0001104659-22-038913.txt : 20220328 0001104659-22-038913.hdr.sgml : 20220328 20220328175458 ACCESSION NUMBER: 0001104659-22-038913 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220325 FILED AS OF DATE: 20220328 DATE AS OF CHANGE: 20220328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Blake James W. CENTRAL INDEX KEY: 0001675260 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38955 FILM NUMBER: 22776668 MAIL ADDRESS: STREET 1: C/O HARBORONE BANCORP, INC. STREET 2: 770 OAK STREET CITY: BROCKTON STATE: MA ZIP: 02301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HarborOne Bancorp, Inc. CENTRAL INDEX KEY: 0001769617 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 770 OAK STREET CITY: BROCKTON STATE: MA ZIP: 02301 BUSINESS PHONE: 508-895-1000 MAIL ADDRESS: STREET 1: 770 OAK STREET CITY: BROCKTON STATE: MA ZIP: 02301 FORMER COMPANY: FORMER CONFORMED NAME: HarborOne Bancorp, Inc./NEW DATE OF NAME CHANGE: 20190815 FORMER COMPANY: FORMER CONFORMED NAME: HarborOne NorthEast Bancorp, Inc. DATE OF NAME CHANGE: 20190304 4 1 tm229206-11_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-03-25 0 0001769617 HarborOne Bancorp, Inc. HONE 0001675260 Blake James W. C/O HARBORONE BANCORP, INC. 770 OAK STREET BROCKTON MA 02301 1 1 0 0 Chief Executive Officer Common Stock 2022-03-25 4 M 0 50000 8.98 A 338840 D Common Stock 2022-03-25 4 S 0 50000 14.4788 D 288840 D Stock Option (Right to Buy) 8.98 2022-03-25 4 M 0 50000 0 D 2029-02-27 Common Stock 50000 99389 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 12, 2022. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $14.28 to 14.57, inclusive. The options vested in three annual installments on February 27, 2020, February 27, 2021 and February 27, 2022. The options expire on February 27, 2029 or three months from the date of the termination of reporting person's employment for reasons other than disability, death or cause. /s/ Linda H. Simmons 2022-03-28