0001398344-18-002003.txt : 20180213 0001398344-18-002003.hdr.sgml : 20180213 20180213081141 ACCESSION NUMBER: 0001398344-18-002003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180213 DATE AS OF CHANGE: 20180213 EFFECTIVENESS DATE: 20180213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Catamount Wealth Management CENTRAL INDEX KEY: 0001677443 IRS NUMBER: 571167756 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17475 FILM NUMBER: 18599181 BUSINESS ADDRESS: STREET 1: 943 POST RD EAST CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 203-226-0603 MAIL ADDRESS: STREET 1: 943 POST RD EAST CITY: WESTPORT STATE: CT ZIP: 06880 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001677443 XXXXXXXX 12-31-2017 12-31-2017 false Catamount Wealth Management

943 Post Rd East Westport CT 06880

13F HOLDINGS REPORT 028-17475 N Laurie Stefanowicz 203-226-0603 /s/ Laurie Stefanowicz Westport CT 02-12-2018 0 192 179104 INFORMATION TABLE 2 fp0031098_13fhr-table.xml 13F INFORMATION TABLE AMAZON COM INC COM Stock 023135106 4854 4151 SH SOLE 4151 0 0 GLOBAL PMTS INC COM Stock 37940X102 5 50 SH SOLE 50 0 0 NORTHSTAR REALTY EUROPE CORP COM Stock 66706L101 20 1498 SH SOLE 1498 0 0 POWERSHARES QQQ TRUST, SERIES 1 ETF 73935A104 7229 46411 SH SOLE 46411 0 0 TECHNOLOGY SELECT SECTOR SPDR FUND ETF 81369Y803 450 7030 SH SOLE 7030 0 0 SEMPRA ENERGY COM Stock 816851109 37 350 SH SOLE 350 0 0 PUBLIC SVC ENTERPRISE GROUP COM Stock 744573106 112 2175 SH SOLE 2175 0 0 ALLEGHENY TECHNOLOGIES INC COM Stock 01741R102 1 46 SH SOLE 46 0 0 MONSANTO CO NEW COM Stock 61166W101 8 68 SH SOLE 68 0 0 SQUARE INC CL A Stock 852234103 3 100 SH SOLE 100 0 0 JOHNSON & JOHNSON COM Stock 478160104 309 2210 SH SOLE 2210 0 0 EDITAS MEDICINE INC COM Stock 28106W103 7 225 SH SOLE 225 0 0 VIEWRAY INC COM Stock 92672L107 6 700 SH SOLE 700 0 0 COSTCO WHSL CORP NEW COM Stock 22160K105 19 100 SH SOLE 100 0 0 GOLDMAN SACHS GROUP INC COM Stock 38141G104 7005 27495 SH SOLE 27495 0 0 ISHARES MSCI KLD 400 SOCIAL ETF ETF 464288570 28 284 SH SOLE 284 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A ADR 780259206 100 1500 SH SOLE 1500 0 0 YUM BRANDS INC COM Stock 988498101 286 3500 SH SOLE 3500 0 0 BOSTON SCIENTIFIC CORP COM Stock 101137107 74 3000 SH SOLE 3000 0 0 PROCTER AND GAMBLE CO COM Stock 742718109 557 6061 SH SOLE 6061 0 0 COCA COLA CO COM Stock 191216100 175 3814 SH SOLE 3814 0 0 GENERAL MLS INC COM Stock 370334104 318 5366 SH SOLE 5366 0 0 CHARTER COMMUNICATIONS INC NEW CL A Stock 16119P108 38 114 SH SOLE 114 0 0 SPDR DOW JONES INDUSTRIAL AVERAGE ETF ETF 78467X109 4847 19591 SH SOLE 19591 0 0 PEOPLES UNITED FINANCIAL INC COM Stock 712704105 381 20400 SH SOLE 20400 0 0 DELL