0001677253-19-000002.txt : 20190515 0001677253-19-000002.hdr.sgml : 20190515 20190515163515 ACCESSION NUMBER: 0001677253-19-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190515 DATE AS OF CHANGE: 20190515 EFFECTIVENESS DATE: 20190515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Intellectus Partners, LLC CENTRAL INDEX KEY: 0001677253 IRS NUMBER: 474402155 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17869 FILM NUMBER: 19828885 BUSINESS ADDRESS: STREET 1: 1050 BATTERY STREET #150 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-795-7832 MAIL ADDRESS: STREET 1: 1050 BATTERY STREET #150 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001677253 XXXXXXXX 03-31-2019 03-31-2019 Intellectus Partners, LLC

1050 BATTERY STREET #150 SAN FRANCISCO CA 94111

13F HOLDINGS REPORT 028-17869 N TINA C. CHAN 425-795-7830 TINA C. CHAN SAN FRANCISCO CA 05-15-2019 0 434 232477 false INFORMATION TABLE 2 13FIntellectusQ12019.xml Algonquin Power Equity 015857105 8 306 SH SOLE 0 0 306 Citigroup Inc Dep Equity 172967424 155 5704 SH SOLE 0 0 5704 Dte Energy Co JR Sub Equity 233331107 57 2280 SH SOLE 0 0 2280 Digital RLTY TR Inc Equity 253868103 1 57 SH SOLE 0 0 57 Hartford Financial Equity 416515104 26 923 SH SOLE 0 0 923 Stifel Finl Corp SR Equity 860630102 16 673 SH SOLE 0 0 673 Exchange Traded (concepts TR Emqq Em Intern) ETF 301505889 179 5450 SH SOLE 0 0 5450 Aflac Inc Equity 001055102 6 114 SH SOLE 0 0 114 Agnc Invt Corp Com Real Estate 00123Q104 30 1642 SH SOLE 0 0 1642 Alps ETF TR Alerian ETF 00162Q866 948 94501 SH SOLE 0 0 94501 AT&T Inc Com Equity 00206R102 1169 37266 SH SOLE 0 0 37266 Ark ETF TR (innovation Etf) ETF 00214Q104 30 633 SH SOLE 0 0 633 Abbvie Inc Com Equity 00287Y109 667 8274 SH SOLE 0 0 8274 Adobe SYS Inc Equity 00724F101 1772 6650 SH SOLE 0 0 6650 Advance Auto Parts Equity 00751Y106 398 2331 SH SOLE 0 0 2331 Ranger Equity Bear Equity 00768Y883 387 56500 SH SOLE 0 0 56500 Air Products & Chem Equity 009158106 6 32 SH SOLE 0 0 32 Alibaba Group Equity 01609W102 2101 11515 SH SOLE 0 0 11515 Align Technology Inc Equity 016255101 608 2139 SH SOLE 0 0 2139 Allianzgi Conv & Equity 018828103 152 23515 SH SOLE 0 0 23515 Alphabet Inc Cap STK CL C Equity 02079K107 6379 5437 SH SOLE 0 0 5437 Alphabet Inc Cap STK CL A Equity 02079K305 3022 2568 SH SOLE 0 0 2568 Alteryx Inc Com CL A Equity 02156B103 42 500 SH SOLE 0 0 500 Altria Group Inc Equity 02209S103 464 7967 SH SOLE 0 0 7967 Amazon.Com Inc Equity 023135106 7185 4035 SH SOLE 0 0 4035 American Airlines Equity 02376R102 3 87 SH SOLE 0 0 87 American Finl Group Equity 025932104 13 530 SH SOLE 0 0 530 American Intl Group Equity 026874784 50 1153 SH SOLE 0 0 1153 American Midstream Equity 02752P100 8 1596 SH SOLE 0 0 1596 Amgen Inc Equity 031162100 566 2981 SH SOLE 0 0 2981 Amyris Inc Com New Equity 03236M200 63 30000 SH SOLE 0 0 30000 Analog Devices Inc Equity 032654105 2 20 SH SOLE 0 0 20 Annaly Capital Equity 035710409 10 1000 SH SOLE 0 0 1000 Anworth MTG Asset Equity 037347101 46 10926 SH SOLE 0 0 10926 Apache Corp Equity 037411105 375 10833 SH SOLE 0 0 10833 Apollo Senior (floating Rate FD Inc Com Usd.001) Equity 037636107 24 1621 SH SOLE 0 0 1621 Apple Inc Equity 037833100 2460 12953 SH SOLE 0 0 12953 Applied Materials Equity 038222105 456 11507 SH SOLE 0 0 11507 Arista Networks Inc Equity 040413106 913 2903 SH SOLE 0 0 2903 Arlo Technologies Equity 04206A101 0 37 SH SOLE 0 0 37 Astrazeneca ADR Each Equity 046353108 8 200 SH SOLE 0 0 200 Automatic Data Processing