0001140361-24-012691.txt : 20240311
0001140361-24-012691.hdr.sgml : 20240311
20240311201219
ACCESSION NUMBER: 0001140361-24-012691
CONFORMED SUBMISSION TYPE: 144
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20240311
DATE AS OF CHANGE: 20240311
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: Great Elm Capital Corp.
CENTRAL INDEX KEY: 0001675033
ORGANIZATION NAME:
IRS NUMBER: 812621577
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 144
SEC ACT: 1933 Act
SEC FILE NUMBER: 814-01211
FILM NUMBER: 24739868
BUSINESS ADDRESS:
STREET 1: 800 SOUTH STREET
STREET 2: SUITE 230
CITY: WALTHAM
STATE: MA
ZIP: 02453
BUSINESS PHONE: 617-375-3006
MAIL ADDRESS:
STREET 1: 800 SOUTH STREET
STREET 2: SUITE 230
CITY: WALTHAM
STATE: MA
ZIP: 02453
REPORTING-OWNER:
COMPANY DATA:
COMPANY CONFORMED NAME: Great Elm Group, Inc.
CENTRAL INDEX KEY: 0001831096
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
ORGANIZATION NAME: 06 Technology
IRS NUMBER: 853622015
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 144
BUSINESS ADDRESS:
STREET 1: 800 SOUTH STREET, SUITE 230
CITY: WALTHAM
STATE: MA
ZIP: 02453
BUSINESS PHONE: (617) 375-3006
MAIL ADDRESS:
STREET 1: 800 SOUTH STREET, SUITE 230
CITY: WALTHAM
STATE: MA
ZIP: 02453
144
1
primary_doc.xml
144
0001831096
XXXXXXXX
LIVE
0001675033
Great Elm Capital Corp.
814-01211
800 SOUTH STREET
SUITE 230
WALTHAM
MA
02453
617-375-3006
Great Elm Group, Inc.
10% Stockholder
8.75% Notes due 2028
Imperial Capital, LLC
10100 Santa Monica Blvd., Suite 2400
Los Angeles
CA
90067
1673900
1690049.79
40000000
03/11/2024
Nasdaq Global Market
8.75% Notes due 2028
08/16/2023
SEC Registered Offering
Underwriters
N
4475625
08/16/2023
Cash
N
Great Elm Group, Inc.
800 South Street, Suite 230
Waltham
MA
02453
8.75% Notes due 2028
03/04/2024
348125
351561.69
Great Elm Group, Inc.
800 South Street, Suite 230
Waltham
MA
02453
8.75% Notes due 2028
03/05/2024
142550
143770.8
Great Elm Group, Inc.
800 South Street, Suite 230
Waltham
MA
02453
8.75% Notes due 2028
03/06/2024
1054500
1064711.78
Great Elm Group, Inc.
800 South Street, Suite 230
Waltham
MA
02453
8.75% Notes due 2028
03/07/2024
594525
600025.55
Great Elm Group, Inc.
800 South Street, Suite 230
Waltham
MA
02453
8.75% Notes due 2028
03/08/2024
449950
453936.56
03/11/2024
/s/ Adam M. Kleinman