0001675667-16-000001.txt : 20160929 0001675667-16-000001.hdr.sgml : 20160929 20160929171815 ACCESSION NUMBER: 0001675667-16-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20160929 DATE AS OF CHANGE: 20160929 EFFECTIVENESS DATE: 20160929 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Lexington Middle Market Investors IV, L.P. CENTRAL INDEX KEY: 0001675667 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-271591 FILM NUMBER: 161910681 BUSINESS ADDRESS: STREET 1: 660 MADISON AVENUE, 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10065 BUSINESS PHONE: 212-754-0411 MAIL ADDRESS: STREET 1: 660 MADISON AVENUE, 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10065 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LMMI (Offshore) IV, L.P. CENTRAL INDEX KEY: 0001675672 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-271591-01 FILM NUMBER: 161910682 BUSINESS ADDRESS: STREET 1: 660 MADISON AVENUE, 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10065 BUSINESS PHONE: 212-754-0411 MAIL ADDRESS: STREET 1: 660 MADISON AVENUE, 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10065 D 1 primary_doc.xml X0707 D LIVE 0001675667 Lexington Middle Market Investors IV, L.P. 660 MADISON AVENUE 23rd FLOOR NEW YORK NY NEW YORK 10065 212-754-0411 DELAWARE None None Limited Partnership true 2016 0001675672 LMMI (Offshore) IV, L.P. 660 MADISON AVENUE 23rd FLOOR NEW YORK NY NEW YORK 10065 212-754-0411 CAYMAN ISLANDS None None Limited Partnership true 2016 N/A Lexington Middle Market Associates IV, L.P. 660 Madison Avenue 23rd Floor New York NY NEW YORK 10065 Promoter General Partner of Lexington Middle Market Investors IV, L.P. (the "GP of LMMI IV") N/A Lexington Partners GP Holdings V LLC 660 Madison Avenue 23rd Floor New York NY NEW YORK 10065 Promoter General Partner of the GP of LMMI IV and General Partner of LMMI (Offshore) IV, L.P. (the "GP of (Offshore)") N/A Lexington Partners L.P. 660 Madison Avenue 23rd Floor New York NY NEW YORK 10065 Promoter Sole Member of the GP of (Offshore); Investment Advisor Brent R. Nicklas 660 Madison Avenue 23rd Floor New York NY NEW YORK 10065 Executive Officer Kirk M. Beaton 660 Madison Avenue 23rd Floor New York NY NEW YORK 10065 Executive Officer Duncan A. Chapman 660 Madison Avenue 23rd Floor New York NY NEW YORK 10065 Executive Officer Thomas Giannetti 660 Madison Avenue 23rd Floor New York NY NEW YORK 10065 Executive Officer Charles R. Grant 660 Madison Avenue 23rd Floor New York NY NEW YORK 10065 Executive Officer Rebecca A. John 660 Madison Avenue 23rd Floor New York NY NEW YORK 10065 Executive Officer Tom Newby 660 Madison Avenue 23rd Floor New York NY NEW YORK 10065 Executive Officer Marshall W. Parke 660 Madison Avenue 23rd Floor New York NY NEW YORK 10065 Executive Officer Pal B. Ristvedt 660 Madison Avenue 23rd Floor New York NY NEW YORK 10065 Executive Officer John G. Rudge 660 Madison Avenue 23rd Floor New York NY NEW YORK 10065 Executive Officer Lee J. Tesconi 660 Madison Avenue 23rd Floor New York NY NEW YORK 10065 Executive Officer Wilson S. Warren 660 Madison Avenue 23rd Floor New York NY NEW YORK 10065 Executive Officer Victor L. Wu 660 Madison Avenue 23rd Floor New York NY NEW YORK 10065 Executive Officer Pooled Investment Fund Private Equity Fund false Decline to Disclose 06b 3C 3C.7 false true false true true Limited Partnership Interests false 0 Compass Group Global Advisors S.A. None None None Rosario Norte 555, 14th Floor Santiago F3 CHILE 00000 true Baro Investment & Securities Co. LTD. None None None Inyoung Bldg., 44-11 Yeongdeungpo-gu Seoul M5 KOREA, REPUBLIC OF 150-890 true Crosspoint Advisors, Inc. None None None 2F Masonic 39MT Building 2-4-5 Azabudai, Minato-ku Tokyo M0 JAPAN 106-0041 true 2000000000 0 2000000000 false 0 4000000 true 0 Sales Commissions represents an estimate of the total sales commissions to be paid to the entities listed in item 12 above over time as a result of the anticipated sales of interests in the Issuers. 0 false Lexington Middle Market Investors IV, L.P. /s/ Thomas Giannetti Thomas Giannetti Authorized Signatory of the GP of this Issuer 2016-09-29 LMMI (Offshore) IV, L.P. /s/ Thomas Giannetti Thomas Giannetti Authorized Signatory of the GP of this Issuer 2016-09-29