TECHNOLOGIES INC COM CL V Stock 24703L103 2 30 SH SOLE 30 0 0 MERCK & CO INC COM Stock 58933Y105 35 615 SH SOLE 614 0 0 SPDR S&P 500 ETF ETF 78462F103 17176 64364 SH SOLE 64363 0 0 FIRST REP BK SAN FRANCISCO CAL COM Stock 33616C100 35 405 SH SOLE 405 0 0 EMERSON ELEC CO COM Stock 291011104 77 1100 SH SOLE 1100 0 0 YUM CHINA HLDGS INC COM Stock 98850P109 140 3500 SH SOLE 3500 0 0 LAMB WESTON HLDGS INC COM Stock 513272104 3 50 SH SOLE 50 0 0 VERTEX PHARMACEUTICALS INC COM Stock 92532F100 847 5655 SH SOLE 5655 0 0 ISHARES U.S. HOME CONSTRUCTION ETF ETF 464288752 33 750 SH SOLE 750 0 0 CORNING INC COM Stock 219350105 7 225 SH SOLE 225 0 0 BANK NEW YORK MELLON CORP COM Stock 064058100 32 595 SH SOLE 595 0 0 DIREXION DAILY TECHNOLOGY BULL 3X SHARES ETF 25459W102 67 600 SH SOLE 600 0 0 VERIZON COMMUNICATIONS INC COM Stock 92343V104 3592 67866 SH SOLE 67866 0 0 COLONY NORTHSTAR INC CL A COM REIT 19625W104 56 4942 SH SOLE 4942 0 0 PULTE GROUP INC COM Stock 745867101 2454 73801 SH SOLE 73800 0 0 PEPSICO INC COM Stock 713448108 1200 10003 SH SOLE 10002 0 0 SNAP INC CL A Stock 83304A106 1 100 SH SOLE 100 0 0 UNILEVER N V N Y SHS NEW ADR 904784709 45 800 SH SOLE 800 0 0 HONEYWELL INTL INC COM Stock 438516106 338 2207 SH SOLE 2207 0 0 US BANCORP DEL COM NEW Stock 902973304 80 1500 SH SOLE 1500 0 0 BP PLC SPONSORED ADR ADR 055622104 21 500 SH SOLE 500 0 0 HOME DEPOT INC COM Stock 437076102 9 48 SH SOLE 48 0 0 BAXTER INTL INC COM Stock 071813109 32 500 SH SOLE 500 0 0 AUTOMATIC DATA PROCESSING INC COM Stock 053015103 82 700 SH SOLE 700 0 0 SUMMER INFANT INC COM Stock 865646103 5 3250 SH SOLE 3250 0 0 DOWDUPONT INC COM Stock 26078J100 89 1245 SH SOLE 1245 0 0 SOUTHERN CO COM Stock 842587107 36 750 SH SOLE 750 0 0 ISORAY INC COM Stock 46489V104 2 5000 SH SOLE 5000 0 0 BRITISH AMERN TOB PLC SPONSORED ADR ADR 110448107 10 148 SH SOLE 147 0 0 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 60 448 SH SOLE 448 0 0 NUVEEN CONNECTICUT QLTY MUN FD COM CEF 67060D107 87 7308 SH SOLE 7308 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 8881 44805 SH SOLE 44805 0 0 ADOBE SYS INC COM Stock 00724F101 86 490 SH SOLE 490 0 0 EXELON CORP COM Stock 30161N101 8 202 SH SOLE 202 0 0 ALPHABET INC CAP STK CL A Stock 02079K305 8 8 SH SOLE 8 0 0 CONSTELLATION BRANDS INC CL A Stock 21036P108 23 100 SH SOLE 100 0 0 UNILEVER PLC SPON ADR NEW ADR 904767704 4794 86634 SH SOLE 86634 0 0 CSX CORP COM Stock 126408103 0 1 SH SOLE 1 0 0 MICROSOFT CORP COM Stock 594918104 280 3279 SH SOLE 3278 0 0 SCHLUMBERGER LTD COM Stock 806857108 0 0 SH SOLE 0 0 0 MASCO CORP COM Stock 574599106 11 250 SH SOLE 250 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS ADR 02364W105 9 525 SH SOLE 524 0 0 BOEING