Inc Equity 053015103 708 4412 SH SOLE 0 0 4412 Autozone Inc Equity 053332102 9 9 SH SOLE 0 0 9 Avery Dennison Corp Equity 053611109 7 59 SH SOLE 0 0 59 Baidu Inc Equity 056752108 3518 21341 SH SOLE 0 0 21341 Bank Of America Equity 060505104 600 21730 SH SOLE 0 0 21730 Bank New York Equity 064058100 5 94 SH SOLE 0 0 94 Baozun Inc ADR Each Equity 06684L103 8765 211000 SH SOLE 0 0 211000 Baxter Intl Inc Equity 071813109 8 102 SH SOLE 0 0 102 Berkshire Hathaway Equity 084670702 2722 13551 SH SOLE 0 0 13551 Biogen Inc Com Equity 09062X103 316 1335 SH SOLE 0 0 1335 BlackRock Inc Equity 09247X101 214 500 SH SOLE 0 0 500 BlackRock Va Mun BD Equity 092481100 249 15346 SH SOLE 0 0 15346 BlackRock Build Amer Equity 09248X100 1349 60126 SH SOLE 0 0 60126 Blackstone Group L P Equity 09253U108 1639 46877 SH SOLE 0 0 46877 BlackRock Muniyield Equity 09253W104 315 22500 SH SOLE 0 0 22500 BlackRock Muni Equity 09253X102 914 66163 SH SOLE 0 0 66163 BlackRock Muniyield Equity 09254M105 327 24300 SH SOLE 0 0 24300 Boeing Co Equity 097023105 31 80 SH SOLE 0 0 80 Booking HLDGS Inc Equity 09857L108 1213 695 SH SOLE 0 0 695 Borgwarner Inc Equity 099724106 38 1000 SH SOLE 0 0 1000 Bristol Myers Squibb Equity 110122108 29 612 SH SOLE 0 0 612 Broadcom Inc Com Equity 11135F101 54 181 SH SOLE 0 0 181 Cbre Group Inc CL A Equity 12504L109 14 285 SH SOLE 0 0 285 CDK Global Inc Equity 12508E101 457 7773 SH SOLE 0 0 7773 CDW Corp Com Usd0.01 Equity 12514G108 10 102 SH SOLE 0 0 102 CSI Compressco LP Equity 12637A103 7 2504 SH SOLE 0 0 2504 C S X Corp Equity 126408103 741 9900 SH SOLE 0 0 9900 CVS Health Corp Equity 126650100 368 6818 SH SOLE 0 0 6818 Cadence Design Equity 127387108 10 156 SH SOLE 0 0 156 Calamos Strategic Totl Retn FD Equity 128125101 40 3250 SH SOLE 0 0 3250 Cameco Corp Com NPV Equity 13321L108 100 8500 SH SOLE 0 0 8500 Canada Goose Equity 135086106 147 3060 SH SOLE 0 0 3060 Caterpillar Inc Equity 149123101 1414 10436 SH SOLE 0 0 10436 Celgene Corp Equity 151020104 2213 23462 SH SOLE 0 0 23462 Celldex Therapeutics Equity 15117B202 1 266 SH SOLE 0 0 266 Centene Corp Del Equity 15135B101 14 264 SH SOLE 0 0 264 Cerner Corp Equity 156782104 304 5312 SH SOLE 0 0 5312 Chevron Corp New Equity 166764100 10 78 SH SOLE 0 0 78 China Rapid Fin LTD Equity 16953Q105 207 186875 SH SOLE 0 0 186875 Cinemark HLDGS Inc Equity 17243V102 6 151 SH SOLE 0 0 151 Cisco SYS Inc Com Equity 17275R102 1036 19182 SH SOLE 0 0 19182 Citigroup Inc Equity 172967424 1159 18635 SH SOLE 0 0 18635 Citrix Systems Inc Com Equity 177376100 85 850 SH SOLE 0 0 850 Cloudera Inc Com Equity 18914U100 797 72891 SH SOLE 0 0 72891 Coca Cola Co Equity 191216100 67 1412 SH SOLE 0 0 1412 Cognizant Tech Equity 192446102 459 6335 SH SOLE 0 0 6335 Cohen & Steers Equity 19247L106 15 1151 SH SOLE 0 0 1151 Cohen &steers Closed Equity 19248P106 7 596 SH SOLE 0 0 596 Comcast Corp New Equity 20030N101 354 8862 SH SOLE 0 0 8862 Conagra Foods Inc Equity 205887102 2 68 SH SOLE 0 0 68 Constellation Brands Equity 21036P108 1052 5999 SH SOLE 0 0 5999 Corcept Therapeutics Equity 218352102 130 11046 SH SOLE 0 0 11046 Corning Inc Equity 219350105 1 30 SH SOLE 0 0 30 Corvus Equity 221015100 11 2700 SH SOLE 0 0 2700 Costco Wholesale Equity 22160K105 75 310 SH SOLE 0 0 310 Credit Suisse Nassau Equity 22542D332 104 3960 SH SOLE 0 0 3960 Ctrip.Com Equity 22943F100 448 10245 SH SOLE 0 0 10245 DBX ETF TR ETF 233051200 62 2000 SH SOLE 0 0 2000 DXC Technology Co Equity 23355L106 99 1534 SH SOLE 0 0 1534 Danaher Corp Com