0001104659-19-046394.txt : 20190816 0001104659-19-046394.hdr.sgml : 20190816 20190816164629 ACCESSION NUMBER: 0001104659-19-046394 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190814 FILED AS OF DATE: 20190816 DATE AS OF CHANGE: 20190816 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Williams Patricia M. CENTRAL INDEX KEY: 0001675537 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38955 FILM NUMBER: 191033970 MAIL ADDRESS: STREET 1: C/O HARBORONE BANCORP, INC. STREET 2: 770 OAK STREET CITY: BROCKTON STATE: MA ZIP: 02301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HarborOne Bancorp, Inc./NEW CENTRAL INDEX KEY: 0001769617 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 770 OAK STREET CITY: BROCKTON STATE: MA ZIP: 02301 BUSINESS PHONE: 508-895-1000 MAIL ADDRESS: STREET 1: 770 OAK STREET CITY: BROCKTON STATE: MA ZIP: 02301 FORMER COMPANY: FORMER CONFORMED NAME: HarborOne NorthEast Bancorp, Inc. DATE OF NAME CHANGE: 20190304 4 1 a4.xml 4 X0306 4 2019-08-14 0 0001769617 HarborOne Bancorp, Inc./NEW HONE 0001675537 Williams Patricia M. C/O HARBORONE BANCORP, INC. 770 OAK STREET BROCKTON MA 02301 0 1 0 0 Sr. VP, Human Resource Officer Common Stock 2019-08-14 4 J 0 28888 0 A 28888 D Common Stock 2019-08-14 4 A 0 1000 10 A 29888 D Stock Option (Right to Buy) 10.23 2019-08-14 4 J 0 62840 0 A 2027-08-15 Common Stock 62840 62840 D Pursuant to the Plan of Conversion of HarborOne Mutual Bancshares (the "MHC") each share of HarborOne Bancorp, Inc. was exchanged for 1.79543146 shares of common stock of a new Massachusetts corporation also named HarborOne Bancorp, Inc. (formerly HarborOne NorthEast Bancorp, Inc.). Includes 23,502 in restricted stock awards that vest in three annual installments starting on August 16, 2018. Pursuant to the Plan of Conversion of the MHC, each option to purchase shares of common stock of HarborOne Bancorp, Inc. was converted into an option to purchase shares of common stock of new Massachusetts corporation also named HarborOne Bancorp, Inc. (formerly HarborOne NorthEast Bancorp, Inc.) by multiplying the number of shares subject to each option by the 1.79543146 exchange ratio. The exercise price per share of each converted option was determined by dividing the exercise price of the option by the 1.79543146 exchange ratio. The options vest in three annual installments starting on August 16, 2018. /s/ Linda H. Simmons, attorney-in-fact 2019-08-16