0001398344-18-011712.txt : 20180813 0001398344-18-011712.hdr.sgml : 20180813 20180813155311 ACCESSION NUMBER: 0001398344-18-011712 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180813 DATE AS OF CHANGE: 20180813 EFFECTIVENESS DATE: 20180813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Catamount Wealth Management CENTRAL INDEX KEY: 0001677443 IRS NUMBER: 571167756 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17475 FILM NUMBER: 181012184 BUSINESS ADDRESS: STREET 1: 943 POST RD EAST CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 203-226-0603 MAIL ADDRESS: STREET 1: 943 POST RD EAST CITY: WESTPORT STATE: CT ZIP: 06880 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001677443 XXXXXXXX 06-30-2018 06-30-2018 false Catamount Wealth Management

943 Post Rd East Westport CT 06880

13F HOLDINGS REPORT 028-17475 N Laurie Stefanowicz 203-226-0603 /s/ Laurie Stefanowicz Westport CT 08-13-2018 0 181 206869 INFORMATION TABLE 2 fp0035206_13fhr-table.xml 13F INFORMATION TABLE FACEBOOK INC CL A Stock 30303M102 39210 217521 SH SOLE 217521 0 0 SPDR S&P 500 ETF ETF 78462F103 18440 65121 SH SOLE 65120 0 0 AMAZON.COM INC Stock 023135106 16192 8584 SH SOLE 8584 0 0 VISA INC Stock 92826C839 13231 94687 SH SOLE 94686 0 0 JPMORGAN CHASE & CO COM Stock 46625H100 9824 84885 SH SOLE 84884 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 9752 47195 SH SOLE 47195 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS ADR 01609W102 8741 48558 SH SOLE 48558 0 0 POWERSHARES QQQ TR ETF 46090E103 8661 47976 SH SOLE 47975 0 0 BANK AMER CORP COM Stock 060505104 8504 272660 SH SOLE 272660 0 0 GOLDMAN SACHS GROUP INC COM Stock 38141G104 7637 33261 SH SOLE 33261 0 0 RAYTHEON CO COM NEW Stock 755111507 6970 35498 SH SOLE 35497 0 0 APPLE INC Stock 037833100 6607 31835 SH SOLE 31835 0 0 UNILEVER PLC SPON ADR NEW ADR 904767704 4931 88629 SH SOLE 88628 0 0 SPDR DOW JONES INDUSTRIAL ETF ETF 78467X109 4818 19022 SH SOLE 19022 0 0 SALESFORCE COM INC COM Stock 79466L302 4749 32640 SH SOLE 32640 0 0 ISHARES NASDAQ BIOTECHNOLOGY ETF 464287556 4394 37640 SH SOLE 37640 0 0 CHEVRON CORP NEW COM Stock 166764100 3980 32268 SH SOLE 32268 0 0 VERIZON COMMUNICATIONS Stock 92343V104 3797 72359 SH SOLE 72359 0 0 TESLA MOTORS INC Stock 88160R101 2899 8155 SH SOLE 8155 0 0 MGM RESORTS INTERNATIONAL COM Stock 552953101 2615 90608 SH SOLE 90607 0 0 JOHNSON & JOHNSON COM Stock 478160104 2048 15660 SH SOLE 15660 0 0 ACTIVISION INC Stock 00507V109 1852 26225 SH SOLE 26225 0 0 VERTEX PHARMACEUTICALS IN