0001398344-18-007406.txt : 20180514 0001398344-18-007406.hdr.sgml : 20180514 20180514130629 ACCESSION NUMBER: 0001398344-18-007406 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180514 DATE AS OF CHANGE: 20180514 EFFECTIVENESS DATE: 20180514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Catamount Wealth Management CENTRAL INDEX KEY: 0001677443 IRS NUMBER: 571167756 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17475 FILM NUMBER: 18829645 BUSINESS ADDRESS: STREET 1: 943 POST RD EAST CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 203-226-0603 MAIL ADDRESS: STREET 1: 943 POST RD EAST CITY: WESTPORT STATE: CT ZIP: 06880 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001677443 XXXXXXXX 03-31-2018 03-31-2018 false Catamount Wealth Management

943 Post Rd East Westport CT 06880

13F HOLDINGS REPORT 028-17475 N Laurie Stefanowicz 203-226-0603 /s/ Laurie Stefanowicz Westport CT 05-14-2018 0 183 187551 INFORMATION TABLE 2 fp0033477_13fhr-table.xml 13F INFORMATION TABLE FACEBOOK INC CL A Stock 30303M102 36105 225955 SH SOLE 225955 0 0 SPDR S&P 500 ETF ETF 78462F103 17319 65814 SH SOLE 65813 0 0 VISA INC Stock 92826C839 10650 89030 SH SOLE 89029 0 0 AMAZON.COM INC Stock 023135106 10344 7147 SH SOLE 7147 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 9245 46345 SH SOLE 46345 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS ADR 01609W102 8320 45328 SH SOLE 45328 0 0 JPMORGAN CHASE & CO COM Stock 46625H100 7699 70008 SH SOLE 70007 0 0 POWERSHARES QQQ TR ETF 73935A104 7678 47950 SH SOLE 47950 0 0 RAYTHEON CO COM NEW Stock 755111507 7645 35421 SH SOLE 35421 0 0 BANK AMER CORP COM Stock 060505104 7385 246247 SH SOLE 246246 0 0 GOLDMAN SACHS GROUP INC COM Stock 38141G104 7363 29236 SH SOLE 29235 0 0 UNILEVER PLC SPON ADR NEW ADR 904767704 4954 89162 SH SOLE 89161 0 0 SPDR DOW JONES INDUSTRIAL ETF ETF 78467X109 4700 19472 SH SOLE 19471 0 0 ISHARES NASDAQ BIOTECHNOLOGY ETF 464287556 4036 37810 SH SOLE 37810 0 0 ACTIVISION INC Stock 00507V109 3750 55590 SH SOLE 55590 0 0 CHEVRON CORP NEW COM Stock 166764100 3652 32022 SH SOLE 32021 0 0 MGM RESORTS INTERNATIONAL COM Stock 552953101 3511 100251 SH SOLE 100251 0 0 VERIZON COMMUNICATIONS Stock 92343V104 3297 68955 SH SOLE 68955 0 0 SALESFORCE COM INC COM Stock 79466L302 3294 28320 SH SOLE 28320 0 0 CITIGROUP INC Stock 172967424 3254 48201 SH SOLE 48201 0 0 LAM RESEARCH CORP COM Stock 512807108 3191 15705 SH SOLE 15705 0 0 CENTENNIAL RESOURCE DEV INC CL A Stock 15136A102 2368 129040 SH SOLE 129040 0 0 TESLA MOTORS INC Stock 88160R101 