0001676238-24-000065.txt : 20240503 0001676238-24-000065.hdr.sgml : 20240503 20240503164842 ACCESSION NUMBER: 0001676238-24-000065 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240501 FILED AS OF DATE: 20240503 DATE AS OF CHANGE: 20240503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Winkles Isabelle CENTRAL INDEX KEY: 0001888946 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41065 FILM NUMBER: 24914018 MAIL ADDRESS: STREET 1: C/O BRAZE, INC. STREET 2: 330 WEST 34TH STREET, FLOOR 18 CITY: NEW YORK STATE: NY ZIP: 10001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Braze, Inc. CENTRAL INDEX KEY: 0001676238 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] ORGANIZATION NAME: 06 Technology IRS NUMBER: 452505271 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 330 WEST 34TH STREET, FLOOR 18 CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: (609) 964-0585 MAIL ADDRESS: STREET 1: 330 WEST 34TH STREET, FLOOR 18 CITY: NEW YORK STATE: NY ZIP: 10001 FORMER COMPANY: FORMER CONFORMED NAME: Appboy, Inc. DATE OF NAME CHANGE: 20160602 4 1 wk-form4_1714769305.xml FORM 4 X0508 4 2024-05-01 0 0001676238 Braze, Inc. BRZE 0001888946 Winkles Isabelle C/O BRAZE, INC., 330 WEST 34TH STREET 18TH FLOOR NEW YORK NY 10001 0 1 0 0 Chief Financial Officer 1 Class A Common Stock 2024-05-01 4 C 0 4500 A 263181 D Class A Common Stock 2024-05-01 4 S 0 3800 40.80 D 259381 D Class A Common Stock 2024-05-01 4 S 0 700 41.65 D 258681 D Stock Option (Right to Buy) 4.88 2024-05-01 4 M 0 4500 0 D 2030-02-03 Class B Common Stock 4500 113671 D Class B Common Stock 2024-05-01 4 M 0 4500 4.88 A Class A Common Stock 4500 4500 D Class B Common Stock 2024-05-01 4 C 0 4500 0 D Class A Common Stock 4500 0 D Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock. Of the reported shares, 196,847 shares are represented by restricted stock units. Shares were sold pursuant to a Rule 10b5-1 trading plan adopted on January 11, 2024. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.40 to $41.39 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.42 to $41.83 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. One fourth (1/4th) of the shares subject to the option award vested on January 31, 2021, and one thirty-sixth (1/36th) of the remaining shares subject to the option award vested or shall vest on the last day of each month thereafter, subject to the Reporting Person's continuous service through such vesting date. /s/ Nathan Jeffries as Attorney-in-Fact 2024-05-03