0001675149-17-000013.txt : 20170206 0001675149-17-000013.hdr.sgml : 20170206 20170206184842 ACCESSION NUMBER: 0001675149-17-000013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170202 FILED AS OF DATE: 20170206 DATE AS OF CHANGE: 20170206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alcoa Corp CENTRAL INDEX KEY: 0001675149 STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350] IRS NUMBER: 811789115 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 390 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022-4608 BUSINESS PHONE: 212-518-5400 MAIL ADDRESS: STREET 1: 390 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022-4608 FORMER COMPANY: FORMER CONFORMED NAME: Alcoa Upstream Corp DATE OF NAME CHANGE: 20160520 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fisher Leigh Ann CENTRAL INDEX KEY: 0001687193 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37816 FILM NUMBER: 17576767 MAIL ADDRESS: STREET 1: C/O ALCOA UPSTREAM CORPORATION STREET 2: 390 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022-4608 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-02-02 0001675149 Alcoa Corp AA 0001687193 Fisher Leigh Ann 390 PARK AVENUE NEW YORK, NY 10022 0 1 0 0 Exec VP and CAO Common Stock, par value $0.01 per share 2017-02-02 4 A 0 3650 0 A 24200 D Common Stock, par value $0.01 per share 2017-02-02 4 A 0 1635 0 A 25835 D Common Stock, par value $0.01 per share 2017-02-02 4 A 0 1268 0 A 27103 D Common Stock, par value $0.01 per share 2017-02-02 4 A 0 3320 0 A 30423 D Common Stock, par value $0.01 per share 2017-02-02 4 F 0 1594 37.68 D 28829 D Common Stock, par value $0.01 per share 906 I By Company 401(k) Plan Employee Stock Option (right to buy) 37.68 2017-02-02 4 A 0 11050 0 A 2027-02-02 Common Stock 11050 11050 D Award of restricted stock units (RSUs), which are settled in stock upon vesting, generally on the third anniversary of the date of the grant. Earned 2016 tranche of performance restricted stock unit awards. Represents payment of tax liability by withholding shares incident to the vesting of a performance restricted stock unit award granted in 2014. Fluctuations in 401(k) share amounts reflect the plan's unit reporting method; units represent interests in the Company's stock fund. The option vests in three equal annual installments beginning February 2, 2018. /s/ Marissa Earnest (Assistant Secretary) by power of attorney 2017-02-06