0001209191-19-005596.txt : 20190128 0001209191-19-005596.hdr.sgml : 20190128 20190128172249 ACCESSION NUMBER: 0001209191-19-005596 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190124 FILED AS OF DATE: 20190128 DATE AS OF CHANGE: 20190128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fisher Leigh Ann CENTRAL INDEX KEY: 0001687193 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37816 FILM NUMBER: 19546463 MAIL ADDRESS: STREET 1: C/O ALCOA CORPORATION STREET 2: 201 ISABELLA STREET, SUITE 500 CITY: PITTSBURGH STATE: PA ZIP: 15212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alcoa Corp CENTRAL INDEX KEY: 0001675149 STANDARD INDUSTRIAL CLASSIFICATION: PRIMARY PRODUCTION OF ALUMINUM [3334] IRS NUMBER: 811789115 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 ISABELLA STREET STREET 2: SUITE 500 CITY: PITTSBURGH STATE: PA ZIP: 15212 BUSINESS PHONE: 412-315-2900 MAIL ADDRESS: STREET 1: 201 ISABELLA STREET STREET 2: SUITE 500 CITY: PITTSBURGH STATE: PA ZIP: 15212 FORMER COMPANY: FORMER CONFORMED NAME: Alcoa Upstream Corp DATE OF NAME CHANGE: 20160520 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-01-24 0 0001675149 Alcoa Corp AA 0001687193 Fisher Leigh Ann 201 ISABELLA STREET SUITE 500 PITTSBURGH PA 15212-5858 0 1 0 0 EVP and Chief Admin. Officer Common Stock, par value $0.01 per share 2019-01-24 4 A 0 7160 0.00 A 36081 D Common Stock, par value $0.01 per share 2019-01-24 4 A 0 1123 0.00 A 37204 D Common Stock, par value $0.01 per share 2019-01-24 4 F 0 1074 27.96 D 36130 D Common Stock, par value $0.01 per share 1098 I By Company 401(k) plan Employee Stock Option (right to buy) 27.96 2019-01-24 4 A 0 18390 0.00 A 2029-01-24 Common Stock 18390 18390 D Award of restricted stock units, which are settled in stock upon vesting, generally on the third anniversary of the date of grant. Earned 2018 tranche of performance restricted stock unit (PRSU) awards granted in 2016. Represents the mandatory and automatic exempt withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of PRSUs granted in 2016. Fluctuations in 401(k) share amounts reflect the plan's unit reporting method; units represent interests in the Company's stock fund. The option vests in three equal installments beginning January 24, 2020. /s/ Marissa P. Earnest, attorney-in-fact for Leigh Ann Fisher 2019-01-28