 20, 27, 38, 46 0 0 6563 KINIKSA PHARMACEUTICALS LTD COM CL A G5269C101 171 17238 SH SOLE 0 0 17238 LINDE PLC SHS G5494J103 369 1156 SH DFND 7, 10, 31, 18, 19, 26, 30, 36, 43 0 0 1156 MEDTRONIC PLC SHS G5960L103 861 7763 SH DFND 5, 10, 31, 17, 18, 53, 29, 30, 36, 54, 38, 57 0 0 7763 SEAGATE TECHNOLOGY HLDNGS PL ORD SHS G7997R103 301 3345 SH DFND 10, 31, 17, 29, 36, 21 0 0 3345 STERIS PLC SHS USD G8473T100 1105 4572 SH DFND 1, 16, 17, 25, 36, 48, 46 0 0 4572 ALCON AG ORD SHS H01301128 1563 19704 SH DFND 1, 5, 31, 17, 20, 26, 36, 46 0 0 19704 CHUBB LIMITED COM H1467J104 15716 73472 SH DFND 9, 10, 17, 23, 29, 36, 46 0 0 73472 AUDIOCODES LTD ORD M15342104 216 8469 SH DFND 17, 29, 26, 27, 36 0 0 8469 ASML HOLDING N V N Y REGISTRY SHS N07059210 2319 3471 SH DFND 1, 31, 17, 20, 53, 34, 36, 38, 46, 59 0 0 3471 CNH INDL N V SHS N20944109 191 12034 SH DFND 42, 45 0 0 12034 FERRARI N V COM N3167Y103 1100 5043 SH DFND 36, 46 0 0 5043 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 985 9578 SH DFND 52, 36, 21, 44 0 0 9578 NXP SEMICONDUCTORS N V COM N6596X109 374 2021 SH DFND 1, 10, 17, 20, 29, 36 0 0 2021 DANAOS CORPORATION SHS Y1968P121 725 7063 SH DFND 17, 20 0 0 7063 DIANA SHIPPING INC COM Y2066G104 177 32857 SH DFND 17, 20 0 0 32857