2177 8180 SH SOLE 8180 0 0 MORGAN STANLEY Stock 617446448 1674 31025 SH SOLE 31025 0 0 AT&T INC COM Stock 00206R102 1321 37041 SH SOLE 37040 0 0 VERTEX PHARMACEUTICALS IN Stock 92532F100 1162 7130 SH SOLE 7130 0 0 PEPSICO INC COM Stock 713448108 1069 9793 SH SOLE 9793 0 0 NVIDIA CORP COM Stock 67066G104 797 3440 SH SOLE 3440 0 0 PROCTER AND GAMBLE CO COM Stock 742718109 560 7061 SH SOLE 7061 0 0 TECHNOLOGY SELECT SECTOR SPDR ETF 81369Y803 449 6871 SH SOLE 6870 0 0 FINANCIAL SELECT SECTOR SPDR ETF 81369Y605 444 16087 SH SOLE 16086 0 0 JOHNSON & JOHNSON COM Stock 478160104 399 3110 SH SOLE 3110 0 0 PEOPLES BK BRIDGEPORT CN Stock 712704105 381 20400 SH SOLE 20400 0 0 HONEYWELL INTL INC Stock 438516106 319 2207 SH SOLE 2207 0 0 EXXON MOBIL CORP COM Stock 30231G102 303 4065 SH SOLE 4065 0 0 AVID BIOSERVICES INC COM Stock 05368M106 300 102571 SH SOLE 102571 0 0 MICROSOFT Stock 594918104 299 3279 SH SOLE 3279 0 0 GENERAL ELECTRIC CO COM Stock 369604103 298 22115 SH SOLE 22115 0 0 YUM BRANDS INC COM Stock 988498101 298 3500 SH SOLE 3500 0 0 CATERPILLAR INC DEL COM Stock 149123101 196 1333 SH SOLE 1333 0 0 MCDONALDS CORP COM Stock 580135101 167 1068 SH SOLE 1067 0 0 COCA COLA CO COM Stock 191216100 166 3814 SH SOLE 3814 0 0 NORFOLK SOUTHERN CRP Stock 655844108 163 1200 SH SOLE 1200 0 0 PFIZER INC COM Stock 717081103 154 4350 SH SOLE 4350 0 0 YUM CHINA HLDGS INC COM Stock 98850P109 145 3500 SH SOLE 3500 0 0 GENERAL MLS INC COM Stock 370334104 135 3000 SH SOLE 3000 0 0 UNION PAC CORP COM Stock 907818108 134 1000 SH SOLE 1000 0 0 INVESCO LTD SHS Stock G491BT108 128 4000 SH SOLE 4000 0 0 APPLE INC Stock 037833100 122 725 SH SOLE 725 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A ADR 780259206 121 1900 SH SOLE 1900 0 0 ABBOTT LABS COM Stock 002824100 120 2000 SH SOLE 2000 0 0 ISHARES S&P U.S. PREFERRED STOCK ETF ETF 464288687 116 3100 SH SOLE 3100 0 0 CORESITE REALTY CORP REIT 21870Q105 110 1100 SH SOLE 1100 0 0 PAYPAL HLDGS INC COM Stock 70450Y103 110 1450 SH SOLE 1450 0 0 PUBLIC SVC ENTERPRISE GROUP COM Stock 744573106 109 2175 SH SOLE 2175 0 0 ADOBE SYS INC COM Stock 00724F101 106 490 SH SOLE 490 0 0 MICRON TECHNOLOGY INC COM Stock 595112103 104 2000 SH SOLE 2000 0 0 AETNA INC COM Stock 00817Y108 102 601 SH SOLE 600 0 0 INTL BUSINESS MACHINES Stock 459200101 92 600 SH SOLE 600 0 0 NUVEEN CONNECTICUT PREMIUM INCOME MUNICIPAL FUND-SBI CEF 67060D107 84 7308 SH SOLE 7308 0 0 BOSTON SCIENTIFIC CORP Stock 101137107 82 3000 SH SOLE 3000 0 0 AUTOMATIC DATA PROCESSING INC COM Stock 053015103 79 700 SH SOLE 700 