VP, Managing Partner

0001398344-19-002601.txt : 20190213 0001398344-19-002601.hdr.sgml : 20190213 20190213133142 ACCESSION NUMBER: 0001398344-19-002601 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190213 DATE AS OF CHANGE: 20190213 EFFECTIVENESS DATE: 20190213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Catamount Wealth Management CENTRAL INDEX KEY: 0001677443 IRS NUMBER: 571167756 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17475 FILM NUMBER: 19595901 BUSINESS ADDRESS: STREET 1: 943 POST RD EAST CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 203-226-0603 MAIL ADDRESS: STREET 1: 943 POST RD EAST CITY: WESTPORT STATE: CT ZIP: 06880 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001677443 XXXXXXXX 12-31-2018 12-31-2018 false Catamount Wealth Management

943 POST RD EAST WESTPORT CT 06880

13F HOLDINGS REPORT 028-17475 N Laurie Stefanowicz VP, Managing Partner 203-226-0603 /s/ Laurie Stefanowicz Westport CT 02-12-2019 0 206 146488 INFORMATION TABLE 2 fp0039449_13fhr-table.xml 13F INFORMATION TABLE AMAZON.COM INC Stock 023135106 6918 4025 SH SOLE 4025 0 0 GLOBAL PMTS INC COM Stock 37940X102 20 175 SH SOLE 175 0 0 NORTHSTAR REALTY EUROPE CORP COM REIT 66706L101 25 1498 SH SOLE 1498 0 0 POWERSHARES QQQ TR ETF 46090E103 7571 45021 SH SOLE 45020 0 0 TECHNOLOGY SELECT SECTOR SPDR ETF 81369Y803 467 7051 SH SOLE 7051 0 0 STARBUCKS CORP Stock 855244109 3 44 SH SOLE 44 0 0 SEMPRA ENERGY COM Stock 816851109 41 350 SH SOLE 350 0 0 PUBLIC SVC ENTERPRISE GRP INC COM Stock 744573106 124 2275 SH SOLE 2275 0 0 SQUARE INC CL A Stock 852234103 11 150 SH SOLE 150 0 0 ISHARES MSCI CANADA INDEX ETF 464286509 2 58 SH SOLE 58 0 0 JOHNSON & JOHNSON COM Stock 478160104 144 1080 SH SOLE 1080 0 0 EDITAS MEDICINE INC COM Stock 28106W103 7 300 SH SOLE 300 0 0 VIEWRAY INC COM Stock 92672L107 17 2400 SH SOLE 2400 0 0 COSTCO WHOLESALE CORP Stock 22160K105 21 100 SH SOLE 100 0 0 ISHARES MSCI EMERGING MARKETS ETF ETF 464287234 291 6750 SH SOLE 6750 0 0 ISHARES MSCI KLD 400 SOCIAL ETF ETF 464288570 29 284 SH SOLE 284 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A ADR 780259206 117 1900 SH SOLE 1900 0 0 YUM BRANDS INC COM Stock 988498101 329 3500 SH SOLE 3500 0 0 BOSTON SCIENTIFIC CORP Stock 101137107 114 3000 SH SOLE 3000 0 0 REAL ESTATE SELECT SECTOR SPDR FUND ETF 81369Y860 8 225 SH SOLE 225 0 0 PROCTER AND GAMBLE CO COM Stock 742718109 545 5650 SH SOLE 5650 0 0 COCA COLA CO COM Stock 191216100 241 5010 SH SOLE 5010 0 0 PPG INDS INC COM Stock 693506107 5 49 SH SOLE 49 0 0 INTEL CORP COM Stock 458140100 25 527 SH SOLE 527 0 0 MEDTRONIC PLC SHS Stock G5960L103 7 84 SH SOLE 84 0 0 NETFLIX INC COM Stock 64110L106 7 20 SH SOLE 20 0 0 SPDR DOW JONES INDUSTRIAL ETF ETF 78467X109 13 50 SH SOLE 50 0 0 PEOPLES BK BRIDGEPORT CN Stock 712704105 319 19500 SH SOLE 19500 0 0 ISHARES MSCI SWITZERLAND ETF ETF 464286749 