0001398344-16-017088.txt : 20160819 0001398344-16-017088.hdr.sgml : 20160819 20160819122511 ACCESSION NUMBER: 0001398344-16-017088 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160819 DATE AS OF CHANGE: 20160819 EFFECTIVENESS DATE: 20160819 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Catamount Wealth Management CENTRAL INDEX KEY: 0001677443 IRS NUMBER: 571167756 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17475 FILM NUMBER: 161842564 BUSINESS ADDRESS: STREET 1: 943 POST RD EAST CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 203-226-0603 MAIL ADDRESS: STREET 1: 943 POST RD EAST CITY: WESTPORT STATE: CT ZIP: 06880 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001677443 XXXXXXXX 06-30-2016 06-30-2016 false Catamount Wealth Management

943 Post Rd East Westport CT 06880

13F HOLDINGS REPORT 028-17475 N Laurie Stefanowicz 203-226-0603 /s/ Laurie Stefanowicz Westport CT 08-19-2016 0 145 86611 INFORMATION TABLE 2 fp0021007_13fhr-table.xml 13F INFORMATION TABLE ABBOTT LABS COM Stock 002824100 39 1000 SH SOLE 1000 0 0 ABBVIE INC COM Stock 00287Y109 10 166 SH SOLE 166 0 0 ADAMS DIVERSIFIED EQUITY FD COM CEF 006212104 1 70 SH SOLE 70 0 0 AETNA INC NEW COM Stock 00817Y108 55 451 SH SOLE 450 0 0 ALLEGHENY TECHNOLOGIES INC COM Stock 01741R102 1 46 SH SOLE 46 0 0 ALLERGAN PLC SHS Stock G0177J108 23 100 SH SOLE 100 0 0 ALPHABET INC CAP STK CL A Stock 02079K305 14 20 SH SOLE 20 0 0 ALPHABET INC CAP STK CL C Stock 02079K107 83 120 SH SOLE 120 0 0 ALTRIA GROUP INC COM Stock 02209S103 204 2962 SH SOLE 2962 0 0 AMAZON COM INC COM Stock 023135106 1 2 SH SOLE 2 0 0 AMERICAN ELEC PWR INC COM Stock 025537101 9 123 SH SOLE 123 0 0 AMERICAN EXPRESS CO COM Stock 025816109 30 501 SH SOLE 500 0 0 AMERICAN INTL GROUP INC COM NEW Stock 026874784 0 0 SH SOLE 0 0 0 AMERICAN INTL GROUP INC WT EXP 011921 Stock 026874156 0 13 SH SOLE 13 0 0 ASTRAZENECA PLC SPONSORED ADR ADR 046353108 30 1000 SH SOLE 1000 0 0 AT&T INC COM Stock 00206R102 5833 134983 SH SOLE 134982 0 0 AUTOMATIC DATA PROCESSING INC COM Stock 053015103 37 400 SH SOLE 400 0 0 BANK AMER CORP COM Stock 060505104 2117 159506 SH SOLE 159505 0 0 BANK NEW YORK MELLON CORP COM Stock 064058100 23 595 SH SOLE 595 0 0 BAXTER INTL INC COM Stock 071813109 23 500 SH SOLE 500 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 7300 50415 SH SOLE 50415 0 0 BLACKSTONE GROUP L P COM UNIT LTD MLP 09253U108 15 600 SH SOLE 600 0 0 BLUE BUFFALO PET PRODS INC COM Stock 09531U102 2 75 SH SOLE 75 0 0 BOSTON SCIENTIFIC CORP COM Stock 101137107 93 4000 SH SOLE 4000 0 0 BP PLC SPONSORED