0000899243-18-002935.txt : 20180205
0000899243-18-002935.hdr.sgml : 20180205
20180205190037
ACCESSION NUMBER: 0000899243-18-002935
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180201
FILED AS OF DATE: 20180205
DATE AS OF CHANGE: 20180205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Smith Stephen Buford
CENTRAL INDEX KEY: 0001685232
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37886
FILM NUMBER: 18575751
MAIL ADDRESS:
STREET 1: 7065 MOORES LANE
STREET 2: SUITE 300
CITY: BRENTWOOD
STATE: TN
ZIP: 37027
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CapStar Financial Holdings, Inc.
CENTRAL INDEX KEY: 0001676479
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 811527911
STATE OF INCORPORATION: TN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 201 4TH AVENUE NORTH
STREET 2: SUITE 950
CITY: NASHVILLE
STATE: TN
ZIP: 37219
BUSINESS PHONE: (615) 732-6400
MAIL ADDRESS:
STREET 1: 201 4TH AVENUE NORTH
STREET 2: SUITE 950
CITY: NASHVILLE
STATE: TN
ZIP: 37219
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-02-01
0
0001676479
CapStar Financial Holdings, Inc.
CSTR
0001685232
Smith Stephen Buford
1201 DEMONBREUN STREET, SUITE 700
NASHVILLE
TN
37203
1
0
0
0
Common Stock
2018-02-01
4
X
0
1250
10.00
A
1250
D
Common Stock
2018-02-01
4
F
0
640
19.56
D
610
D
Common Stock
2018-02-01
4
X
0
3000
10.00
A
3000
D
Common Stock
2018-02-01
4
F
0
1534
19.56
D
1466
D
Common Stock
30664
D
Common Stock
595
D
Common Stock
396
D
Common Stock
779
D
Common Stock
3000
I
Matthew Carlton Smith Family Trust
Common Stock
3000
I
Stephen B. Smith Jr. Family Trust
Warrants (right to buy)
10.00
2018-02-01
4
X
0
1250
10.00
D
2008-07-14
2018-07-14
Common Stock
1250
0
D
Options (right to buy)
10.00
2018-02-01
4
X
0
3000
10.00
D
2018-11-13
Common Stock
6000
3000
D
Options (right to buy)
10.00
2020-01-20
Common Stock
6000
6000
D
Options (right to buy)
10.00
2021-08-23
Common Stock
1250
1250
D
The reported item represents shares that were acquired pursuant to the exercise of warrants on February 1, 2018 pursuant to a Rule 10b5-1 trading plan. Of the 1,250 shares acquired, the issuer withheld 640 shares to pay the purchase price for the warrants resulting in the issuance of 610 shares. Following these reported transactions the reporting person directly owns 31,254 shares of common stock not subject to restriction or vesting.
The reported item represents shares that were acquired pursuant to the exercise of options on February 1, 2018 pursuant to a Rule 10b5-1 trading plan. Of the 3,000 shares acquired, the issuer withheld 1,534 shares to pay the purchase price for the options resulting in the issuance of 1,466 shares. Following these reported transactions the reporting person directly owns 32,720 shares of common stock not subject to restriction or vesting.
The reported item represents an award of restricted stock which vests in three equal installments beginning on the first anniversary of the February 28, 2017, grant date.
The reported item represents the unvested portion of an award of restricted stock on February 27, 2015. The remaining 396 shares of restricted stock under this award vest on the third anniversary of the grant date, or February 27, 2018.
The reported item represents an award of restricted stock which vests in three equal installments beginning on the first anniversary of the March 3, 2016, grant date.
These options vested in four equal annual installments beginning one year after the November 13, 2008, grant date.
These options vested in four equal annual installments beginning one year after the January 20, 2010, grant date.
These options vested in four equal annual installments beginning one year after the August 23, 2011, grant date.
/s/ Rob Anderson, as Attorney-in-Fact for Stephen B. Smith
2018-02-05