Equity 235851102 172 1300 SH SOLE 0 0 1300 Deckers Outdoor Corp Equity 243537107 7 45 SH SOLE 0 0 45 Dell Technologies Equity 24703L202 1 25 SH SOLE 0 0 25 Delta Air Lines Inc Equity 247361702 5343 103449 SH SOLE 0 0 103449 Devon Energy CP New Equity 25179M103 4 136 SH SOLE 0 0 136 Direxion SHS ETF TR ETF 25459Y694 45 720 SH SOLE 0 0 720 Disney Walt Co Equity 254687106 1123 10111 SH SOLE 0 0 10111 Discover Finl SVCS Equity 254709108 5 76 SH SOLE 0 0 76 Dollar Gen Corp New Equity 256677105 782 6552 SH SOLE 0 0 6552 Dollar Tree Inc Com Equity 256746108 1013 9644 SH SOLE 0 0 9644 Doubleline Income Equity 258622109 3282 164662 SH SOLE 0 0 164662 Doubleline Equity 258623107 1961 97067 SH SOLE 0 0 97067 Dover Corp Com Equity 260003108 7 71 SH SOLE 0 0 71 Dowdupont Inc Com Equity 26078J100 61 1135 SH SOLE 0 0 1135 Etfis Ser TR I ETF 26923G103 18 3078 SH SOLE 0 0 3078 Etfmg Alternative (harvest Etf) ETF 26924G508 15 420 SH SOLE 0 0 420 Eaton Vance LTD ETF 27828H105 31 2487 SH SOLE 0 0 2487 Ekso Bionics HLDGS Equity 282644202 437 174091 SH SOLE 0 0 174091 Elanco Animal Health Equity 28414H103 11 351 SH SOLE 0 0 351 Electronic Arts Equity 285512109 6 55 SH SOLE 0 0 55 Emerson Electric Co Equity 291011104 467 6818 SH SOLE 0 0 6818 Enbridge Inc Com Equity 29250N105 22 617 SH SOLE 0 0 617 Enterprise Products Equity 293792107 190 6532 SH SOLE 0 0 6532 Exact Sciences Corp Equity 30063P105 43 500 SH SOLE 0 0 500 Exxon Mobil Corp Equity 30231G102 7 92 SH SOLE 0 0 92 Facebook Inc Com Equity 30303M102 11518 69098 SH SOLE 0 0 69098 Factset Resh SYS Inc Com Equity 303075105 7 30 SH SOLE 0 0 30 Fang Holdings Equity 30711Y102 41 30000 SH SOLE 0 0 30000 F5 Networks Inc Com Equity 315616102 7 43 SH SOLE 0 0 43 58.Com Inc ADR Each Equity 31680Q104 13009 198060 SH SOLE 0 0 198060 Fireeye Inc Com Equity 31816Q101 856 50974 SH SOLE 0 0 50974 First Solar Inc Com Equity 336433107 793 15000 SH SOLE 0 0 15000 First TR Inter Dur Equity 33718W103 191 8776 SH SOLE 0 0 8776 First TR Stoxx ETF 33735T109 980 76393 SH SOLE 0 0 76393 First TR MLP &energy Equity 33739B104 247 21445 SH SOLE 0 0 21445 First TR Exchange Equity 33739E108 9 475 SH SOLE 0 0 475 Fitbit Inc CL A Equity 33812L102 314 53000 SH SOLE 0 0 53000 Fluidigm Corporation Equity 34385P108 2140 161008 SH SOLE 0 0 161008 Foot Locker Inc Com Equity 344849104 11 174 SH SOLE 0 0 174 Ford MTR Co Del Com Equity 345370860 5 603 SH SOLE 0 0 603 Fortinet Inc Com Equity 34959E109 29 344 SH SOLE 0 0 344 Freeport Mcmoran Equity 35671D857 1049 81377 SH SOLE 0 0 81377 Fresenius Medical Care Equity 358029106 26 638 SH SOLE 0 0 638 Garrett Motion Inc Equity 366505105 2 127 SH SOLE 0 0 127 Gartner Inc Equity 366651107 560 3690 SH SOLE 0 0 3690 General Dynamics CRP Equity 369550108 290 1712 SH SOLE 0 0 1712 General Electric Co Equity 369604103 393 39282 SH SOLE 0 0 39282 General Mills Inc Equity 370334104 21 400 SH SOLE 0 0 400 General MTRS Co Com Equity 37045V100 75 2026 SH SOLE 0 0 2026 Gilead Sciences Inc Equity 375558103 3900 59986 SH SOLE 0 0 59986 Globalstar Inc Com Equity 378973408 56 130000 SH SOLE 0 0 130000 Global PMTS Inc Com Equity 37940X102 65 477 SH SOLE 0 0 477 Goldman Sachs Group Equity 38141G104 1651 8599 SH SOLE 0 0 8599 Goldman Sachs ETF ETF 381430545 389 6896 SH SOLE 0 0 6896 Grubhub Inc Com Equity 400110102 290 4180 SH SOLE 0 0 4180 Hca HLDGS Inc Com Equity 40412C101 6 49 SH SOLE 0 0 49 HP Inc Com Equity 40434L105 0 10 SH SOLE 0 0 10 John Hancock Premium Divid FD II ETF 41013T105 94 5640 SH SOLE 0 0 5640 