UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
Pursuant to Section 13 OR 15(d)
of The Securities Exchange Act of 1934
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07 | Submission of Matters to a Vote of Security Holders. |
On July 16, 2024, Alcoa Corporation (“Alcoa”) held a Special Meeting of Stockholders (the “Special Meeting”). Set forth below are the final voting results for each of the matters submitted to a vote of the stockholders at the Special Meeting.
Item 1. The proposal to approve the issuance of shares of Alcoa common stock (including the shares underlying the Alcoa CHESS depositary interests) and the issuance of shares of non-voting convertible preferred stock of Alcoa (including the shares of Alcoa common stock issuable upon conversion of such shares of preferred stock) to Alumina Limited shareholders (or the sale nominee in the case of Alumina Limited shareholders who are ineligible foreign shareholders) was approved based upon the following votes:
For | Against | Abstentions | Broker Non-Votes | |||||||||
126,229,395 | 376,528 | 601,745 | 0 |
Item 2. The proposal to approve one or more adjournments of the Special Meeting, if necessary or appropriate, including to permit further solicitation of proxies if there are insufficient votes at the time of the Special Meeting to approve the proposal described in Item 1 above, was approved based upon the following votes; however this proposal was not necessary following the approval of the proposal described in Item 1 above and was therefore not implemented.
For | Against | Abstentions | Broker Non-Votes | |||||||||
117,321,655 | 9,229,092 | 656,921 | 0 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
ALCOA CORPORATION | ||
Date: July 17, 2024 | By: |
/s/ Marissa P. Earnest |
Marissa P. Earnest | ||
Senior Vice President, Chief Governance Counsel and Secretary |
Cover |
Jul. 16, 2024 |
---|---|
Cover [Abstract] | |
Document Type | 8-K |
Amendment Flag | false |
Document Period End Date | Jul. 16, 2024 |
Entity File Number | 1-37816 |
Entity Registrant Name | ALCOA CORPORATION |
Entity Central Index Key | 0001675149 |
Entity Tax Identification Number | 81-1789115 |
Entity Incorporation, State or Country Code | DE |
Entity Address, Address Line One | 201 Isabella Street |
Entity Address, Address Line Two | Suite 500 |
Entity Address, City or Town | Pittsburgh |
Entity Address, State or Province | PA |
Entity Address, Postal Zip Code | 15212-5858 |
City Area Code | 412 |
Local Phone Number | 315-2900 |
Written Communications | false |
Soliciting Material | false |
Pre-commencement Tender Offer | false |
Pre-commencement Issuer Tender Offer | false |
Title of 12(b) Security | Common Stock, par value $0.01 per share |
Trading Symbol | AA |
Security Exchange Name | NYSE |
Entity Emerging Growth Company | false |
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