0001104659-22-035054.txt : 20220317 0001104659-22-035054.hdr.sgml : 20220317 20220317163602 ACCESSION NUMBER: 0001104659-22-035054 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220316 FILED AS OF DATE: 20220317 DATE AS OF CHANGE: 20220317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Blake James W. CENTRAL INDEX KEY: 0001675260 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38955 FILM NUMBER: 22749064 MAIL ADDRESS: STREET 1: C/O HARBORONE BANCORP, INC. STREET 2: 770 OAK STREET CITY: BROCKTON STATE: MA ZIP: 02301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HarborOne Bancorp, Inc. CENTRAL INDEX KEY: 0001769617 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 770 OAK STREET CITY: BROCKTON STATE: MA ZIP: 02301 BUSINESS PHONE: 508-895-1000 MAIL ADDRESS: STREET 1: 770 OAK STREET CITY: BROCKTON STATE: MA ZIP: 02301 FORMER COMPANY: FORMER CONFORMED NAME: HarborOne Bancorp, Inc./NEW DATE OF NAME CHANGE: 20190815 FORMER COMPANY: FORMER CONFORMED NAME: HarborOne NorthEast Bancorp, Inc. DATE OF NAME CHANGE: 20190304 4 1 tm229206-4_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-03-16 0 0001769617 HarborOne Bancorp, Inc. HONE 0001675260 Blake James W. C/O HARBORONE BANCORP, INC. 770 OAK STREET BROCKTON MA 02301 1 1 0 0 Chief Executive Officer Common Stock 2022-03-16 4 M 0 50000 9.79 A 338840 D Common Stock 2022-03-16 4 S 0 50000 14.8459 D 288840 D Stock Option (Right to Buy) 9.79 2022-03-16 4 M 0 50000 0 D 2028-11-26 Common Stock 50000 66438 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 12, 2022. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $14.74 to 14.95, inclusive. The options vested in three annual installments on November 26, 2019, November 26, 2020 and November 26, 2021. /s/ Linda H. Simmons 2022-03-17