Stock 92532F100 1707 9765 SH SOLE 9765 0 0 MORGAN STANLEY Stock 617446448 1490 30800 SH SOLE 30800 0 0 PEPSICO INC COM Stock 713448108 1129 10000 SH SOLE 10000 0 0 AT&T INC COM Stock 00206R102 1093 33889 SH SOLE 33888 0 0 NVIDIA CORP COM Stock 67066G104 837 3285 SH SOLE 3285 0 0 PROCTER AND GAMBLE CO COM Stock 742718109 501 6150 SH SOLE 6150 0 0 TECHNOLOGY SELECT SECTOR SPDR ETF 81369Y803 496 6791 SH SOLE 6790 0 0 CONOCOPHILLIPS COM Stock 20825C104 493 6854 SH SOLE 6854 0 0 FINANCIAL SELECT SECTOR SPDR ETF 81369Y605 473 16907 SH SOLE 16906 0 0 AVID BIOSERVICES INC COM Stock 05368M106 471 82571 SH SOLE 82571 0 0 EXXON MOBIL CORP COM Stock 30231G102 392 4931 SH SOLE 4931 0 0 PEOPLES BK BRIDGEPORT CN Stock 712704105 375 20400 SH SOLE 20400 0 0 HONEYWELL INTL INC Stock 438516106 374 2444 SH SOLE 2444 0 0 MICROSOFT Stock 594918104 372 3412 SH SOLE 3412 0 0 GENERAL ELECTRIC CO COM Stock 369604103 347 27205 SH SOLE 27205 0 0 YUM BRANDS INC COM Stock 988498101 290 3500 SH SOLE 3500 0 0 CENTENNIAL RESOURCE DEV INC CL A Stock 15136A102 287 15500 SH SOLE 15500 0 0 PFIZER INC COM Stock 717081103 262 6408 SH SOLE 6408 0 0 NORFOLK SOUTHERN CRP Stock 655844108 206 1200 SH SOLE 1200 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A ADR 780259206 188 2900 SH SOLE 2900 0 0 CATERPILLAR INC DEL COM Stock 149123101 181 1333 SH SOLE 1333 0 0 COCA COLA CO COM Stock 191216100 176 3810 SH SOLE 3810 0 0 MCDONALDS CORP COM Stock 580135101 175 1100 SH SOLE 1100 0 0 ADOBE SYS INC COM Stock 00724F101 161 635 SH SOLE 635 0 0 ISHARES EDGE MSCI USA MOMENTUM FACTOR ETF ETF 46432F396 153 1340 SH SOLE 1340 0 0 UNION PAC CORP COM Stock 907818108 149 1000 SH SOLE 1000 0 0 ABBOTT LABS COM Stock 002824100 128 2000 SH SOLE 2000 0 0 MASTERCARD INCORPORATED CL A Stock 57636Q104 122 600 SH SOLE 600 0 0 YUM CHINA HLDGS INC COM Stock 98850P109 121 3500 SH SOLE 3500 0 0 AETNA INC COM Stock 00817Y108 117 601 SH SOLE 600 0 0 PUBLIC SVC ENTERPRISE GROUP COM Stock 744573106 117 2275 SH SOLE 2275 0 0 ISHARES S&P U.S. PREFERRED STOCK ETF ETF 464288687 116 3100 SH SOLE 3100 0 0 BOSTON SCIENTIFIC CORP Stock 101137107 101 3000 SH SOLE 3000 0 0 AUTOMATIC DATA PROCESSING INC COM Stock 053015103 98 700 SH SOLE 700 0 0 DIREXION SHS EXCH TRD FD TECHNOLOGY BULL 3X SHS ETF 25459W102 92 600 SH SOLE 600 0 0 DUKE ENERGY CORP NEW COM NEW Stock 26441C204 92 1133 SH SOLE 1133 0 0 INTREXON CORP COM Stock 46122T102 90 6000 SH SOLE 6000 0 0 DISNEY WALT CO COM DISNEY Stock 254687106 90 796 SH SOLE 796 0 0 NUVEEN CONNECTICUT PREMIUM INCOME