Hershey Co Equity 427866108 491 4279 SH SOLE 0 0 4279 Hewlett Packard Equity 42824C109 0 10 SH SOLE 0 0 10 Home Depot Inc Com Equity 437076102 1306 6805 SH SOLE 0 0 6805 Honeywell Intl Inc Equity 438516106 873 5492 SH SOLE 0 0 5492 Host Hotels & Real Estate 44107P104 3 155 SH SOLE 0 0 155 Huntington Equity 446150104 5 369 SH SOLE 0 0 369 Huntington Ingalls Equity 446413106 5 25 SH SOLE 0 0 25 Illinois Tool Works Inc Equity 452308109 374 2587 SH SOLE 0 0 2587 Illumina Inc Com Equity 452327109 2442 7861 SH SOLE 0 0 7861 Ingevity Corporation Equity 45688C107 21 200 SH SOLE 0 0 200 Innovator Etfs TR (ibd 50 Etf) ETF 45782C102 714 21300 SH SOLE 0 0 21300 Intel Corp Equity 458140100 265 4926 SH SOLE 0 0 4926 Intl Business Mach Equity 459200101 42 298 SH SOLE 0 0 298 Invesco QQQ Nasdaq ETF ETF 46090E103 215 1195 SH SOLE 0 0 1195 Intuitive Surgical Equity 46120E602 9 15 SH SOLE 0 0 15 Invesco Exchange (traded FD TR S&P500 Quality) ETF 46137V241 38 1188 SH SOLE 0 0 1188 Invesco Exchange (traded FD TR Hig YLD Eq Div) ETF 46137V563 29 1600 SH SOLE 0 0 1600 Invesco Exchng (traded FD TR II PFD Etf) ETF 46138E511 1915 132087 SH SOLE 0 0 132087 Invitation Homes Inc Real Estate 46187W107 2 102 SH SOLE 0 0 102 iShares Edge MSCI Min Vol Global ETF ETF 464286525 1868 20879 SH SOLE 0 0 20879 iShares Select Dividend ETF ETF 464287168 185 1884 SH SOLE 0 0 1884 iShares China Large Cap ETF ETF 464287184 762 17207 SH SOLE 0 0 17207 iShares Core S&P 500 ETF ETF 464287200 901 3168 SH SOLE 0 0 3168 iShares Core U.S. Aggregate Bond ETF ETF 464287226 600 5500 SH SOLE 0 0 5500 iShares MSCI Emerging Markets ETF ETF 464287234 1132 26368 SH SOLE 0 0 26368 iShares iBoxx ETF 464287242 5 44 SH SOLE 0 0 44 iShares S&P 500 Growth ETF ETF 464287309 138 801 SH SOLE 0 0 801 iShares North American Natural Resources ETF ETF 464287374 210 6701 SH SOLE 0 0 6701 iShares Trust 1-3 Year Treasury Bond ETF ETF 464287457 10 118 SH SOLE 0 0 118 iShares MSCI EAFE FD ETF 464287465 1087 16763 SH SOLE 0 0 16763 iShares Russell ETF 464287473 5 57 SH SOLE 0 0 57 iShares Russell ETF 464287481 4 29 SH SOLE 0 0 29 iShares Core S&P Mid-Cap ETF ETF 464287507 434 2292 SH SOLE 0 0 2292 iShares TR Na Tec (SFTWR Etf) ETF 464287515 619 2935 SH SOLE 0 0 2935 iShares TR ETF 464287523 230 1211 SH SOLE 0 0 1211 iShares ETF 464287556 2570 22986 SH SOLE 0 0 22986 iShares Russell ETF 464287598 92 741 SH SOLE 0 0 741 iShares Russell ETF 464287614 156 1030 SH SOLE 0 0 1030 iShares Russell ETF 464287630 241 2007 SH SOLE 0 0 2007 iShares Russell ETF 464287648 317 1612 SH SOLE 0 0 1612 iShares Russell 2000 ETF ETF 464287655 595 3887 SH SOLE 0 0 3887 iShares US ETF 464287713 19 626 SH SOLE 0 0 626 iShares Core S&P Small-Cap ETF ETF 464287804 441 5712 SH SOLE 0 0 5712 iShares TR MSCI AC Asia ETF ETF 464288182 125 1770 SH SOLE 0 0 1770 iShares TR JP Mor Em Mk ETF ETF 464288281 2223 20200 SH SOLE 0 0 20200 iShares TR GLB Infrastr ETF ETF 464288372 278 6200 SH SOLE 0 0 6200 iShares TR iBoxx Hi Yd ETF ETF 464288513 259 3000 SH SOLE 0 0 3000 iShares TR MBS ETF ETF 464288588 741 6969 SH SOLE 0 0 6969 iShares TR US Pfd Stk ETF Equity 464288687 205 5600 SH SOLE 0 0 5600 iShares TR US Home ETF 464288752 8 230 SH SOLE 0 0 230 iShares TR EAFE (value Etf) ETF 464288877 124 2543 SH SOLE 0 0 2543 iShares TR EAFE (GRWTH Etf) ETF 464288885 21 267 SH SOLE 0 0 267 iShares MSCI European Financials ETF 464289180 228 12570 SH SOLE 0 0 12570 iShares S&P Gsci (commodity Indexed TR) ETF 46428R107 512 32090 SH SOLE 0 0 32090 iShares