CO COM Stock 097023105 220 745 SH SOLE 745 0 0 VANGUARD SMALL-CAP INDEX FUND ETF 922908751 4 25 SH SOLE 25 0 0 VANGUARD MID-CAP INDEX FUND ETF 922908629 4 24 SH SOLE 24 0 0 NEXTERA ENERGY INC COM Stock 65339F101 47 300 SH SOLE 300 0 0 TESLA INC COM Stock 88160R101 2523 8105 SH SOLE 8105 0 0 CORESITE RLTY CORP COM REIT 21870Q105 136 1190 SH SOLE 1190 0 0 FINANCIAL SELECT SECTOR SPDR FUND ETF 81369Y605 458 16421 SH SOLE 16421 0 0 NORFOLK SOUTHERN CORP COM Stock 655844108 174 1200 SH SOLE 1200 0 0 BROOKFIELD RENEWABLE PARTNERS PARTNERSHIP UNIT Stock G16258108 38 1100 SH SOLE 1100 0 0 VANGUARD FTSE EUROPE ETF ETF 922042874 59 1000 SH SOLE 1000 0 0 WALGREENS BOOTS ALLIANCE INC COM Stock 931427108 36 500 SH SOLE 500 0 0 CONAGRA BRANDS INC COM Stock 205887102 6 150 SH SOLE 150 0 0 HOWARD HUGHES CORP COM Stock 44267D107 26 200 SH SOLE 200 0 0 CONSOLIDATED EDISON INC COM Stock 209115104 34 395 SH SOLE 394 0 0 BOOZ ALLEN HAMILTON HLDG CORP CL A Stock 099502106 5 125 SH SOLE 125 0 0 LILLY ELI & CO COM Stock 532457108 42 500 SH SOLE 500 0 0 PPL CORP COM Stock 69351T106 65 2102 SH SOLE 2102 0 0 ISHARES RUSSELL 2000 ETF ETF 464287655 9 62 SH SOLE 62 0 0 ISHARES SELECT DIVIDEND ETF ETF 464287168 71 722 SH SOLE 722 0 0 AMERICAN ELEC PWR INC COM Stock 025537101 9 123 SH SOLE 123 0 0 EVERSOURCE ENERGY COM Stock 30040W108 27 428 SH SOLE 428 0 0 ISHARES RUSSELL MID-CAP GROWTH ETF ETF 464287481 9 77 SH SOLE 77 0 0 VANGUARD SMALL-CAP VALUE INDEX FUND ETF 922908611 5 35 SH SOLE 35 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP Stock 559080106 46 650 SH SOLE 650 0 0 VISA INC COM CL A Stock 92826C839 9980 87525 SH SOLE 87524 0 0 VOCERA COMMUNICATIONS INC COM Stock 92857F107 7 225 SH SOLE 225 0 0 FLEXSHARES IBOXX 3-YEAR TARGET DURATION TIPS INDEX FUND ETF 33939L506 23 960 SH SOLE 960 0 0 PHILLIPS 66 COM Stock 718546104 42 420 SH SOLE 420 0 0 FACEBOOK INC CL A Stock 30303M102 40894 231748 SH SOLE 231748 0 0 DUKE ENERGY CORP NEW COM NEW Stock 26441C204 59 700 SH SOLE 700 0 0 ADAMS DIVERSIFIED EQUITY FD COM CEF 006212104 1 70 SH SOLE 70 0 0 EPAM SYS INC COM Stock 29414B104 9 80 SH SOLE 80 0 0 MERCURY SYS INC COM Stock 589378108 5 95 SH SOLE 95 0 0 MONDELEZ INTL INC CL A Stock 609207105 32 750 SH SOLE 750 0 0 DEUTSCHE BANK AG NAMEN AKT Stock D18190898 8 412 SH SOLE 412 0 0 POWERSHARES S&P 500 HIGH DIVIDEND LOW VOLATILITY PORTFOLIO ETF 73937B654 21 500 SH SOLE 500 0 0 SUPERNUS PHARMACEUTICALS INC COM Stock 868459108 6 150 SH SOLE 150 0 0 ENBRIDGE INC COM Stock 29250N105 10 254 SH SOLE 254 0 0 NVIDIA CORP COM Stock 67066G104 315 1630 SH SOLE 1630 0 0 EOG RES INC COM Stock 26875P101 10 90 SH SOLE 90 0 0 ABBVIE INC COM Stock 00287Y109 45 466 SH SOLE 466 0 0 REGULUS