0001104659-19-046383.txt : 20190816
0001104659-19-046383.hdr.sgml : 20190816
20190816164602
ACCESSION NUMBER: 0001104659-19-046383
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190814
FILED AS OF DATE: 20190816
DATE AS OF CHANGE: 20190816
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Jezard Gordon
CENTRAL INDEX KEY: 0001675746
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38955
FILM NUMBER: 191033956
MAIL ADDRESS:
STREET 1: C/O HARBORONE BANCORP, INC.
STREET 2: 770 OAK STREET
CITY: BROCKTON
STATE: MA
ZIP: 02301
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HarborOne Bancorp, Inc./NEW
CENTRAL INDEX KEY: 0001769617
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 770 OAK STREET
CITY: BROCKTON
STATE: MA
ZIP: 02301
BUSINESS PHONE: 508-895-1000
MAIL ADDRESS:
STREET 1: 770 OAK STREET
CITY: BROCKTON
STATE: MA
ZIP: 02301
FORMER COMPANY:
FORMER CONFORMED NAME: HarborOne NorthEast Bancorp, Inc.
DATE OF NAME CHANGE: 20190304
4
1
a4.xml
4
X0306
4
2019-08-14
0
0001769617
HarborOne Bancorp, Inc./NEW
HONE
0001675746
Jezard Gordon
C/O HARBORONE BANCORP, INC.
770 OAK STREET
BROCKTON
MA
02301
1
0
0
0
Common Stock
2019-08-14
4
J
0
17954
0
A
17954
I
Trustee of Jezard Family Revocable Trust
Common Stock
2019-08-14
4
J
0
33305
0
A
33305
D
Common Stock
2019-08-14
4
A
0
5000
10
A
22954
I
Trustee of Jezard Family Revocable Trust
Stock Option (Right to Buy)
10.23
2019-08-14
4
J
0
83263
0
A
2027-08-15
Common Stock
83263
83263
D
Pursuant to the Plan of Conversion of HarborOne Mutual Bancshares (the "MHC") each share of HarborOne Bancorp, Inc. was exchanged for 1.79543146 shares of common stock of a new Massachusetts corporation also named HarborOne Bancorp, Inc. (formerly HarborOne NorthEast Bancorp, Inc.).
Includes in 33,305 in restricted stock awards that vest in three annual installments starting on August 16, 2018.
Pursuant to the Plan of Conversion of the MHC, each option to purchase shares of common stock of HarborOne Bancorp, Inc. was converted into an option to purchase shares of common stock of new Massachusetts corporation also named HarborOne Bancorp, Inc. (formerly HarborOne NorthEast Bancorp, Inc.) by multiplying the number of shares subject to each option by the 1.79543146 exchange ratio. The exercise price per share of each converted option was determined by dividing the exercise price of the option by the 1.79543146 exchange ratio.
The options vest in three annual installments starting on August 16, 2018.
/s/ Linda H. Simmons, attorney-in-fact
2019-08-16