ADR ADR 055622104 25 700 SH SOLE 700 0 0 BRISTOL MYERS SQUIBB CO COM Stock 110122108 3667 49851 SH SOLE 49851 0 0 BROADRIDGE FINL SOLUTIONS INC COM Stock 11133T103 7 100 SH SOLE 100 0 0 BROOKFIELD RENEWABLE PARTNERS PARTNERSHIP UNIT MLP G16258108 18 600 SH SOLE 600 0 0 CDK GLOBAL INC COM Stock 12508E101 7 133 SH SOLE 133 0 0 CELGENE CORP COM Stock 151020104 20 205 SH SOLE 205 0 0 CHARTER COMMUNICATIONS INC NEW CL A Stock 16119P108 26 114 SH SOLE 114 0 0 CHEVRON CORP NEW COM Stock 166764100 507 4836 SH SOLE 4836 0 0 CIGNA CORPORATION COM Stock 125509109 24 187 SH SOLE 187 0 0 CISCO SYS INC Stock 17275R102 9 330 SH SOLE 330 0 0 CNOOC LTD SPONSORED ADR ADR 126132109 0 0 SH SOLE 0 0 0 COCA COLA CO COM Stock 191216100 143 3161 SH SOLE 3161 0 0 COLGATE PALMOLIVE CO COM Stock 194162103 55 750 SH SOLE 750 0 0 COLLEGIUM PHARMACEUTICAL INC COM Stock 19459J104 14 1150 SH SOLE 1150 0 0 COMCAST CORP NEW CL A Stock 20030N101 3 50 SH SOLE 50 0 0 CONOCOPHILLIPS COM Stock 20825C104 11 254 SH SOLE 254 0 0 CONSOLIDATED EDISON INC COM Stock 209115104 32 395 SH SOLE 394 0 0 CONSTELLATION BRANDS INC CL A Stock 21036P108 17 100 SH SOLE 100 0 0 CORESITE RLTY CORP COM REIT 21870Q105 4 50 SH SOLE 50 0 0 COSTCO WHSL CORP NEW COM Stock 22160K105 24 151 SH SOLE 151 0 0 DELTA AIR LINES INC DEL COM NEW Stock 247361702 445 12209 SH SOLE 12209 0 0 DIREXION DAILY TECHNOLOGY BULL 3X SHARES ETF 25459W102 29 800 SH SOLE 800 0 0 DISNEY WALT CO COM DISNEY Stock 254687106 39 400 SH SOLE 400 0 0 DOMINION RES INC VA NEW COM Stock 25746U109 495 6350 SH SOLE 6350 0 0 DU PONT E I DE NEMOURS & CO COM Stock 263534109 1824 28150 SH SOLE 28150 0 0 E M C CORP Stock 268648102 7 275 SH SOLE 275 0 0 ENERGY SELECT SECTOR SPDR FUND ETF 81369Y506 20 300 SH SOLE 300 0 0 EVERSOURCE ENERGY COM Stock 30040W108 26 428 SH SOLE 428 0 0 EXELON CORP COM Stock 30161N101 7 202 SH SOLE 202 0 0 EXXON MOBIL CORP COM Stock 30231G102 358 3823 SH SOLE 3823 0 0 FACEBOOK INC CL A Stock 30303M102 24698 216121 SH SOLE 216121 0 0 FEDEX CORP COM Stock 31428X106 2 10 SH SOLE 10 0 0 FIRST TRUST DOW JONES INTERNET INDEX FUND ETF 33733E302 3 42 SH SOLE 42 0 0 FREEPORT-MCMORAN INC CL B Stock 35671D857 2 191 SH SOLE 191 0 0 FRONTIER COMMUNICATIONS CORP COM Stock 35906A108 1 221 SH SOLE 221 0 0 GENERAL ELECTRIC CO COM Stock 369604103 146 4651 SH SOLE 4651 0 0 GILEAD SCIENCES INC COM Stock 375558103 23 278 SH SOLE 278 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR ADR 37733W105 14 328 SH SOLE 328 0 0 GRIFFON CORP COM Stock 398433102 7 400 SH SOLE 400 0 0 HOME DEPOT INC COM Stock 437076102 56 437 SH SOLE 437 