0001140361-23-045005.txt : 20230922 0001140361-23-045005.hdr.sgml : 20230922 20230922201333 ACCESSION NUMBER: 0001140361-23-045005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230920 FILED AS OF DATE: 20230922 DATE AS OF CHANGE: 20230922 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Great Elm Group, Inc. CENTRAL INDEX KEY: 0001831096 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-01211 FILM NUMBER: 231272827 BUSINESS ADDRESS: STREET 1: 800 SOUTH STREET, SUITE 230 CITY: WALTHAM STATE: MA ZIP: 02453 BUSINESS PHONE: (617) 375-3006 MAIL ADDRESS: STREET 1: 800 SOUTH STREET, SUITE 230 CITY: WALTHAM STATE: MA ZIP: 02453 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Great Elm Capital Corp. CENTRAL INDEX KEY: 0001675033 IRS NUMBER: 812621577 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 SOUTH STREET STREET 2: SUITE 230 CITY: WALTHAM STATE: MA ZIP: 02453 BUSINESS PHONE: 617-375-3006 MAIL ADDRESS: STREET 1: 800 SOUTH STREET STREET 2: SUITE 230 CITY: WALTHAM STATE: MA ZIP: 02453 4 1 form4.xml X0508 4 2023-09-20 0001675033 Great Elm Capital Corp. GECC 0001831096 Great Elm Group, Inc. 800 SOUTH STREET, SUITE 230 WALTHAM MA 02453 true false Common Stock 2023-09-20 4 J 0 26360 9.31 D 1506159 D On September 20, 2023, Great Elm Group, Inc. ("GEG") transferred an aggregate of 26,360 shares of Great Elm Capital Corp.'s common stock, par value $0.01 per share, owned by GEG as vested compensation awards. /s/ Adam M. Kleinman, attorney-in-fact 2023-09-22