THERAPEUTICS INC COM Stock 75915K101 2 1500 SH SOLE 1500 0 0 INVESCO LTD SHS Stock G491BT108 172 4699 SH SOLE 4699 0 0 ISHARES RUSSELL 2000 GROWTH ETF ETF 464287648 5 25 SH SOLE 25 0 0 BLACKSTONE GROUP L P COM UNIT LTD Stock 09253U108 16 500 SH SOLE 500 0 0 ALTABA INC COM CEF 021346101 2 25 SH SOLE 25 0 0 STRYKER CORP COM Stock 863667101 14 88 SH SOLE 88 0 0 RAYTHEON CO COM NEW Stock 755111507 6450 34336 SH SOLE 34335 0 0 QUDIAN INC ADR ADR 747798106 0 0 SH SOLE 0 0 0 INTUITIVE SURGICAL INC COM NEW Stock 46120E602 11 30 SH SOLE 30 0 0 MCDONALDS CORP COM Stock 580135101 184 1067 SH SOLE 1067 0 0 FLEXSHARES QUALITY DIVIDEND INDEX FUND ETF 33939L860 56 1242 SH SOLE 1242 0 0 CYPRESS SEMICONDUCTOR CORP COM Stock 232806109 3 225 SH SOLE 225 0 0 CISCO SYS INC COM Stock 17275R102 13 330 SH SOLE 330 0 0 TIVO CORP COM Stock 88870P106 5 335 SH SOLE 335 0 0 AETNA INC NEW COM Stock 00817Y108 108 601 SH SOLE 600 0 0 AT&T INC COM Stock 00206R102 3405 87575 SH SOLE 87574 0 0 ENERGY SELECT SECTOR SPDR FUND ETF 81369Y506 60 833 SH SOLE 833 0 0 MATERIALS SELECT SECTOR SPDR FUND ETF 81369Y100 21 350 SH SOLE 350 0 0 INTREXON CORP COM Stock 46122T102 0 0 SH SOLE 0 0 0 ISHARES NASDAQ BIOTECHNOLOGY INDEX FUND ETF 464287556 4028 37725 SH SOLE 37725 0 0 GENERAL ELECTRIC CO COM Stock 369604103 366 21000 SH SOLE 21000 0 0 TIME WARNER INC COM NEW Stock 887317303 49 531 SH SOLE 531 0 0 ISHARES NORTH AMERICAN TECH-SOFTWARE ETF ETF 464287515 5 30 SH SOLE 30 0 0 VOXELJET AG ADS ADR 92912L107 7 1525 SH SOLE 1525 0 0 MIRATI THERAPEUTICS INC COM Stock 60468T105 7 400 SH SOLE 400 0 0 ISHARES S&P 500 VALUE ETF ETF 464287408 22 194 SH SOLE 194 0 0 ISHARES S&P 500 GROWTH ETF ETF 464287309 26 169 SH SOLE 169 0 0 ISHARES CORE S&P 500 ETF ETF 464287200 35 131 SH SOLE 131 0 0 ONEOK INC NEW COM Stock 682680103 31 575 SH SOLE 575 0 0 WELLS FARGO CO NEW COM Stock 949746101 95 1573 SH SOLE 1573 0 0 UNION PAC CORP COM Stock 907818108 134 1000 SH SOLE 1000 0 0 ISHARES U.S. PREFERRED STOCK ETF ETF 464288687 118 3100 SH SOLE 3100 0 0 SALESFORCE COM INC COM Stock 79466L302 2890 28265 SH SOLE 28265 0 0 LOCKHEED MARTIN CORP COM Stock 539830109 22 70 SH SOLE 70 0 0 JPMORGAN CHASE & CO COM Stock 46625H100 7135 66718 SH SOLE 66718 0 0 OXFORD IMMUNOTEC GLOBAL PLC ORD SHS Stock G6855A103 7 500 SH SOLE 500 0 0 CHEVRON CORP NEW COM Stock 166764100 4008 32017 SH SOLE 32016 0 0 CONOCOPHILLIPS COM Stock 20825C104 14 254 SH SOLE 254 0 0 VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 27 605 SH SOLE 605 0 0 BANK AMER CORP COM Stock 060505104 6840 231722 SH SOLE 231721 0 0 SPDR S&P DIVIDEND ETF ETF 78464A763 2 25 SH SOLE 25 0 0 WALMART INC COM Stock 931142103 5 50 SH SOLE 50 0 0 INTERNATIONAL BUSINESS MACHS COM