0 0 DOWDUPONT INC COM Stock 26078J100 79 1246 SH SOLE 1245 0 0 DISNEY WALT CO COM DISNEY Stock 254687106 77 763 SH SOLE 763 0 0 DOMINION RESOURCES INC Stock 25746U109 76 1133 SH SOLE 1133 0 0 US BANCORP DEL COM NEW Stock 902973304 76 1500 SH SOLE 1500 0 0 EMERSON ELEC CO COM Stock 291011104 75 1100 SH SOLE 1100 0 0 DUKE ENERGY CORP NEW COM NEW Stock 26441C204 74 950 SH SOLE 950 0 0 ISHARES DJ SELECT DIVIDEND ETF 464287168 69 722 SH SOLE 722 0 0 DIREXION SHS EXCH TRD FD TECHNOLOGY BULL 3X SHS ETF 25459W102 69 600 SH SOLE 600 0 0 POWERSHARES PREFERRED PORTFOLIO ETF 73936T565 66 4500 SH SOLE 4500 0 0 PPL CORP COM Stock 69351T106 60 2103 SH SOLE 2103 0 0 VANGUARD EUROPEAN ETF 922042874 58 1000 SH SOLE 1000 0 0 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 55 407 SH SOLE 407 0 0 FLEXSHARES QUALITY DIVIDEND INDEX FUND ETF 33939L860 54 1242 SH SOLE 1242 0 0 COLGATE PALMOLIVE CO COM Stock 194162103 54 750 SH SOLE 750 0 0 TEXAS INSTRS INC COM Stock 882508104 52 500 SH SOLE 500 0 0 TIME WARNER INC Stock 887317303 50 531 SH SOLE 531 0 0 ALTRIA GROUP INC COM Stock 02209S103 50 800 SH SOLE 800 0 0 NEXTERA ENERGY INC COM Stock 65339F101 49 300 SH SOLE 300 0 0 LOCKHEED MARTIN CORP Stock 539830109 48 142 SH SOLE 142 0 0 UNILEVER N V N Y SHS NEW ADR 904784709 45 800 SH SOLE 800 0 0 PHILLIPS 66 Stock 718546104 40 420 SH SOLE 420 0 0 SPDR MSCI EMERGING MARKETS STRATEGICFACTORS ETF ETF 78463X426 40 610 SH SOLE 610 0 0 SEMPRA ENERGY COM Stock 816851109 39 350 SH SOLE 350 0 0 LILLY ELI & CO COM Stock 532457108 39 500 SH SOLE 500 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP Stock 559080106 38 650 SH SOLE 650 0 0 AMERICAN EXPRESS CO COM Stock 025816109 37 401 SH SOLE 400 0 0 CHARTER COMMUNICATIONS INC NEW CL A Stock 16119P108 35 114 SH SOLE 114 0 0 ISHARES S&P 500 INDEX ETF 464287200 35 131 SH SOLE 131 0 0 BROOKFIELD RENEWABLE PARTNERS PARTNERSHIP UNIT Stock G16258108 34 1100 SH SOLE 1100 0 0 MERCK & CO INC Stock 58933Y105 34 617 SH SOLE 616 0 0 WALGREENS BOOTS ALLIANCE INC COM Stock 931427108 33 500 SH SOLE 500 0 0 ONEOK INC NEW COM Stock 682680103 33 575 SH SOLE 575 0 0 BAXTER INTL INC COM Stock 071813109 33 500 SH SOLE 500 0 0 MONDELEZ INTL INC CL A Stock 609207105 31 750 SH SOLE 750 0 0 CONSOLIDATED EDISON INC COM Stock 209115104 31 395 SH SOLE 394 0 0 BANK NEW YORK MELLON CORP COM Stock 064058100 31 595 SH SOLE 595 0 0 COLLEGIUM PHARMACEUTICAL INC COM Stock 19459J104 29 1150 SH SOLE 1150 0 0 COLONY NORTHSTAR INC CL A COM REIT 19625W104 28 4942 SH SOLE 4942 0 0 ISHARES MSCI KLD 400 SOCIAL ETF ETF 464288570 