1 26 SH SOLE 26 0 0 ISHARES INC MSCI UNITED KINGDOM INDEX ETF 46435G334 3 91 SH SOLE 91 0 0 MERCK & CO INC Stock 58933Y105 19 250 SH SOLE 250 0 0 SPDR S&P 500 ETF ETF 78462F103 20934 77552 SH SOLE 77552 0 0 AURORA CANNABIS INC COM Stock 05156X108 2 250 SH SOLE 250 0 0 MASTERCARD INC CL A Stock 57636Q104 127 600 SH SOLE 600 0 0 CENTENNIAL RESOURCE DEV INC CL A Stock 15136A102 217 16500 SH SOLE 16500 0 0 EMERSON ELEC CO COM Stock 291011104 72 1100 SH SOLE 1100 0 0 YUM CHINA HLDGS INC COM Stock 98850P109 113 3100 SH SOLE 3100 0 0 NATIONAL HEALTH INVS INC COM REIT 63633D104 0 0 SH SOLE 0 0 0 LAMB WESTON HLDGS INC COM Stock 513272104 4 50 SH SOLE 50 0 0 ISHARES MSCI JAPAN ETF ETF 46434G822 3 50 SH SOLE 50 0 0 ISHARES TIPS BOND ETF ETF 464287176 2 17 SH SOLE 17 0 0 VERTEX PHARMACEUTICALS IN Stock 92532F100 1472 7710 SH SOLE 7710 0 0 JANUS HENDERSON SHORT DURATION INCOME ETF ETF 47103U886 88 1794 SH SOLE 1794 0 0 EDWARDS LIFESCIENCES CORP COM Stock 28176E108 4063 23840 SH SOLE 23840 0 0 DIREXION SHS EXCH TRD FD TECHNOLOGY BULL 3X SHS ETF 25459W102 61 600 SH SOLE 600 0 0 VERIZON COMMUNICATIONS Stock 92343V104 3871 70314 SH SOLE 70313 0 0 PEPSICO INC COM Stock 713448108 1131 10034 SH SOLE 10034 0 0 ISHARES INC MSCI EMUINDEX FD ETF 464286608 3 75 SH SOLE 75 0 0 UNILEVER N V N Y SHS NEW ADR 904784709 43 800 SH SOLE 800 0 0 HONEYWELL INTL INC Stock 438516106 358 2494 SH SOLE 2494 0 0 US BANCORP DEL COM NEW Stock 902973304 6 120 SH SOLE 120 0 0 BP PLC SPONSORED ADR ADR 055622104 21 500 SH SOLE 500 0 0 HOME DEPOT Stock 437076102 28 150 SH SOLE 150 0 0 BAXTER INTL INC COM Stock 071813109 36 500 SH SOLE 500 0 0 AUTOMATIC DATA PROCESSING INC COM Stock 053015103 98 700 SH SOLE 700 0 0 DOWDUPONT INC COM Stock 26078J100 0 0 SH SOLE 0 0 0 HEALTH CARE SELECT SECTOR SPDR ETF 81369Y209 396 4364 SH SOLE 4364 0 0 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 55 387 SH SOLE 387 0 0 CONSUMER STAPLES SELECT SECTOR SPDR FUND ETF 81369Y308 0 5 SH SOLE 5 0 0 NUVEEN CONNECTICUT PREMIUM INCOME MUNICIPAL FUND-SBI CEF 67060D107 85 7308 SH SOLE 7308 0 0 AVID BIOSERVICES INC COM Stock 05368M106 318 82571 SH SOLE 82571 0 0 WORLDPAY INC CL A Stock 981558109 117 1400 SH SOLE 1400 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 9031 43940 SH SOLE 43940 0 0 ADOBE INC COM Stock 00724F101 130 525 SH SOLE 525 0 0 EXELON CORP COM Stock 30161N101 34 702 SH SOLE 702 0 0 ISHARES MSCI PACIFIC EX JAPAN ETF ETF 464286665 3 68 SH SOLE 68 0 0 CONSTELLATION BRANDS INC CL A Stock 21036P108 17 100 SH SOLE 100 0 0 UNILEVER PLC SPON ADR NEW ADR 904767704 2962 56304 SH SOLE 56303 0 0 SPOTIFY TECHNOLOGY S A SHS Stock L8681T102 3 20 SH SOLE 20 0 0 MICROSOFT Stock 594918104 366 3503 SH SOLE 3503 0 0 DOCUSIGN INC COM Stock 256163106 5 100 SH SOLE 100 0 0 CVS HEALTH CORP COM Stock 126650100 17 252 SH SOLE 252 0 0 DTE ENERGY CO COM Stock 233331107 4 34 SH SOLE 