0000899243-18-002935.txt : 20180205 0000899243-18-002935.hdr.sgml : 20180205 20180205190037 ACCESSION NUMBER: 0000899243-18-002935 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180201 FILED AS OF DATE: 20180205 DATE AS OF CHANGE: 20180205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Stephen Buford CENTRAL INDEX KEY: 0001685232 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37886 FILM NUMBER: 18575751 MAIL ADDRESS: STREET 1: 7065 MOORES LANE STREET 2: SUITE 300 CITY: BRENTWOOD STATE: TN ZIP: 37027 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CapStar Financial Holdings, Inc. CENTRAL INDEX KEY: 0001676479 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 811527911 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 4TH AVENUE NORTH STREET 2: SUITE 950 CITY: NASHVILLE STATE: TN ZIP: 37219 BUSINESS PHONE: (615) 732-6400 MAIL ADDRESS: STREET 1: 201 4TH AVENUE NORTH STREET 2: SUITE 950 CITY: NASHVILLE STATE: TN ZIP: 37219 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-02-01 0 0001676479 CapStar Financial Holdings, Inc. CSTR 0001685232 Smith Stephen Buford 1201 DEMONBREUN STREET, SUITE 700 NASHVILLE TN 37203 1 0 0 0 Common Stock 2018-02-01 4 X 0 1250 10.00 A 1250 D Common Stock 2018-02-01 4 F 0 640 19.56 D 610 D Common Stock 2018-02-01 4 X 0 3000 10.00 A 3000 D Common Stock 2018-02-01 4 F 0 1534 19.56 D 1466 D Common Stock 30664 D Common Stock 595 D Common Stock 396 D Common Stock 779 D Common Stock 3000 I Matthew Carlton Smith Family Trust Common Stock 3000 I Stephen B. Smith Jr. Family Trust Warrants (right to buy) 10.00 2018-02-01 4 X 0 1250 10.00 D 2008-07-14 2018-07-14 Common Stock 1250 0 D Options (right to buy) 10.00 2018-02-01 4 X 0 3000 10.00 D 2018-11-13 Common Stock 6000 3000 D Options (right to buy) 10.00 2020-01-20 Common Stock 6000 6000 D Options (right to buy) 10.00 2021-08-23 Common Stock 1250 1250 D The reported item represents shares that were acquired pursuant to the exercise of warrants on February 1, 2018 pursuant to a Rule 10b5-1 trading plan. Of the 1,250 shares acquired, the issuer withheld 640 shares to pay the purchase price for the warrants resulting in the issuance of 610 shares. Following these reported transactions the reporting person directly owns 31,254 shares of common stock not subject to restriction or vesting. The reported item represents shares that were acquired pursuant to the exercise of options on February 1, 2018 pursuant to a Rule 10b5-1 trading plan. Of the 3,000 shares acquired, the issuer withheld 1,534 shares to pay the purchase price for the options resulting in the issuance of 1,466 shares. Following these reported transactions the reporting person directly owns 32,720 shares of common stock not subject to restriction or vesting. The reported item represents an award of restricted stock which vests in three equal installments beginning on the first anniversary of the February 28, 2017, grant date. The reported item represents the unvested portion of an award of restricted stock on February 27, 2015. The remaining 396 shares of restricted stock under this award vest on the third anniversary of the grant date, or February 27, 2018. The reported item represents an award of restricted stock which vests in three equal installments beginning on the first anniversary of the March 3, 2016, grant date. These options vested in four equal annual installments beginning one year after the November 13, 2008, grant date. These options vested in four equal annual installments beginning one year after the January 20, 2010, grant date. These options vested in four equal annual installments beginning one year after the August 23, 2011, grant date. /s/ Rob Anderson, as Attorney-in-Fact for Stephen B. Smith 2018-02-05