Trust Floating Rate Bond ETF ETF 46429B655 310 6092 SH SOLE 0 0 6092 iShares Edge MSCI Min Vol USA ETF ETF 46429B697 1708 29041 SH SOLE 0 0 29041 iShares Trust Core MSCI EAFE ETF ETF 46432F842 755 12424 SH SOLE 0 0 12424 iShares Inc Core MSCI Emerging MKTS ETF ETF 46434G103 1064 20585 SH SOLE 0 0 20585 iShares Inc MSCI JPN ETF 46434G822 83 1520 SH SOLE 0 0 1520 iShares Trust 0-5 YR (invt Grade Corp BD FD Etf) ETF 46434V100 1148 22753 SH SOLE 0 0 22753 iShares TR MTG Rel ETF 46435G342 18 427 SH SOLE 0 0 427 JPMorgan Chase & Co Equity 46625H100 1894 18706 SH SOLE 0 0 18706 JABIL CIRCUIT INC Equity 466313103 5 179 SH SOLE 0 0 179 JD Com Inc Sponsored ADR Repstg Com CL A Equity 47215P106 259 8576 SH SOLE 0 0 8576 Jetblue Awys Corp Equity 477143101 64 3920 SH SOLE 0 0 3920 Johnson & Johnson Equity 478160104 974 6967 SH SOLE 0 0 6967 Kla-Tencor Corp Com Equity 482480100 790 6619 SH SOLE 0 0 6619 KKR Income (opportunities FD Com) ETF 48249T106 63 4087 SH SOLE 0 0 4087 Kansas City Equity 485170302 458 3936 SH SOLE 0 0 3936 Karyopharm Equity 48576U106 12 2000 SH SOLE 0 0 2000 Kayne Anderson MLP Equity 486606106 77 4800 SH SOLE 0 0 4800 Kellogg Company Equity 487836108 495 8621 SH SOLE 0 0 8621 Kimberly Clark Corp Equity 494368103 380 3041 SH SOLE 0 0 3041 Kinder Morgan Inc Equity 49456B101 64 3220 SH SOLE 0 0 3220 Kratos Defense &sec Equity 50077B207 8 500 SH SOLE 0 0 500 Kroger Co Com Equity 501044101 2 94 SH SOLE 0 0 94 Lam Research Corp Equity 512807108 309 1718 SH SOLE 0 0 1718 Lam Research Corp Equity 512807108 337 1872 SH SOLE 0 0 1872 Landstar Systems Inc Equity 515098101 7 60 SH SOLE 0 0 60 Lear Corp New Com Equity 521865204 5 35 SH SOLE 0 0 35 Levi Strauss &co New Equity 52736R102 9 400 SH SOLE 0 0 400 Liberty Broadband CL C Equity 530307305 230 2509 SH SOLE 0 0 2509 Lilly Eli &co Com Equity 532457108 78 600 SH SOLE 0 0 600 Lincoln National Equity 534187109 5 92 SH SOLE 0 0 92 Lockheed Martin Corp Equity 539830109 2104 7011 SH SOLE 0 0 7011 Logmein Inc Com Equity 54142L109 5 68 SH SOLE 0 0 68 Lowes Cos Inc Com Equity 548661107 471 4301 SH SOLE 0 0 4301 Lumentum HLDGS Inc Equity 55024U109 28 500 SH SOLE 0 0 500 LYFT Inc CL A Com Equity 55087P104 470 6000 SH SOLE 0 0 6000 Mfa Finl Inc Com Real Estate 55272X102 15 2000 SH SOLE 0 0 2000 Marriott Vacations Equity 57164Y107 7 78 SH SOLE 0 0 78 Marriott Intl Equity 571903202 65 523 SH SOLE 0 0 523 Martin Midstream Equity 573331105 24 1963 SH SOLE 0 0 1963 Mastercard Inc CL A Equity 57636Q104 494 2100 SH SOLE 0 0 2100 Maxar Technologies Equity 57778K105 80 20000 SH SOLE 0 0 20000 McDonalds Corp Equity 580135101 54 283 SH SOLE 0 0 283 Mckesson Corp Equity 58155Q103 812 6909 SH SOLE 0 0 6909 Merck & Co Inc New Com Equity 58933Y105 76 908 SH SOLE 0 0 908 Micro Focus Equity 594837304 0 1 SH SOLE 0 0 1 Microsoft Corp Equity 594918104 3994 33863 SH SOLE 0 0 33863 Micron Technology Equity 595112103 1151 27852 SH SOLE 0 0 27852 Molson Coors Equity 60871R209 30 500 SH SOLE 0 0 500 Mondelez Intl Inc Equity 609207105 15 300 SH SOLE 0 0 300 Morgan Stanley Equity 617446448 21 500 SH SOLE 0 0 500 Motorola Solutions Equity 620076307 212 1504 SH SOLE 0 0 1504 Netapp Inc Com Equity 64110D104 7 106 SH SOLE 0 0 106 Netflix Inc Com Equity 64110L106 139 390 SH SOLE 0 0 390 New Residential Invt Real Estate 64828T201 33 1973 SH SOLE 0 0 1973 Nike Inc Class B Equity 654106103 869 10293 SH SOLE 0 0 10293 Nlight Inc Com Equity 65487K100 18 812 SH SOLE 0 0 812 Nokia Oyj ADR Each Equity 654902204 0 53 SH SOLE 0 0 53 