0001140361-23-056537.txt : 20231206
0001140361-23-056537.hdr.sgml : 20231206
20231206192640
ACCESSION NUMBER: 0001140361-23-056537
CONFORMED SUBMISSION TYPE: 144
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20231206
DATE AS OF CHANGE: 20231206
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: Great Elm Capital Corp.
CENTRAL INDEX KEY: 0001675033
IRS NUMBER: 812621577
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 144
SEC ACT: 1933 Act
SEC FILE NUMBER: 333-272790
FILM NUMBER: 231470824
BUSINESS ADDRESS:
STREET 1: 800 SOUTH STREET
STREET 2: SUITE 230
CITY: WALTHAM
STATE: MA
ZIP: 02453
BUSINESS PHONE: 617-375-3006
MAIL ADDRESS:
STREET 1: 800 SOUTH STREET
STREET 2: SUITE 230
CITY: WALTHAM
STATE: MA
ZIP: 02453
REPORTING-OWNER:
COMPANY DATA:
COMPANY CONFORMED NAME: Great Elm Group, Inc.
CENTRAL INDEX KEY: 0001831096
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 853622015
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 144
BUSINESS ADDRESS:
STREET 1: 800 SOUTH STREET, SUITE 230
CITY: WALTHAM
STATE: MA
ZIP: 02453
BUSINESS PHONE: (617) 375-3006
MAIL ADDRESS:
STREET 1: 800 SOUTH STREET, SUITE 230
CITY: WALTHAM
STATE: MA
ZIP: 02453
144
1
primary_doc.xml
144
0001831096
XXXXXXXX
LIVE
0001675033
Great Elm Capital Corp.
333-272790
800 SOUTH STREET
SUITE 230
WALTHAM
MA
02453
617-375-3006
Great Elm Group, Inc.
10% Stockholder
8.75% Notes due 2028
Imperial Capital, LLC
10100 Santa Monica Blvd
Suite 2400
Los Angeles
CA
90067
104175
103742.46
40000000
12/05/2023
Nasdaq Global Market
8.75% Notes due 2028
08/16/2023
SEC Registered Offering
Underwriters
N
4475625
08/16/2023
Cash
N
Great Elm Group, Inc.
800 South Street
Suite 230
Waltham
MA
02453
8.75% Notes due 2028
11/06/2023
125
121.14
Great Elm Group, Inc.
800 South Street
Suite 230
Waltham
MA
02453
8.75% Notes due 2028
11/08/2023
7500
7475.19
Great Elm Group, Inc.
800 South Street
Suite 230
Waltham
MA
02453
8.75% Notes due 2028
11/30/2023
35650
35567.39
Great Elm Group, Inc.
800 South Street
Suite 230
Waltham
MA
02453
8.75% Notes due 2028
12/01/2023
104175
103742.46
Great Elm Group, Inc.
800 South Street
Suite 230
Waltham
MA
02453
8.75% Notes due 2028
12/04/2023
29350
29323.7
12/06/2023
/s/ Adam M. Kleinman