0001209191-21-056169.txt : 20210915 0001209191-21-056169.hdr.sgml : 20210915 20210915161844 ACCESSION NUMBER: 0001209191-21-056169 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210913 FILED AS OF DATE: 20210915 DATE AS OF CHANGE: 20210915 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Reyes Timothy D. CENTRAL INDEX KEY: 0001758117 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37816 FILM NUMBER: 211255596 MAIL ADDRESS: STREET 1: 201 ISABELLA STREET STREET 2: SUITE 500 CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alcoa Corp CENTRAL INDEX KEY: 0001675149 STANDARD INDUSTRIAL CLASSIFICATION: PRIMARY PRODUCTION OF ALUMINUM [3334] IRS NUMBER: 811789115 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 ISABELLA STREET STREET 2: SUITE 500 CITY: PITTSBURGH STATE: PA ZIP: 15212 BUSINESS PHONE: 412-315-2900 MAIL ADDRESS: STREET 1: 201 ISABELLA STREET STREET 2: SUITE 500 CITY: PITTSBURGH STATE: PA ZIP: 15212 FORMER COMPANY: FORMER CONFORMED NAME: Alcoa Upstream Corp DATE OF NAME CHANGE: 20160520 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-09-13 0 0001675149 Alcoa Corp AA 0001758117 Reyes Timothy D. 201 ISABELLA STREET SUITE 500 PITTSBURGH PA 15212-5858 0 1 0 0 EVP & Chief Commercial Officer Common Stock, par value $0.01 per share 2021-09-13 4 M 0 7390 37.68 A 78221 D Common Stock, par value $0.01 per share 2021-09-13 4 S 0 17390 50.0249 D 60831 D Common Stock, par value $0.01 per share 604 I By Company 401(k) Plan Employee Stock Option (right to buy) 37.68 2021-09-13 4 M 0 7390 0.00 D 2018-02-02 2027-02-02 Common Stock 7390 0 D The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $49.7300 - $50.2400. The reporting person undertakes to provide to Alcoa Corporation, any security holder of Alcoa Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Fluctuations in 401(k) share amounts reflect the plan's unit reporting method; units represent interests in the Company's stock fund. This option vested in equal installments over three years beginning on the date shown. Marissa P. Earnest, attorney-in-fact for Timothy D. Reyes 2021-09-15