0001675149-17-000013.txt : 20170206
0001675149-17-000013.hdr.sgml : 20170206
20170206184842
ACCESSION NUMBER: 0001675149-17-000013
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170202
FILED AS OF DATE: 20170206
DATE AS OF CHANGE: 20170206
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alcoa Corp
CENTRAL INDEX KEY: 0001675149
STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350]
IRS NUMBER: 811789115
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 390 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022-4608
BUSINESS PHONE: 212-518-5400
MAIL ADDRESS:
STREET 1: 390 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022-4608
FORMER COMPANY:
FORMER CONFORMED NAME: Alcoa Upstream Corp
DATE OF NAME CHANGE: 20160520
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fisher Leigh Ann
CENTRAL INDEX KEY: 0001687193
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37816
FILM NUMBER: 17576767
MAIL ADDRESS:
STREET 1: C/O ALCOA UPSTREAM CORPORATION
STREET 2: 390 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022-4608
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-02-02
0001675149
Alcoa Corp
AA
0001687193
Fisher Leigh Ann
390 PARK AVENUE
NEW YORK,
NY
10022
0
1
0
0
Exec VP and CAO
Common Stock, par value $0.01 per share
2017-02-02
4
A
0
3650
0
A
24200
D
Common Stock, par value $0.01 per share
2017-02-02
4
A
0
1635
0
A
25835
D
Common Stock, par value $0.01 per share
2017-02-02
4
A
0
1268
0
A
27103
D
Common Stock, par value $0.01 per share
2017-02-02
4
A
0
3320
0
A
30423
D
Common Stock, par value $0.01 per share
2017-02-02
4
F
0
1594
37.68
D
28829
D
Common Stock, par value $0.01 per share
906
I
By Company 401(k) Plan
Employee Stock Option (right to buy)
37.68
2017-02-02
4
A
0
11050
0
A
2027-02-02
Common Stock
11050
11050
D
Award of restricted stock units (RSUs), which are settled in stock upon vesting, generally on the third anniversary of the date of the grant.
Earned 2016 tranche of performance restricted stock unit awards.
Represents payment of tax liability by withholding shares incident to the vesting of a performance restricted stock unit award granted in 2014.
Fluctuations in 401(k) share amounts reflect the plan's unit reporting method; units represent interests in the Company's stock fund.
The option vests in three equal annual installments beginning February 2, 2018.
/s/ Marissa Earnest (Assistant Secretary) by power of attorney
2017-02-06