34 0 0 COMMUNICATION SERVICES SELECT SECTOR SPDRA FUND ETF 81369Y852 3 56 SH SOLE 56 0 0 GARRETT MOTION INC COM Stock 366505105 4 221 SH SOLE 221 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS ADR 02364W105 8 525 SH SOLE 524 0 0 BOEING CO COM Stock 097023105 25 66 SH SOLE 66 0 0 NEXTERA ENERGY INC COM Stock 65339F101 59 329 SH SOLE 329 0 0 ALLOGENE THERAPEUTICS INC COM Stock 019770106 7 230 SH SOLE 230 0 0 TESLA MOTORS INC Stock 88160R101 2254 7340 SH SOLE 7340 0 0 RESIDEO TECHNOLOGIES INC COM Stock 76118Y104 8 368 SH SOLE 368 0 0 VANECK VECTORS J.P. MORGAN EM LOCAL CURRENCY BOND ETF ETF 92189H300 0 14 SH SOLE 14 0 0 FINANCIAL SELECT SECTOR SPDR ETF 81369Y605 459 17708 SH SOLE 17707 0 0 NORFOLK SOUTHERN CRP Stock 655844108 201 1200 SH SOLE 1200 0 0 BROOKFIELD RENEWABLE PARTNERS PARTNERSHIP UNIT Stock G16258108 32 1100 SH SOLE 1100 0 0 VANGUARD CONSUMER STAPLES INDEX FUND ETF 92204A207 15 111 SH SOLE 111 0 0 VANGUARD INDUSTRIALS INDEX FUND ETF 92204A603 15 109 SH SOLE 109 0 0 VANGUARD INFORMATION TECHNOLOGY INDEX FUND ETF 92204A702 18 98 SH SOLE 98 0 0 WALGREENS BOOTS ALLIANCE INC COM Stock 931427108 36 500 SH SOLE 500 0 0 CONSOLIDATED EDISON INC COM Stock 209115104 62 795 SH SOLE 794 0 0 BOOZ ALLEN HAMILTON HLDG CORP CL A Stock 099502106 13 258 SH SOLE 258 0 0 LILLY ELI & CO COM Stock 532457108 60 500 SH SOLE 500 0 0 PPL CORP COM Stock 69351T106 63 2000 SH SOLE 2000 0 0 TWILIO INC CL A Stock 90138F102 2971 26685 SH SOLE 26685 0 0 FIDELITY NATL INFO SVCS Stock 31620M106 4 38 SH SOLE 38 0 0 ISHARES DJ SELECT DIVIDEND ETF 464287168 69 722 SH SOLE 722 0 0 ISHARES RUSSELL MID-CAP GROWTH ETF ETF 464287481 3 20 SH SOLE 20 0 0 VANGUARD SMALL CAP VALUE ETF ETF 922908611 4 35 SH SOLE 35 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP Stock 559080106 40 650 SH SOLE 650 0 0 PRETIUM RES INC COM Stock 74139C102 2 200 SH SOLE 200 0 0 ALLERGAN PLC SHS Stock G0177J108 18 128 SH SOLE 128 0 0 ZYNGA INC Stock 98986T108 9 2100 SH SOLE 2100 0 0 VISA INC Stock 92826C839 11240 83254 SH SOLE 83253 0 0 PROTO LABS INC COM Stock 743713109 6 50 SH SOLE 50 0 0 FLEXSHARES IBOXX 3-YEAR TARGET DURATION TIPS INDEX FUND ETF 33939L506 23 960 SH SOLE 960 0 0 PHILLIPS 66 Stock 718546104 37 393 SH SOLE 393 0 0 FACEBOOK INC CL A Stock 30303M102 27814 166858 SH SOLE 166858 0 0 DUKE ENERGY CORP NEW COM NEW Stock 26441C204 104 1188 SH SOLE 1188 0 0 VANGUARD MATERIALS INDEX FUND ETF 92204A801 6 53 SH SOLE 53 0 0 FIVE BELOW INC COM Stock 33829M101 15 125 SH SOLE 125 0 0 CELGENE CORP Stock 151020104 9 100 SH SOLE 100 0 0 EPAM SYS INC COM Stock 29414B104 13 90 SH SOLE 90 0 0 W P CAREY INC COM REIT 92936U109 200 2666 SH SOLE 2666 0 0 MONDELEZ INTL INC CL A Stock 609207105 35 750 SH SOLE 750 0 0 WORKDAY INC CL A Stock 98138H101 4557 25105 SH SOLE 25105 0 0 DIAMONDBACK ENERGY INC COM Stock 25278X109 10 100 SH SOLE 100 0 0 SPDR S&P INSURANCE