Stock 459200101 92 600 SH SOLE 600 0 0 ORACLE CORP COM Stock 68389X105 5 100 SH SOLE 100 0 0 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 15 319 SH SOLE 319 0 0 TEXAS INSTRS INC COM Stock 882508104 52 500 SH SOLE 500 0 0 TARGET CORP COM Stock 87612E106 4 60 SH SOLE 60 0 0 PFIZER INC COM Stock 717081103 134 3700 SH SOLE 3700 0 0 MORGAN STANLEY COM NEW Stock 617446448 1657 31575 SH SOLE 31575 0 0 CATERPILLAR INC DEL COM Stock 149123101 210 1333 SH SOLE 1333 0 0 AMERICAN EXPRESS CO COM Stock 025816109 40 401 SH SOLE 400 0 0 AMGEN INC COM Stock 031162100 24 135 SH SOLE 135 0 0 FIRST TRUST DOW JONES INTERNET INDEX FUND ETF 33733E302 5 42 SH SOLE 42 0 0 TIME INC NEW COM Stock 887228104 0 3 SH SOLE 3 0 0 MATERIALISE NV SPONSORED ADS ADR 57667T100 1 75 SH SOLE 75 0 0 ISHARES S&P MID-CAP 400 GROWTH ETF ETF 464287606 5 22 SH SOLE 22 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS ADR 01609W102 7644 44330 SH SOLE 44330 0 0 CDK GLOBAL INC COM Stock 12508E101 9 133 SH SOLE 133 0 0 PRA HEALTH SCIENCES INC COM Stock 69354M108 6 65 SH SOLE 65 0 0 SPDR MSCI EMERGING MARKETS STRATEGICFACTORS ETF ETF 78463X426 39 610 SH SOLE 610 0 0 RED HAT INC COM Stock 756577102 10 85 SH SOLE 85 0 0 RED LION HOTELS CORP COM Stock 756764106 3 340 SH SOLE 340 0 0 VICOR CORP COM Stock 925815102 0 0 SH SOLE 0 0 0 MAXWELL TECHNOLOGIES INC COM Stock 577767106 11 1900 SH SOLE 1900 0 0 BRISTOL MYERS SQUIBB CO COM Stock 110122108 31 500 SH SOLE 500 0 0 ALTRIA GROUP INC COM Stock 02209S103 57 800 SH SOLE 800 0 0 DOMINION ENERGY INC COM Stock 25746U109 92 1133 SH SOLE 1133 0 0 CITIGROUP INC COM NEW Stock 172967424 3927 52771 SH SOLE 52770 0 0 EXXON MOBIL CORP COM Stock 30231G102 1574 18822 SH SOLE 18822 0 0 UNITEDHEALTH GROUP INC COM Stock 91324P102 11 50 SH SOLE 50 0 0 COLGATE PALMOLIVE CO COM Stock 194162103 57 750 SH SOLE 750 0 0 COLLEGIUM PHARMACEUTICAL INC COM Stock 19459J104 21 1150 SH SOLE 1150 0 0 UTILITIES SELECT SECTOR SPDR FUND ETF 81369Y886 4 85 SH SOLE 85 0 0 KRAFT HEINZ CO COM Stock 500754106 3 35 SH SOLE 34 0 0 PAYPAL HLDGS INC COM Stock 70450Y103 115 1560 SH SOLE 1560 0 0 ACTIVISION BLIZZARD INC COM Stock 00507V109 3193 50420 SH SOLE 50420 0 0 ISHARES CHINA LARGE-CAP ETF ETF 464287184 18 400 SH SOLE 400 0 0 AQUA METALS INC COM Stock 03837J101 2 1100 SH SOLE 1100 0 0 FRONTIER COMMUNICATIONS CORP COM NEW Stock 35906A306 0 14 SH SOLE 14 0 0 APPLE INC COM Stock 037833100 212 1250 SH SOLE 1250 0 0 ABBOTT LABS COM Stock 002824100 114 2000 SH SOLE 2000 0 0 DISNEY WALT CO COM DISNEY Stock 254687106 82 763 SH SOLE 763 0 0 POWERSHARES PREFERRED PORTFOLIO ETF 73936T565 67 4500 SH SOLE 4500 0 0 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 12 100 SH SOLE 100 0 0