0 0 HONEYWELL INTL INC COM Stock 438516106 58 500 SH SOLE 500 0 0 IMMUNOCELLULAR THERAPEUTICS COM Stock 452536105 0 1000 SH SOLE 1000 0 0 INTEL CORP COM Stock 458140100 20 600 SH SOLE 600 0 0 INTERNATIONAL BUSINESS MACHS COM Stock 459200101 384 2531 SH SOLE 2531 0 0 INTREXON CORP COM Stock 46122T102 62 2500 SH SOLE 2500 0 0 INVENTERGY GLOBAL INC COM NEW Stock 46123X409 0 1 SH SOLE 1 0 0 ISHARES MSCI EAFE ETF ETF 464287465 7 120 SH SOLE 120 0 0 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 29 291 SH SOLE 291 0 0 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 21 200 SH SOLE 200 0 0 ISHARES RUSSELL MID-CAP VALUE ETF ETF 464287473 4 50 SH SOLE 50 0 0 ISHARES S&P MID-CAP 400 GROWTH ETF ETF 464287606 4 22 SH SOLE 22 0 0 ISHARES S&P MID-CAP 400 VALUE ETF ETF 464287705 19 150 SH SOLE 150 0 0 ISHARES U.S. FINANCIALS ETF ETF 464287788 1 13 SH SOLE 13 0 0 ISHARES U.S. HEALTHCARE ETF ETF 464287762 1 8 SH SOLE 8 0 0 ISHARES U.S. PREFERRED STOCK ETF ETF 464288687 714 17902 SH SOLE 17901 0 0 JOHNSON & JOHNSON COM Stock 478160104 608 5014 SH SOLE 5014 0 0 JOHNSON CTLS INC COM Stock 478366107 18 400 SH SOLE 400 0 0 JPMORGAN CHASE & CO COM Stock 46625H100 3707 59648 SH SOLE 59648 0 0 KRAFT HEINZ CO COM Stock 500754106 307 3475 SH SOLE 3475 0 0 LEAR CORP COM NEW Stock 521865204 4 40 SH SOLE 40 0 0 LILLY ELI & CO COM Stock 532457108 55 700 SH SOLE 700 0 0 MASCO CORP COM Stock 574599106 11 350 SH SOLE 350 0 0 MEDTRONIC PLC SHS Stock G5960L103 9 103 SH SOLE 103 0 0 MERCK & CO INC COM Stock 58933Y105 27 468 SH SOLE 468 0 0 MICROSOFT CORP COM Stock 594918104 57 1121 SH SOLE 1121 0 0 MONDELEZ INTL INC CL A Stock 609207105 18 400 SH SOLE 400 0 0 MONSANTO CO Stock 61166W101 7 68 SH SOLE 68 0 0 MORGAN STANLEY COM NEW Stock 617446448 845 32527 SH SOLE 32526 0 0 MSA SAFETY INC COM Stock 553498106 1 10 SH SOLE 10 0 0 NIKE INC CL B Stock 654106103 12 215 SH SOLE 215 0 0 NORFOLK SOUTHERN CORP COM Stock 655844108 102 1200 SH SOLE 1200 0 0 NORTHSTAR REALTY EUROPE CORP COM Stock 66706L101 14 1498 SH SOLE 1498 0 0 NORTHSTAR RLTY FIN CORP COM REIT 66704R803 51 4496 SH SOLE 4496 0 0 NOVARTIS AG ADR ADR 66987V109 8 97 SH SOLE 97 0 0 NUANCE COMMUNICATIONS INC COM Stock 67020Y100 1 50 SH SOLE 50 0 0 NUVEEN CONN PREM INCOME MUN FD COM CEF 67060D107 102 7308 SH SOLE 7308 0 0 NVIDIA CORP COM Stock 67066G104 24 500 SH SOLE 500 0 0 ORACLE CORP COM Stock 68389X105 8 200 SH SOLE 200 0 0 PAYPAL HLDGS INC COM Stock 70450Y103 13 360 SH SOLE 360 0 0 PEOPLES UNITED FINANCIAL INC COM Stock 712704105 394 26897 SH SOLE 26897 0 0 PEPSICO INC COM Stock 713448108 75 705 