ETF ETF 78464A789 3 88 SH SOLE 88 0 0 ISHARES CORE MSCI EAFE ETF ETF 46432F842 59 1000 SH SOLE 1000 0 0 POWERSHARES TRUST II ETF ETF 46138E362 21 500 SH SOLE 500 0 0 SUPERNUS PHARMACEUTICALS INC COM Stock 868459108 6 150 SH SOLE 150 0 0 ACCENTURE LTD BERMUDA CL A Stock G1151C101 6 40 SH SOLE 40 0 0 ENBRIDGE INC COM Stock 29250N105 15 423 SH SOLE 423 0 0 NVIDIA CORP COM Stock 67066G104 1 10 SH SOLE 10 0 0 EOG RESOURCES INC Stock 26875P101 9 90 SH SOLE 90 0 0 ISHARES CORE MSCI EMERGING MKTS ETF 46434G103 21 400 SH SOLE 400 0 0 PIMCO DYNMIC CREDIT AND MRT IN COM SHS CEF 72202D106 11 500 SH SOLE 500 0 0 BLACKSTONE GROUP LP Stock 09253U108 38 1125 SH SOLE 1125 0 0 YAHOO INC CEF 021346101 2 25 SH SOLE 25 0 0 STRYKER CORP COM Stock 863667101 16 88 SH SOLE 88 0 0 RAYTHEON CO COM NEW Stock 755111507 4160 25247 SH SOLE 25247 0 0 QUDIAN INC ADR ADR 747798106 5 1000 SH SOLE 1000 0 0 INTUITIVE SURGICAL INC COM NEW Stock 46120E602 16 30 SH SOLE 30 0 0 MCDONALDS CORP COM Stock 580135101 201 1124 SH SOLE 1124 0 0 FLEXSHARES QUALITY DIVIDEND INDEX FUND ETF 33939L860 53 1242 SH SOLE 1242 0 0 AMERICAN FIN TR INC COM CLASS A REIT 02607T109 14 1109 SH SOLE 1109 0 0 CISCO SYS INC Stock 17275R102 6 119 SH SOLE 119 0 0 ADVANCED MICRO DEVICES INC COM Stock 007903107 5 212 SH SOLE 212 0 0 AT&T INC COM Stock 00206R102 743 24702 SH SOLE 24701 0 0 VANGUARD INTERMEDIATE-TERM BOND INDEX FUND ETF 921937819 5 60 SH SOLE 60 0 0 ENERGY SELECT SECTOR SPDR FUND ETF 81369Y506 15 230 SH SOLE 230 0 0 MATERIALS SELECT SECTOR SPDR ETF 81369Y100 2 40 SH SOLE 40 0 0 INTREXON CORP COM Stock 46122T102 27 3500 SH SOLE 3500 0 0 ISHARES NASDAQ BIOTECHNOLOGY ETF 464287556 8 70 SH SOLE 70 0 0 GENERAL ELECTRIC CO COM Stock 369604103 277 27250 SH SOLE 27250 0 0 ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF ETF 464288513 1 13 SH SOLE 13 0 0 CONSUMER DISCRETIONARY SEL SECTOR SPDR FD ETF 81369Y407 13 123 SH SOLE 123 0 0 ISHARES S&P NORTH AMER TECH-SOFTWARE ETF 464287515 236 1230 SH SOLE 1230 0 0 HELIOS & MATHESON ANALYTICS IN COM PAR Stock 42327L309 0 10000 SH SOLE 10000 0 0 VOXELJET AG ADS ADR 92912L107 6 2675 SH SOLE 2675 0 0 TWITTER INC COM Stock 90184L102 0 0 SH SOLE 0 0 0 ISHARES S&P 500 VALUE ETF ETF 464287408 21 194 SH SOLE 194 0 0 KARYOPHARM THERAPEUTICS INC COM Stock 48576U106 2 250 SH SOLE 250 0 0 LULULEMON ATHLETICA INC COM Stock 550021109 4434 29995 SH SOLE 29995 0 0 ISHARES S&P 500 INDEX ETF 464287200 36 131 SH SOLE 131 0 0 UNION PACIFIC CORP COM Stock 907818108 164 1028 SH SOLE 1028 0 0 ISHARES MBS ETF ETF 464288588 5 51 SH SOLE 51 0 0 ISHARES S&P U.S. PREFERRED STOCK ETF ETF 464288687 58 1600 SH SOLE 1600 0 0 THERMO FISHER SCIENTIFIC INC COM Stock 883556102 6 25 SH SOLE 25 0 0 LOCKHEED MARTIN CORP Stock 539830109 46 159 SH SOLE 159 0 0 JPMORGAN CHASE & CO COM Stock 46625H100 8072 77991 SH SOLE 77991 0 0 CHEVRON CORP NEW COM Stock 166764100 