0001140361-24-042239.txt : 20240927 0001140361-24-042239.hdr.sgml : 20240927 20240927192616 ACCESSION NUMBER: 0001140361-24-042239 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240920 FILED AS OF DATE: 20240927 DATE AS OF CHANGE: 20240927 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Davis Keri CENTRAL INDEX KEY: 0001770670 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 814-01211 FILM NUMBER: 241336274 MAIL ADDRESS: STREET 1: 800 SOUTH STREET STREET 2: SUITE 230 CITY: WALTHAM STATE: MA ZIP: 02453 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Great Elm Capital Corp. CENTRAL INDEX KEY: 0001675033 ORGANIZATION NAME: IRS NUMBER: 812621577 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3801 PGA BOULEVARD STREET 2: SUITE 603 CITY: PALM BEACH GARDENS STATE: FL ZIP: 33410 BUSINESS PHONE: 617-375-3006 MAIL ADDRESS: STREET 1: 3801 PGA BOULEVARD STREET 2: SUITE 603 CITY: PALM BEACH GARDENS STATE: FL ZIP: 33410 4/A 1 form4.xml FORM 4A X0508 4/A 2024-09-20 2024-09-24 0001675033 Great Elm Capital Corp. GECC 0001770670 Davis Keri C/O GREAT ELM CAPITAL CORP. 3801 PGA BOULEVARD, SUITE 603 PALM BEACH GARDENS FL 33410 true CFO false Common Stock 2024-09-20 4 J 0 647 0 A 19179 D Common Stock 2024-09-24 4 J 0 213 0 A 19392 D Represents shares of common stock of Great Elm Capital Corp. acquired as a result of a stock dividend associated with the portion of the equity compensation awarded to Ms. Davis in previous years that vested on the anniversary of those grant dates. This amendment is being filed to correct information pertaining to the date of the acquisition and the amount of securities acquired as a result of a stock dividend associated with the portion of the equity compensation awarded to Ms. Davis in previous years that vested on the anniversary of those grant dates. /s/ Adam M. Kleinman, attorney-in-fact 2024-09-27