0001676238-24-000002.txt : 20240105 0001676238-24-000002.hdr.sgml : 20240105 20240105163133 ACCESSION NUMBER: 0001676238-24-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240103 FILED AS OF DATE: 20240105 DATE AS OF CHANGE: 20240105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hyman Jonathan CENTRAL INDEX KEY: 0001888935 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41065 FILM NUMBER: 24516686 MAIL ADDRESS: STREET 1: C/O BRAZE, INC. STREET 2: 330 WEST 34TH STREET, FLOOR 18 CITY: NEW YORK STATE: NY ZIP: 10001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Braze, Inc. CENTRAL INDEX KEY: 0001676238 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] ORGANIZATION NAME: 06 Technology IRS NUMBER: 452505271 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 330 WEST 34TH STREET, FLOOR 18 CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: (609) 964-0585 MAIL ADDRESS: STREET 1: 330 WEST 34TH STREET, FLOOR 18 CITY: NEW YORK STATE: NY ZIP: 10001 FORMER COMPANY: FORMER CONFORMED NAME: Appboy, Inc. DATE OF NAME CHANGE: 20160602 4 1 wk-form4_1704490279.xml FORM 4 X0508 4 2024-01-03 0 0001676238 Braze, Inc. BRZE 0001888935 Hyman Jonathan C/O BRAZE, INC., 330 WEST 34TH STREET 18TH FLOOR NEW YORK NY 10001 0 1 0 0 Chief Technology Officer 0 Stock Option (Right to Buy) 3.46 2024-01-03 4 M 0 10213 0 D 2029-03-11 Class B Common Stock 10213 127699 D Class B Common Stock 2024-01-03 4 M 0 10213 3.46 A Class A Common Stock 10213 1416893 D Stock Option (Right to Buy) 35.01 2024-01-03 4 M 0 4787 0 D 2031-04-19 Class B Common Stock 4787 175213 D Class B Common Stock 2024-01-03 4 M 0 4787 35.01 A Class A Common Stock 4787 1421680 D Class B Common Stock Class A Common Stock 28564 28564 I See footnote Class B Common Stock Class A Common Stock 28564 28564 I See footnote One forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on a monthly basis on the first day of each month commencing on March 1, 2019, subject to the Reporting Person's continuous service through such vesting date. Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock. One fourth (1/4th) of the shares subject to the option award shall vest on February 1, 2023, and one thirty-sixth (1/36th) of the remaining shares subject to the option award shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service through such vesting date. The securities are held by a family trust, of which the reporting person's spouse is the trustee. The Reporting Person shares voting and investment control of the shares and may be deemed to beneficially own the shares. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his proportionate pecuniary interest therein. /s/ Susan Wiseman, Attorney-in-Fact 2024-01-05