MUNICIPAL FUND-SBI CEF 67060D107 85 7308 SH SOLE 7308 0 0 DOWDUPONT INC COM Stock 26078J100 84 1246 SH SOLE 1246 0 0 EMERSON ELEC CO COM Stock 291011104 81 1100 SH SOLE 1100 0 0 DOMINION RESOURCES INC Stock 25746U109 80 1133 SH SOLE 1133 0 0 PAYPAL HLDGS INC COM Stock 70450Y103 75 860 SH SOLE 860 0 0 ISHARES DJ SELECT DIVIDEND ETF 464287168 72 722 SH SOLE 722 0 0 INVESCO PREFERRED ETF ETF 46138E511 65 4500 SH SOLE 4500 0 0 CONSOLIDATED EDISON INC COM Stock 209115104 63 795 SH SOLE 794 0 0 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 61 407 SH SOLE 407 0 0 FLEXSHARES QUALITY DIVIDEND INDEX FUND ETF 33939L860 58 1242 SH SOLE 1242 0 0 INTL BUSINESS MACHINES Stock 459200101 58 400 SH SOLE 400 0 0 PPL CORP COM Stock 69351T106 58 2000 SH SOLE 2000 0 0 VANGUARD EUROPEAN ETF 922042874 56 1000 SH SOLE 1000 0 0 TEXAS INSTRS INC COM Stock 882508104 55 500 SH SOLE 500 0 0 ENERGY SELECT SECTOR SPDR FUND ETF 81369Y506 54 720 SH SOLE 720 0 0 US BANCORP DEL COM NEW Stock 902973304 53 1000 SH SOLE 1000 0 0 PHILLIPS 66 Stock 718546104 51 420 SH SOLE 420 0 0 NEXTERA ENERGY INC COM Stock 65339F101 51 300 SH SOLE 300 0 0 LILLY ELI & CO COM Stock 532457108 51 500 SH SOLE 500 0 0 LOCKHEED MARTIN CORP Stock 539830109 50 159 SH SOLE 159 0 0 COLGATE PALMOLIVE CO COM Stock 194162103 49 750 SH SOLE 750 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP Stock 559080106 47 650 SH SOLE 650 0 0 UNILEVER N V N Y SHS NEW ADR 904784709 45 800 SH SOLE 800 0 0 MERCK & CO INC Stock 58933Y105 41 620 SH SOLE 620 0 0 AMERICAN EXPRESS CO COM Stock 025816109 41 401 SH SOLE 400 0 0 INTEL CORP COM Stock 458140100 40 821 SH SOLE 821 0 0 SEMPRA ENERGY COM Stock 816851109 40 350 SH SOLE 350 0 0 ONEOK INC NEW COM Stock 682680103 40 575 SH SOLE 575 0 0 ISHARES S&P 500 INDEX ETF 464287200 37 131 SH SOLE 131 0 0 SPDR MSCI EMERGING MARKETS STRATEGICFACTORS ETF ETF 78463X426 36 610 SH SOLE 610 0 0 BAXTER INTL INC COM Stock 071813109 36 500 SH SOLE 500 0 0 BROOKFIELD RENEWABLE PARTNERS PARTNERSHIP UNIT Stock G16258108 34 1100 SH SOLE 1100 0 0 HOME DEPOT Stock 437076102 34 173 SH SOLE 173 0 0 WALGREENS BOOTS ALLIANCE INC COM Stock 931427108 33 500 SH SOLE 500 0 0 SVB FINL GROUP COM Stock 78486Q101 32 100 SH SOLE 100 0 0 MONDELEZ INTL INC CL A Stock 609207105 31 750 SH SOLE 750 0 0 BANK NEW YORK MELLON CORP COM Stock 064058100 30 595 SH SOLE 595 0 0 EXELON CORP COM Stock 30161N101 30 702 SH SOLE 702 0 0 COLONY CAP INC NEW CL A COM REIT 19626G108 30 4942 SH SOLE 4942 0 0 ISHARES MSCI KLD 400 SOCIAL ETF ETF 464288570 30 