0001676238-24-000002.txt : 20240105
0001676238-24-000002.hdr.sgml : 20240105
20240105163133
ACCESSION NUMBER: 0001676238-24-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240103
FILED AS OF DATE: 20240105
DATE AS OF CHANGE: 20240105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hyman Jonathan
CENTRAL INDEX KEY: 0001888935
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41065
FILM NUMBER: 24516686
MAIL ADDRESS:
STREET 1: C/O BRAZE, INC.
STREET 2: 330 WEST 34TH STREET, FLOOR 18
CITY: NEW YORK
STATE: NY
ZIP: 10001
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Braze, Inc.
CENTRAL INDEX KEY: 0001676238
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
ORGANIZATION NAME: 06 Technology
IRS NUMBER: 452505271
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 330 WEST 34TH STREET, FLOOR 18
CITY: NEW YORK
STATE: NY
ZIP: 10001
BUSINESS PHONE: (609) 964-0585
MAIL ADDRESS:
STREET 1: 330 WEST 34TH STREET, FLOOR 18
CITY: NEW YORK
STATE: NY
ZIP: 10001
FORMER COMPANY:
FORMER CONFORMED NAME: Appboy, Inc.
DATE OF NAME CHANGE: 20160602
4
1
wk-form4_1704490279.xml
FORM 4
X0508
4
2024-01-03
0
0001676238
Braze, Inc.
BRZE
0001888935
Hyman Jonathan
C/O BRAZE, INC., 330 WEST 34TH STREET
18TH FLOOR
NEW YORK
NY
10001
0
1
0
0
Chief Technology Officer
0
Stock Option (Right to Buy)
3.46
2024-01-03
4
M
0
10213
0
D
2029-03-11
Class B Common Stock
10213
127699
D
Class B Common Stock
2024-01-03
4
M
0
10213
3.46
A
Class A Common Stock
10213
1416893
D
Stock Option (Right to Buy)
35.01
2024-01-03
4
M
0
4787
0
D
2031-04-19
Class B Common Stock
4787
175213
D
Class B Common Stock
2024-01-03
4
M
0
4787
35.01
A
Class A Common Stock
4787
1421680
D
Class B Common Stock
Class A Common Stock
28564
28564
I
See footnote
Class B Common Stock
Class A Common Stock
28564
28564
I
See footnote
One forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on a monthly basis on the first day of each month commencing on March 1, 2019, subject to the Reporting Person's continuous service through such vesting date.
Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.
One fourth (1/4th) of the shares subject to the option award shall vest on February 1, 2023, and one thirty-sixth (1/36th) of the remaining shares subject to the option award shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service through such vesting date.
The securities are held by a family trust, of which the reporting person's spouse is the trustee. The Reporting Person shares voting and investment control of the shares and may be deemed to beneficially own the shares. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his proportionate pecuniary interest therein.
/s/ Susan Wiseman, Attorney-in-Fact
2024-01-05