Norfolk Southern CRP Equity 655844108 32 172 SH SOLE 0 0 172 Northrop Grumman Equity 666807102 636 2358 SH SOLE 0 0 2358 Novartis A G Sponsored ADR Equity 66987V109 400 4158 SH SOLE 0 0 4158 Novo-Nordisk A S ADR Equity 670100205 3 56 SH SOLE 0 0 56 Nuveen North Equity 67060P100 38 3000 SH SOLE 0 0 3000 Nvidia Corp Equity 67066G104 386 2151 SH SOLE 0 0 2151 Nuveen Real Asset (inm And GWTH Com) Equity 67074Y105 19 1151 SH SOLE 0 0 1151 Nuveen PFD & Income (term FD Com) Equity 67075A106 25 1103 SH SOLE 0 0 1103 O Reilly Automotive Equity 67103H107 817 2105 SH SOLE 0 0 2105 Oracle Corp Com Equity 68389X105 1258 23422 SH SOLE 0 0 23422 PPG Industries Equity 693506107 595 5273 SH SOLE 0 0 5273 PVH Corp Com Equity 693656100 6 47 SH SOLE 0 0 47 Palo Alto Networks Equity 697435105 7 27 SH SOLE 0 0 27 Paypal HLDGS Inc Com Equity 70450Y103 4623 44522 SH SOLE 0 0 44522 Pepsico Inc Equity 713448108 453 3696 SH SOLE 0 0 3696 Perspecta Inc Com Equity 715347100 0 3 SH SOLE 0 0 3 Petroleo Brasileiro Equity 71654V408 16 1000 SH SOLE 0 0 1000 Pfizer Inc Equity 717081103 1233 29040 SH SOLE 0 0 29040 Philip Morris Intl Inc Com Equity 718172109 8 93 SH SOLE 0 0 93 PIMCO Calif Mun ETF 72201C109 84 7559 SH SOLE 0 0 7559 PIMCO ETF TR Active (BD Etf) ETF 72201R775 903 8556 SH SOLE 0 0 8556 PIMCO ETF TR Enhanced Short Mat Active ETF ETF 72201R833 150 1477 SH SOLE 0 0 1477 PIMCO Dynamic Income (FD Com Usd0.00001) ETF 72201Y101 33 1032 SH SOLE 0 0 1032 PIMCO Dynamic CR ETF 72202D106 90 3815 SH SOLE 0 0 3815 Principal Real Equity 74255X104 333 17880 SH SOLE 0 0 17880 Procter & Gamble Co Com Equity 742718109 148 1419 SH SOLE 0 0 1419 Progressive Corp Equity 743315103 7 101 SH SOLE 0 0 101 ProShares TR ETF 74347B201 32 1000 SH SOLE 0 0 1000 ProShares TR Short ETF 74347B425 166 6000 SH SOLE 0 0 6000 ProShares TR Short (QQQ New) ETF 74347B714 294 10000 SH SOLE 0 0 10000 Prudential Finl Inc Equity 744320102 4 47 SH SOLE 0 0 47 Qualcomm Inc Equity 747525103 1214 21282 SH SOLE 0 0 21282 Qualys Inc Com Equity 74758T303 46 550 SH SOLE 0 0 550 RH Com Equity 74967X103 72 700 SH SOLE 0 0 700 Raytheon Co Com New Equity 755111507 801 4397 SH SOLE 0 0 4397 Redfin Corp Com Equity 75737F108 2 88 SH SOLE 0 0 88 Regeneron Equity 75886F107 959 2336 SH SOLE 0 0 2336 Relx PLC Spon Ads Equity 759530108 11 521 SH SOLE 0 0 521 Resideo Technologies Equity 76118Y104 6 319 SH SOLE 0 0 319 Revance Therapeutics Equity 761330109 32 2000 SH SOLE 0 0 2000 Ross Stores Inc Com Equity 778296103 30 319 SH SOLE 0 0 319 SPDR S&P 500 ETF TR TR Unit ETF 78462F103 1087 3830 SH SOLE 0 0 3830 SPDR Gold TR Gold Shs ETF 78463V107 966 7915 SH SOLE 0 0 7915 SPDR Index SHS FDS ETF 78463X301 78 786 SH SOLE 0 0 786 SPDR Index SHS FDS ETF 78463X533 300 9472 SH SOLE 0 0 9472 SPDR Series Trust Blomberg Brc Int ETF 78464A334 317 10366 SH SOLE 0 0 10366 SPDR S&P Biotech Sector ETF ETF 78464A870 1144 12637 SH SOLE 0 0 12637 SPDR Dow Jones Indl Average ATF Tr Unit Ser 1 ETF 78467X109 144 554 SH SOLE 0 0 554 SPDR Ser TR Nuvn BR ETF 78468R739 669 13795 SH SOLE 0 0 13795 Ssga Active TR SPDR (dbleln SHRT) ETF 78470P200 168 3406 SH SOLE 0 0 3406 Salesforce Com Inc Equity 79466L302 642 4053 SH SOLE 0 0 4053 SAP Se Spon ADR Equity 803054204 53 456 SH SOLE 0 0 456 Sarepta Therapeutics Equity 803607100 51 425 SH SOLE 0 0 425 Schlumberger Limited Equity 806857108 94 2127 SH SOLE 0 0 2127 Schwab Strategic TR (us Large-Cap Etf) ETF 808524201 4 65 SH SOLE 0 0 65 Schwab Strategic TR (us Small-Cap Etf) ETF 808524607 3 47 SH SOLE 0 