284 SH SOLE 284 0 0 ALTRIA GROUP INC COM Stock 02209S103 30 500 SH SOLE 500 0 0 GW PHARMACEUTICALS PLC ADS ADR 36197T103 27 200 SH SOLE 200 0 0 IHS MARKIT LTD SHS Stock G47567105 27 500 SH SOLE 500 0 0 AMGEN INC Stock 031162100 27 137 SH SOLE 136 0 0 EVERSOURCE ENERGY COM Stock 30040W108 26 428 SH SOLE 428 0 0 VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 26 605 SH SOLE 605 0 0 ALLERGAN PLC SHS Stock G0177J108 24 128 SH SOLE 128 0 0 FLEXSHARES IBOXX 3-YEAR TARGET DURATION TIPS INDEX FUND ETF 33939L506 23 960 SH SOLE 960 0 0 BOEING CO COM Stock 097023105 22 66 SH SOLE 66 0 0 ISHARES S&P 500 VALUE ETF ETF 464287408 22 194 SH SOLE 194 0 0 COSTCO WHOLESALE CORP Stock 22160K105 22 100 SH SOLE 100 0 0 BP PLC SPONSORED ADR ADR 055622104 21 500 SH SOLE 500 0 0 CONSTELLATION BRANDS INC CL A Stock 21036P108 21 100 SH SOLE 100 0 0 GOOGLE INC Stock 02079K305 21 17 SH SOLE 17 0 0 UTILITIES SELECT SECTOR SPDR FUND ETF 81369Y886 21 400 SH SOLE 400 0 0 COLLEGIUM PHARMACEUTICAL INC COM Stock 19459J104 21 1150 SH SOLE 1150 0 0 POWERSHARES TRUST II ETF ETF 46138E362 21 500 SH SOLE 500 0 0 NORTHSTAR REALTY EUROPE CORP COM REIT 66706L101 21 1498 SH SOLE 1498 0 0 GLOBAL PMTS INC COM Stock 37940X102 20 175 SH SOLE 175 0 0 SOUTHERN CO COM Stock 842587107 18 400 SH SOLE 400 0 0 BLACKSTONE GROUP LP Stock 09253U108 18 500 SH SOLE 500 0 0 WALMART INC COM Stock 931142103 17 194 SH SOLE 194 0 0 ISHARES FTSE CHINA ETF ETF 464287184 17 400 SH SOLE 400 0 0 MATERIALS SELECT SECTOR SPDR ETF 81369Y100 16 280 SH SOLE 280 0 0 NEW RELIC INC COM Stock 64829B100 16 150 SH SOLE 150 0 0 INTUITIVE SURGICAL INC COM NEW Stock 46120E602 16 30 SH SOLE 30 0 0 ENBRIDGE INC COM Stock 29250N105 15 423 SH SOLE 423 0 0 STRYKER CORP COM Stock 863667101 15 88 SH SOLE 88 0 0 GABELLI EQUITY TR INC COM CEF 362397101 14 2207 SH SOLE 2207 0 0 VIEWRAY INC COM Stock 92672L107 14 1400 SH SOLE 1400 0 0 ASSEMBLY BIOSCIENCES INC COM Stock 045396108 14 350 SH SOLE 350 0 0 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 14 319 SH SOLE 319 0 0 DIAMONDBACK ENERGY INC COM Stock 25278X109 13 100 SH SOLE 100 0 0 FIVE BELOW INC COM Stock 33829M101 13 125 SH SOLE 125 0 0 BOOZ ALLEN HAMILTON HLDG CORP CL A Stock 099502106 13 258 SH SOLE 258 0 0 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 12 100 SH SOLE 100 0 0 ZYNGA INC Stock 98986T108 12 3100 SH SOLE 3100 0 0 AMERICAN ELEC PWR INC COM Stock 025537101 12 166 SH SOLE 166 0 0 EPAM SYS INC COM Stock 29414B104 12 90 SH SOLE 90 0 0 DOCUSIGN INC COM Stock 256163106 12 200 SH SOLE 