0001140361-23-015504.txt : 20230331 0001140361-23-015504.hdr.sgml : 20230331 20230331200326 ACCESSION NUMBER: 0001140361-23-015504 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220920 FILED AS OF DATE: 20230331 DATE AS OF CHANGE: 20230331 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Davis Keri CENTRAL INDEX KEY: 0001770670 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-01211 FILM NUMBER: 23789983 MAIL ADDRESS: STREET 1: 800 SOUTH STREET STREET 2: SUITE 230 CITY: WALTHAM STATE: MA ZIP: 02453 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Great Elm Capital Corp. CENTRAL INDEX KEY: 0001675033 IRS NUMBER: 812621577 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 SOUTH STREET STREET 2: SUITE 230 CITY: WALTHAM STATE: MA ZIP: 02453 BUSINESS PHONE: 617-375-3006 MAIL ADDRESS: STREET 1: 800 SOUTH STREET STREET 2: SUITE 230 CITY: WALTHAM STATE: MA ZIP: 02453 4 1 form4.xml X0407 4 2022-09-20 0001675033 Great Elm Capital Corp. GECC 0001770670 Davis Keri 800 SOUTH STREET SUITE 230 WALTHAM MA 02453 true CFO false Common Stock 2022-09-20 4 J 0 5894 0 A 9011 D Common Stock 2022-09-24 4 J 0 23 0 A 9034 D Ms. Davis is the CFO of Great Elm Capital Management, Inc. ("GECM"), the external investment manager of Great Elm Capital Corp. ("GECC"). Ms. Davis received an award of 5,894 shares of common stock of GECC as equity compensation for her position at GECM, 1,474 of which vested on the grant date, September 20, 2022, and the remainder of which will vest in equal annual installments on each anniversary of the grant date until September 20, 2025, subject to continued service with GECM. Represents shares of common stock of GECC acquired as a result of a stock dividend associated with the portion of the equity compensation awarded to Ms. Davis on September 24, 2021 that vested on the one-year anniversary of that date. /s/ Adam M. Kleinman, attorney-in-fact 2023-03-31