0 47 Select Sector SPDR ETF 81369Y100 403 7270 SH SOLE 0 0 7270 Sector Spdr Health Care ETF ETF 81369Y209 1975 21526 SH SOLE 0 0 21526 Sector SPDR TR SHS Ben Int Consumer Staples ETF 81369Y308 996 17754 SH SOLE 0 0 17754 Sector SPDR TR SHS Ben Int Energy ETF 81369Y506 1271 19224 SH SOLE 0 0 19224 Sector SPDR TR SHS Ben Int Financial ETF 81369Y605 1222 47531 SH SOLE 0 0 47531 Sector SPDR Industrial ETF ETF 81369Y704 80 1072 SH SOLE 0 0 1072 Sector SPDR TR SHS Ben Int Technology ETF 81369Y803 169 2280 SH SOLE 0 0 2280 Sector SPDR Real Estate ETF ETF 81369Y860 13 352 SH SOLE 0 0 352 Sector SPDR Utilities ETF ETF 81369Y886 925 15910 SH SOLE 0 0 15910 Sherwin Williams Co Equity 824348106 162 375 SH SOLE 0 0 375 Snap Inc CL A Equity 83304A106 20 1800 SH SOLE 0 0 1800 Southwest Airlns Co Equity 844741108 403 7759 SH SOLE 0 0 7759 Spirit Aerosystems Equity 848574109 8 87 SH SOLE 0 0 87 Square Inc CL A Equity 852234103 603 8052 SH SOLE 0 0 8052 Starbucks Corp Com USD0.01 Equity 855244109 1657 22283 SH SOLE 0 0 22283 Store Cap Corp Com Real Estate 862121100 18 530 SH SOLE 0 0 530 Suntrust Banks Inc Equity 867914103 6 95 SH SOLE 0 0 95 Sysco Corp Equity 871829107 15 224 SH SOLE 0 0 224 THL CR Inc Com Equity 872438106 12 1828 SH SOLE 0 0 1828 TJX Cos Inc New Com Equity 872540109 413 7754 SH SOLE 0 0 7754 Target Corp Com Equity 87612E106 10 130 SH SOLE 0 0 130 Tekla Healthcare (invs SH Ben Int) Equity 87911J103 18 888 SH SOLE 0 0 888 Templeton Emerg MKTS Equity 880192109 5 500 SH SOLE 0 0 500 Tenable HLDGS Inc Equity 88025T102 16 500 SH SOLE 0 0 500 Tencent Music Equity 88034P109 27 1500 SH SOLE 0 0 1500 Tesla Motors Inc Com Equity 88160R101 2033 7265 SH SOLE 0 0 7265 Texas Instruments Equity 882508104 287 2706 SH SOLE 0 0 2706 3D Systems Corp Del Equity 88554D205 1 100 SH SOLE 0 0 100 3M Company Equity 88579Y101 94 450 SH SOLE 0 0 450 Toll Brothers Inc Equity 889478103 14 400 SH SOLE 0 0 400 Total S A Sponsored Equity 89151E109 857 15006 SH SOLE 0 0 15006 Tripadvisor Inc Equity 896945201 6 117 SH SOLE 0 0 117 Twilio Inc CL A Equity 90138F102 39 300 SH SOLE 0 0 300 Two HBRS Invt Corp Real Estate 90187B408 19 1378 SH SOLE 0 0 1378 UBS AG London BRH NT Equity 90274D259 7 224 SH SOLE 0 0 224 U S Bancorp Del New Equity 902973304 5 96 SH SOLE 0 0 96 Under Armour Inc Equity 904311107 60 2850 SH SOLE 0 0 2850 Under Armour Inc Equity 904311206 120 6360 SH SOLE 0 0 6360 Unilever PLC Spon Adr New Equity 904767704 362 6265 SH SOLE 0 0 6265 United Parcel SVC Equity 911312106 912 8162 SH SOLE 0 0 8162 United Rentals Inc Equity 911363109 4 32 SH SOLE 0 0 32 United Technologies Equity 913017109 51 397 SH SOLE 0 0 397 Unitedhealth Group Equity 91324P102 491 1987 SH SOLE 0 0 1987 Valero Energy Corp Equity 91913Y100 6 68 SH SOLE 0 0 68 Vaneck Vectors ETF (TR JP Morgan MKTS) ETF 92189H300 22 666 SH SOLE 0 0 666 Vanguard Specialized Portfolios Div Appreciation ETF ETF 921908844 574 5208 SH SOLE 0 0 5208 Vanguard BD Index FD ETF 921937827 664 8348 SH SOLE 0 0 8348 Vanguard FTSE ETF 921943858 20 491 SH SOLE 0 0 491 Vanguard Whitehall FDS High Dividend Yields ETF SHS ETF 921946406 241 2811 SH SOLE 0 0 2811 Vanguard Intl Equity (index FD Inc FTSE All-World Ex-US Index FD ETF SHS) ETF 922042775 26 528 SH SOLE 0 0 528 Vanguard Emerging Market ETF 922042858 726 17084 SH SOLE 0 0 17084 Vanguard Sector ETF 92204A405 7 106 SH SOLE 0 0 106 Vanguard Sector ETF 92204A702 80 400 SH SOLE 0 0 400 Vanguard Scottsdale Fds Vanguard Short-Term Corporate Bd Index Fd ETF SHS ETF 