200 0 0 EOG RESOURCES INC Stock 26875P101 11 90 SH SOLE 90 0 0 3M CO COM Stock 88579Y101 10 50 SH SOLE 50 0 0 MASCO CORP COM Stock 574599106 10 250 SH SOLE 250 0 0 AQUA METALS INC COM Stock 03837J101 9 3950 SH SOLE 3950 0 0 EDITAS MEDICINE INC COM Stock 28106W103 9 300 SH SOLE 300 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS ADR 02364W105 9 525 SH SOLE 524 0 0 CDK GLOBAL INC COM Stock 12508E101 9 133 SH SOLE 133 0 0 UNITEDHEALTH GROUP Stock 91324P102 8 30 SH SOLE 30 0 0 SPOTIFY TECHNOLOGY S A SHS Stock L8681T102 8 40 SH SOLE 40 0 0 SQUARE INC CL A Stock 852234103 7 100 SH SOLE 100 0 0 CITIGROUP INC Stock 172967424 7 100 SH SOLE 100 0 0 SUPERNUS PHARMACEUTICALS INC COM Stock 868459108 7 150 SH SOLE 150 0 0 NETFLIX INC COM Stock 64110L106 7 20 SH SOLE 20 0 0 PROTO LABS INC COM Stock 743713109 7 50 SH SOLE 50 0 0 MAXWELL TECHNOLOGIES INC COM Stock 577767106 6 1900 SH SOLE 1900 0 0 FIRST TR EXCHANGE TRADED FD DOW JONES INTERNET INDEX FD ETF 33733E302 6 42 SH SOLE 42 0 0 MIRATI THERAPEUTICS INC COM Stock 60468T105 6 100 SH SOLE 100 0 0 ISHARES S&P NORTH AMER TECH-SOFTWARE ETF 464287515 6 30 SH SOLE 30 0 0 VOXELJET AG ADS ADR 92912L107 5 1525 SH SOLE 1525 0 0 ISHARES RUSSELL 2000 GROWTH ETF ETF 464287648 5 25 SH SOLE 25 0 0 COMCAST CORP NEW CL A Stock 20030N101 5 150 SH SOLE 150 0 0 ISHARES S&P MIDCAP 400 GROWTH INDEX ETF 464287606 5 22 SH SOLE 22 0 0 TARGET CORP COM Stock 87612E106 5 60 SH SOLE 60 0 0 VANGUARD SMALL CAP VALUE ETF ETF 922908611 5 35 SH SOLE 35 0 0 ISHARES MSCI PERU ETF ETF 464289842 5 125 SH SOLE 125 0 0 ORBCOMM INC COM Stock 68555P100 5 420 SH SOLE 420 0 0 ISHARES RUSSELL MID-CAP GROWTH ETF ETF 464287481 4 30 SH SOLE 30 0 0 DTE ENERGY CO COM Stock 233331107 4 34 SH SOLE 34 0 0 LAMB WESTON HLDGS INC COM Stock 513272104 4 50 SH SOLE 50 0 0 LIGHTPATH TECHNOLOGIES INC CL A NEW Stock 532257805 3 1500 SH SOLE 1500 0 0 MARINUS PHARMACEUTICALS INC COM Stock 56854Q101 3 500 SH SOLE 500 0 0 ROKU INC COM CL A Stock 77543R102 3 50 SH SOLE 50 0 0 OXFORD IMMUNOTEC GLOBAL PLC ORD SHS Stock G6855A103 3 200 SH SOLE 200 0 0 MATCH GROUP INC COM Stock 57665R106 3 50 SH SOLE 50 0 0 KRAFT HEINZ CO COM Stock 500754106 2 35 SH SOLE 34 0 0 YAHOO INC CEF 021346101 2 25 SH SOLE 25 0 0 SNAP INC CL A Stock 83304A106 1 100 SH SOLE 100 0 0 ALLEGHENY TECH INC Stock 01741R102 1 46 SH SOLE 46 0 0 ADAMS EXPRESS CO CEF 006212104 1 70 SH SOLE 70 0 0 MATERIALISE NV SPONSORED ADS ADR 57667T100 1 75 SH SOLE 75 0 0 HELIOS & MATHESON ANALYTICS IN COM PAR Stock 42327L309 1 10000 SH SOLE 10000 0 0