0001140361-23-045005.txt : 20230922
0001140361-23-045005.hdr.sgml : 20230922
20230922201333
ACCESSION NUMBER: 0001140361-23-045005
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230920
FILED AS OF DATE: 20230922
DATE AS OF CHANGE: 20230922
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Great Elm Group, Inc.
CENTRAL INDEX KEY: 0001831096
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-01211
FILM NUMBER: 231272827
BUSINESS ADDRESS:
STREET 1: 800 SOUTH STREET, SUITE 230
CITY: WALTHAM
STATE: MA
ZIP: 02453
BUSINESS PHONE: (617) 375-3006
MAIL ADDRESS:
STREET 1: 800 SOUTH STREET, SUITE 230
CITY: WALTHAM
STATE: MA
ZIP: 02453
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Great Elm Capital Corp.
CENTRAL INDEX KEY: 0001675033
IRS NUMBER: 812621577
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 800 SOUTH STREET
STREET 2: SUITE 230
CITY: WALTHAM
STATE: MA
ZIP: 02453
BUSINESS PHONE: 617-375-3006
MAIL ADDRESS:
STREET 1: 800 SOUTH STREET
STREET 2: SUITE 230
CITY: WALTHAM
STATE: MA
ZIP: 02453
4
1
form4.xml
X0508
4
2023-09-20
0001675033
Great Elm Capital Corp.
GECC
0001831096
Great Elm Group, Inc.
800 SOUTH STREET, SUITE 230
WALTHAM
MA
02453
true
false
Common Stock
2023-09-20
4
J
0
26360
9.31
D
1506159
D
On September 20, 2023, Great Elm Group, Inc. ("GEG") transferred an aggregate of 26,360 shares of Great Elm Capital Corp.'s common stock, par value $0.01 per share, owned by GEG as vested compensation awards.
/s/ Adam M. Kleinman, attorney-in-fact
2023-09-22