0001676238-24-000065.txt : 20240503
0001676238-24-000065.hdr.sgml : 20240503
20240503164842
ACCESSION NUMBER: 0001676238-24-000065
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240501
FILED AS OF DATE: 20240503
DATE AS OF CHANGE: 20240503
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Winkles Isabelle
CENTRAL INDEX KEY: 0001888946
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41065
FILM NUMBER: 24914018
MAIL ADDRESS:
STREET 1: C/O BRAZE, INC.
STREET 2: 330 WEST 34TH STREET, FLOOR 18
CITY: NEW YORK
STATE: NY
ZIP: 10001
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Braze, Inc.
CENTRAL INDEX KEY: 0001676238
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
ORGANIZATION NAME: 06 Technology
IRS NUMBER: 452505271
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 330 WEST 34TH STREET, FLOOR 18
CITY: NEW YORK
STATE: NY
ZIP: 10001
BUSINESS PHONE: (609) 964-0585
MAIL ADDRESS:
STREET 1: 330 WEST 34TH STREET, FLOOR 18
CITY: NEW YORK
STATE: NY
ZIP: 10001
FORMER COMPANY:
FORMER CONFORMED NAME: Appboy, Inc.
DATE OF NAME CHANGE: 20160602
4
1
wk-form4_1714769305.xml
FORM 4
X0508
4
2024-05-01
0
0001676238
Braze, Inc.
BRZE
0001888946
Winkles Isabelle
C/O BRAZE, INC., 330 WEST 34TH STREET
18TH FLOOR
NEW YORK
NY
10001
0
1
0
0
Chief Financial Officer
1
Class A Common Stock
2024-05-01
4
C
0
4500
A
263181
D
Class A Common Stock
2024-05-01
4
S
0
3800
40.80
D
259381
D
Class A Common Stock
2024-05-01
4
S
0
700
41.65
D
258681
D
Stock Option (Right to Buy)
4.88
2024-05-01
4
M
0
4500
0
D
2030-02-03
Class B Common Stock
4500
113671
D
Class B Common Stock
2024-05-01
4
M
0
4500
4.88
A
Class A Common Stock
4500
4500
D
Class B Common Stock
2024-05-01
4
C
0
4500
0
D
Class A Common Stock
4500
0
D
Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.
Of the reported shares, 196,847 shares are represented by restricted stock units.
Shares were sold pursuant to a Rule 10b5-1 trading plan adopted on January 11, 2024.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.40 to $41.39 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.42 to $41.83 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
One fourth (1/4th) of the shares subject to the option award vested on January 31, 2021, and one thirty-sixth (1/36th) of the remaining shares subject to the option award vested or shall vest on the last day of each month thereafter, subject to the Reporting Person's continuous service through such vesting date.
/s/ Nathan Jeffries as Attorney-in-Fact
2024-05-03