92206C409 154 1926 SH SOLE 0 0 1926 Vanguard Russell ETF 92206C730 110 850 SH SOLE 0 0 850 Varian Med SYS Inc Equity 92220P105 7 52 SH SOLE 0 0 52 Varonis System Equity 922280102 894 15000 SH SOLE 0 0 15000 Vanguard Index FDS ETF 922908512 35 325 SH SOLE 0 0 325 Vanguard Index FDS Midcap Growth ETF ETF 922908538 314 2197 SH SOLE 0 0 2197 Vanguard Index US Reit ETF ETF 922908553 39 450 SH SOLE 0 0 450 Vanguard Index FDS (vanguard Small Cap Growth Vipers Formerly Vanguard) ETF 922908595 24 135 SH SOLE 0 0 135 Vanguard Index FDS ETF 922908611 227 1752 SH SOLE 0 0 1752 Vanguard Index FDS ETF 922908629 24 150 SH SOLE 0 0 150 Vanguard Index FDS ETF 922908736 39 250 SH SOLE 0 0 250 Vanguard Index FDS ETF 922908744 611 5643 SH SOLE 0 0 5643 Vanguard Index FDS ETF 922908769 27 185 SH SOLE 0 0 185 Verizon Equity 92343V104 1796 30381 SH SOLE 0 0 30381 Versum Matls Inc Com Equity 92532W103 1 16 SH SOLE 0 0 16 Vipshop HLDGS LTD Equity 92763W103 8 1023 SH SOLE 0 0 1023 Visa Inc Com CL A Equity 92826C839 1569 10048 SH SOLE 0 0 10048 VMware Inc CL A Com Equity 928563402 343 1900 SH SOLE 0 0 1900 Wabtec Corp Com Equity 929740108 10 131 SH SOLE 0 0 131 Wal-Mart Stores Inc Equity 931142103 1070 10915 SH SOLE 0 0 10915 Walgreens Boots Alliance Inc Com Equity 931427108 400 6315 SH SOLE 0 0 6315 Weibo Corp Sponsored Equity 948596101 989 15962 SH SOLE 0 0 15962 Wells Fargo & Co Equity 949746101 184 3818 SH SOLE 0 0 3818 Western Asset High ETF 95766J102 35 5314 SH SOLE 0 0 5314 Wisdomtree TR (emerging MKTS) ETF 97717W281 60 1283 SH SOLE 0 0 1283 Wisdomtree TR (emerging MKTS High Divid FD) ETF 97717W315 57 1300 SH SOLE 0 0 1300 Wisdomtree TR Midcap Divid FD ETF 97717W505 105 2946 SH SOLE 0 0 2946 Wisdomtree TR Midcap Earnings Fd ETF 97717W570 45 1134 SH SOLE 0 0 1134 Wisdomtree TR Smallcap Divid FD ETF 97717W604 25 900 SH SOLE 0 0 900 Wisdomtree TR Intl (smallcap Divid FD) ETF 97717W760 104 1579 SH SOLE 0 0 1579 Wisdomtree Japan ETF ETF 97717W851 3409 67353 SH SOLE 0 0 67353 Wisdomtree TR Europe Hedged Eq ETF 97717X701 2280 35683 SH SOLE 0 0 35683 Wisdomtree TR ETF 97717X867 27 776 SH SOLE 0 0 776 Xylem Inc Com Equity 98419M100 24 300 SH SOLE 0 0 300 Yum Brands Inc Equity 988498101 10 100 SH SOLE 0 0 100 Yum China HLDGS Inc Equity 98850P109 4 100 SH SOLE 0 0 100 Zoetis Inc Com Equity 98978V103 800 7949 SH SOLE 0 0 7949 Zto Express (cayman) Equity 98980A105 56 3000 SH SOLE 0 0 3000 Deutsche Bank AG Ord Equity D18190898 304 37386 SH SOLE 0 0 37386 Allergan PLC. Com Equity G0177J108 1701 11619 SH SOLE 0 0 11619 Aon PLC Com Usd0.01 Equity G0408V102 507 2973 SH SOLE 0 0 2973 Accenture PLC Equity G1151C101 898 5103 SH SOLE 0 0 5103 Eaton Corp PLC Com Equity G29183103 31 389 SH SOLE 0 0 389 Icon PLC SHS Equity G4705A100 18 133 SH SOLE 0 0 133 Medtronic PLC Equity G5960L103 12 136 SH SOLE 0 0 136 Aptiv PLC Com New Equity G6095L109 626 7870 SH SOLE 0 0 7870 Pagseguro Digital Equity G68707101 1030 34520 SH SOLE 0 0 34520 Seagate Technology Equity G7945M107 930 19171 SH SOLE 0 0 19171 Stoneco LTD Com Equity G85158106 415 10100 SH SOLE 0 0 10100 Crispr Therapeutics Equity H17182108 48 1350 SH SOLE 0 0 1350 Te Connectivity LTD F Equity H84989104 552 6832 SH SOLE 0 0 6832 Spotify Technology Equity L8681T102 102 732 SH SOLE 0 0 732 Check Point Software Equity M22465104 136 1078 SH SOLE 0 0 1078 Rewalk Robotics LTD Equity M8216Q101 9 40556 SH SOLE 0 0 40556 Aercap Holdings N.V. Equity N00985106 23 500 SH SOLE 0 0 500 Lyondellbasell Equity N53745100 515 6127 SH SOLE 0 0 6127