SH SOLE 705 0 0 PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR ADR 71654V408 3 400 SH SOLE 400 0 0 PFIZER INC COM Stock 717081103 2121 60245 SH SOLE 60245 0 0 PHILIP MORRIS INTL INC Stock 718172109 7 73 SH SOLE 73 0 0 PHILLIPS 66 COM Stock 718546104 73 920 SH SOLE 920 0 0 PJT PARTNERS INC COM CL A Stock 69343T107 0 4 SH SOLE 4 0 0 PNC FINL SVCS GROUP INC COM Stock 693475105 8 100 SH SOLE 100 0 0 POST HLDGS INC COM Stock 737446104 6 75 SH SOLE 75 0 0 POWERSHARES PREFERRED PORTFOLIO ETF 73936T565 69 4500 SH SOLE 4500 0 0 POWERSHARES QQQ TRUST, SERIES 1 ETF 73935A104 2751 25578 SH SOLE 25578 0 0 POWERSHARES S&P 500 HIGH DIVIDEND LOW VOLATILITY PORTFOLIO ETF 73937B654 19 500 SH SOLE 500 0 0 PPL CORP COM Stock 69351T106 79 2100 SH SOLE 2100 0 0 PROCTER & GAMBLE CO COM Stock 742718109 114 1352 SH SOLE 1352 0 0 SCHLUMBERGER LTD COM Stock 806857108 11 145 SH SOLE 145 0 0 SHIRE PLC SPONSORED ADR ADR 82481R106 14 74 SH SOLE 74 0 0 SOUTHERN CO COM Stock 842587107 21 400 SH SOLE 400 0 0 SPDR DOW JONES INDUSTRIAL AVERAGE ETF ETF 78467X109 233 1300 SH SOLE 1300 0 0 SPDR S&P 500 TRUST ETF 78462F103 9524 45464 SH SOLE 45463 0 0 SPDR S&P DIVIDEND ETF ETF 78464A763 2 25 SH SOLE 25 0 0 SPECTRA ENERGY CORP COM Stock 847560109 9 259 SH SOLE 259 0 0 STARBUCKS CORP COM Stock 855244109 21 370 SH SOLE 370 0 0 SUNOCO LP COM U REP LP MLP 86765K109 1 30 SH SOLE 30 0 0 TESLA MTRS INC COM Stock 88160R101 616 2900 SH SOLE 2900 0 0 TEVA PHARMACEUTICAL INDS LTD ADR ADR 881624209 986 19625 SH SOLE 19625 0 0 TIME INC NEW COM Stock 887228104 0 3 SH SOLE 3 0 0 TIME WARNER INC COM NEW Stock 887317303 57 772 SH SOLE 772 0 0 TJX COS INC NEW COM Stock 872540109 5 68 SH SOLE 68 0 0 TRAVELERS COMPANIES INC COM Stock 89417E109 40 334 SH SOLE 334 0 0 UNDER ARMOUR INC CL A Stock 904311107 10 237 SH SOLE 237 0 0 UNILEVER N V N Y SHS NEW ADR 904784709 47 1000 SH SOLE 1000 0 0 UNILEVER PLC SPON ADR NEW ADR 904767704 503 10496 SH SOLE 10496 0 0 UNION PAC CORP COM Stock 907818108 175 2000 SH SOLE 2000 0 0 UNITED TECHNOLOGIES CORP COM Stock 913017109 11 110 SH SOLE 110 0 0 USA TECHNOLOGIES INC COM NO PAR Stock 90328S500 6 1300 SH SOLE 1300 0 0 VANGUARD LARGE-CAP INDEX FUND ETF 922908637 6 59 SH SOLE 59 0 0 VANGUARD SMALL-CAP VALUE INDEX FUND ETF 922908611 4 35 SH SOLE 35 0 0 VERIZON COMMUNICATIONS Stock 92343V104 6075 108785 SH SOLE 108785 0 0 VISA INC COM CL A Stock 92826C839 6337 85441 SH SOLE 85441 0 0 WELLS FARGO & CO NEW COM Stock 949746101 84 1773 SH SOLE 1773 0 0 WGL HLDGS INC COM Stock 92924F106 4 50 SH SOLE 50 0 0 YAHOO INC COM Stock 984332106 1 25 SH SOLE 25 0 0