28 284 SH SOLE 284 0 0 EXELON CORP COM Stock 30161N101 27 702 SH SOLE 702 0 0 VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 27 605 SH SOLE 605 0 0 MARKET VECTORS GOLD MINERS INDEX ETF ETF 92189F106 25 1150 SH SOLE 1150 0 0 EVERSOURCE ENERGY COM Stock 30040W108 25 428 SH SOLE 428 0 0 IHS MARKIT LTD SHS Stock G47567105 24 500 SH SOLE 500 0 0 FLEXSHARES IBOXX 3-YEAR TARGET DURATION TIPS INDEX FUND ETF 33939L506 23 960 SH SOLE 960 0 0 AMGEN INC Stock 031162100 23 136 SH SOLE 135 0 0 CONSTELLATION BRANDS INC CL A Stock 21036P108 23 100 SH SOLE 100 0 0 ISHARES S&P 500 VALUE ETF ETF 464287408 21 194 SH SOLE 194 0 0 BP PLC SPONSORED ADR ADR 055622104 20 500 SH SOLE 500 0 0 UTILITIES SELECT SECTOR SPDR FUND ETF 81369Y886 20 400 SH SOLE 400 0 0 CELANESE CORP DEL COM SER A Stock 150870103 20 200 SH SOLE 200 0 0 POWERSHARES TRUST II ETF ETF 73937B654 20 500 SH SOLE 500 0 0 NORTHSTAR REALTY EUROPE CORP COM Stock 66706L101 20 1498 SH SOLE 1498 0 0 ISHARES FTSE CHINA ETF ETF 464287184 19 400 SH SOLE 400 0 0 COSTCO WHOLESALE CORP Stock 22160K105 19 100 SH SOLE 100 0 0 SOUTHERN CO COM Stock 842587107 18 400 SH SOLE 400 0 0 BLACKSTONE GROUP LP Stock 09253U108 16 500 SH SOLE 500 0 0 MATERIALS SELECT SECTOR SPDR ETF 81369Y100 16 280 SH SOLE 280 0 0 ABBVIE INC COM Stock 00287Y109 16 166 SH SOLE 166 0 0 CONOCOPHILLIPS COM Stock 20825C104 15 254 SH SOLE 254 0 0 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 15 319 SH SOLE 319 0 0 EDITAS MEDICINE INC COM Stock 28106W103 15 450 SH SOLE 450 0 0 STRYKER CORP COM Stock 863667101 14 88 SH SOLE 88 0 0 CISCO SYS INC Stock 17275R102 14 330 SH SOLE 330 0 0 DIAMONDBACK ENERGY INC COM Stock 25278X109 13 100 SH SOLE 100 0 0 INTUITIVE SURGICAL INC COM NEW Stock 46120E602 12 30 SH SOLE 30 0 0 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 12 100 SH SOLE 100 0 0 MAXWELL TECHNOLOGIES INC COM Stock 577767106 11 1900 SH SOLE 1900 0 0 TAL ED GROUP SPONSORED ADS ADR 874080104 11 300 SH SOLE 300 0 0 AQUA METALS INC COM Stock 03837J101 10 3950 SH SOLE 3950 0 0 MASCO CORP COM Stock 574599106 10 250 SH SOLE 250 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS ADR 02364W105 10 525 SH SOLE 524 0 0 EOG RESOURCES INC Stock 26875P101 9 90 SH SOLE 90 0 0 FIVE BELOW INC COM Stock 33829M101 9 125 SH SOLE 125 0 0 ENERGY SELECT SECTOR SPDR FUND ETF 81369Y506 9 135 SH SOLE 135 0 0 CORNING INC COM Stock 219350105 9 325 SH SOLE 325 0 0 BRITISH AMERN TOB PLC SPONSORED ADR ADR 110448107 9 148 SH SOLE 147 0 0 AMERICAN ELEC PWR INC COM Stock 025537101 8 123 SH SOLE 123 0 0 CDK GLOBAL