3432 29935 SH SOLE 29934 0 0 CONOCOPHILLIPS COM Stock 20825C104 441 6520 SH SOLE 6520 0 0 BANK AMER CORP COM Stock 060505104 6876 241521 SH SOLE 241520 0 0 WALMART INC COM Stock 931142103 19 194 SH SOLE 194 0 0 ISHARES 3-7 YR TREASURY BOND ETF ETF 464288661 2 17 SH SOLE 17 0 0 INTL BUSINESS MACHINES Stock 459200101 54 400 SH SOLE 400 0 0 TEXAS INSTRS INC COM Stock 882508104 61 610 SH SOLE 610 0 0 TARGET CORP COM Stock 87612E106 4 60 SH SOLE 60 0 0 PFIZER INC COM Stock 717081103 102 2400 SH SOLE 2400 0 0 ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF ETF 464287242 5 43 SH SOLE 43 0 0 MORGAN STANLEY Stock 617446448 1153 27250 SH SOLE 27250 0 0 3M CO COM Stock 88579Y101 20 100 SH SOLE 100 0 0 CATERPILLAR INC DEL COM Stock 149123101 178 1333 SH SOLE 1333 0 0 BEST BUY INC COM Stock 086516101 0 5 SH SOLE 5 0 0 AMERICAN EXPRESS CO COM Stock 025816109 41 401 SH SOLE 400 0 0 AMGEN INC Stock 031162100 26 140 SH SOLE 140 0 0 INVESCO EMERGING MARKETS SOVEREIGN DEBT ETF ETF 46138E784 2 80 SH SOLE 80 0 0 FIRST TR EXCHANGE TRADED FD DOW JONES INTERNET INDEX FD ETF 33733E302 15 110 SH SOLE 110 0 0 ISHARES CORE S&P U.S. GROWTH ETF ETF 464287671 16 279 SH SOLE 279 0 0 IHS MARKIT LTD SHS Stock G47567105 16 300 SH SOLE 300 0 0 MATERIALISE NV SPONSORED ADS ADR 57667T100 1 75 SH SOLE 75 0 0 ISHARES S&P MIDCAP 400 GROWTH INDEX ETF 464287606 5 22 SH SOLE 22 0 0 CANOPY GROWTH CORP COM Stock 138035100 5 100 SH SOLE 100 0 0 CDK GLOBAL INC COM Stock 12508E101 7 133 SH SOLE 133 0 0 SPDR MSCI EMERGING MARKETS STRATEGICFACTORS ETF ETF 78463X426 24 400 SH SOLE 400 0 0 VANGUARD SHORT-TERM BOND INDEX FUND ETF 921937827 5 61 SH SOLE 61 0 0 NEW RELIC INC COM Stock 64829B100 15 150 SH SOLE 150 0 0 PNC FINL SVCS GROUP INC COM Stock 693475105 4 32 SH SOLE 32 0 0 ISHARES MSCI SWEDEN ETF ETF 464286756 0 11 SH SOLE 11 0 0 ALTRIA GROUP INC COM Stock 02209S103 25 500 SH SOLE 500 0 0 EXXON MOBIL CORP COM Stock 30231G102 297 4054 SH SOLE 4054 0 0 UNITEDHEALTH GROUP Stock 91324P102 12 46 SH SOLE 46 0 0 KORNIT DIGITAL LTD SHS Stock M6372Q113 6 300 SH SOLE 300 0 0 COLGATE PALMOLIVE CO COM Stock 194162103 49 750 SH SOLE 750 0 0 COLLEGIUM PHARMACEUTICAL INC COM Stock 19459J104 18 1150 SH SOLE 1150 0 0 VODAFONE GROUP NEW ADR F ADR 92857W308 0 0 SH SOLE 0 0 0 UTILITIES SELECT SECTOR SPDR FUND ETF 81369Y886 25 460 SH SOLE 460 0 0 KRAFT HEINZ CO COM Stock 500754106 2 35 SH SOLE 34 0 0 PAYPAL HLDGS INC COM Stock 70450Y103 118 1332 SH SOLE 1332 0 0 ACTIVISION INC Stock 00507V109 3 70 SH SOLE 70 0 0 AQUA METALS INC COM Stock 03837J101 10 4550 SH SOLE 4550 0 0 APPLE INC Stock 037833100 8 50 SH SOLE 50 0 0 ABBOTT LABS COM Stock 002824100 175 2400 SH SOLE 2400 0 0 DISNEY WALT CO COM DISNEY Stock 254687106 75 676 SH SOLE 676 0 0 INVESCO PREFERRED ETF ETF 46138E511 15 1032 SH SOLE 1032 0 0 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 12 100 SH SOLE 100 0 0