INC COM Stock 12508E101 8 133 SH SOLE 133 0 0 MONSANTO CO Stock 61166W101 8 68 SH SOLE 68 0 0 ZYNGA INC Stock 98986T108 7 2000 SH SOLE 2000 0 0 SUPERNUS PHARMACEUTICALS INC COM Stock 868459108 7 150 SH SOLE 150 0 0 UNITEDHEALTH GROUP Stock 91324P102 6 30 SH SOLE 30 0 0 SHOPIFY INC CL A Stock 82509L107 6 50 SH SOLE 50 0 0 ISHARES RUSSELL MID-CAP GROWTH ETF ETF 464287481 6 50 SH SOLE 50 0 0 PROTO LABS INC COM Stock 743713109 6 50 SH SOLE 50 0 0 DEUTSCHE BANK AG NAMEN AKT Stock D18190898 6 412 SH SOLE 412 0 0 EPAM SYS INC COM Stock 29414B104 6 50 SH SOLE 50 0 0 GLOBAL PMTS INC COM Stock 37940X102 6 50 SH SOLE 50 0 0 NEW RELIC INC COM Stock 64829B100 6 75 SH SOLE 75 0 0 VOXELJET AG ADS ADR 92912L107 5 1525 SH SOLE 1525 0 0 GOOGLE INC Stock 02079K305 5 5 SH SOLE 5 0 0 ISHARES S&P NORTH AMER TECH-SOFTWARE ETF 464287515 5 30 SH SOLE 30 0 0 FIRST TR EXCHANGE TRADED FD DOW JONES INTERNET INDEX FD ETF 33733E302 5 42 SH SOLE 42 0 0 SQUARE INC CL A Stock 852234103 5 100 SH SOLE 100 0 0 BOOZ ALLEN HAMILTON HLDG CORP CL A Stock 099502106 5 125 SH SOLE 125 0 0 ISHARES S&P MIDCAP 400 GROWTH INDEX ETF 464287606 5 22 SH SOLE 22 0 0 ISHARES RUSSELL 2000 GROWTH ETF ETF 464287648 5 25 SH SOLE 25 0 0 VANGUARD SMALL CAP VALUE ETF ETF 922908611 5 35 SH SOLE 35 0 0 VIEWRAY INC COM Stock 92672L107 5 700 SH SOLE 700 0 0 WALMART INC COM Stock 931142103 4 50 SH SOLE 50 0 0 TARGET CORP COM Stock 87612E106 4 60 SH SOLE 60 0 0 HOME DEPOT Stock 437076102 4 23 SH SOLE 23 0 0 SUMMER INFANT INC COM Stock 865646103 4 3250 SH SOLE 3250 0 0 OXFORD IMMUNOTEC GLOBAL PLC ORD SHS Stock G6855A103 4 300 SH SOLE 300 0 0 RED LION HOTELS CORP COM Stock 756764106 3 340 SH SOLE 340 0 0 LIGHTPATH TECHNOLOGIES INC CL A NEW Stock 532257805 3 1500 SH SOLE 1500 0 0 MIRATI THERAPEUTICS INC COM Stock 60468T105 3 100 SH SOLE 100 0 0 LAMB WESTON HLDGS INC COM Stock 513272104 3 50 SH SOLE 50 0 0 SPDR SER TR S&P DIVID ETF ETF 78464A763 2 25 SH SOLE 25 0 0 DELL TECHNOLOGIES INC COM CL V Stock 24703L103 2 30 SH SOLE 30 0 0 KRAFT HEINZ CO COM Stock 500754106 2 35 SH SOLE 34 0 0 ISORAY INC COM Stock 46489V104 2 5000 SH SOLE 5000 0 0 YAHOO INC CEF 021346101 2 25 SH SOLE 25 0 0 SNAP INC CL A Stock 83304A106 2 100 SH SOLE 100 0 0 ALLEGHENY TECH INC Stock 01741R102 1 46 SH SOLE 46 0 0 REGULUS THERAPEUTICS INC COM Stock 75915K101 1 1500 SH SOLE 1500 0 0 ADAMS EXPRESS CO CEF 006212104 1 70 SH SOLE 70 0 0 MATERIALISE NV SPONSORED ADS ADR 57667T100 1 75 SH SOLE 75 0 0 CSX CORP COM Stock 126408103 0 1 SH SOLE 1 0 0 DEVON ENERGY CORP NEW COM Stock 25179M103 0 0 SH SOLE 0 0 0