0001140361-23-015504.txt : 20230331
0001140361-23-015504.hdr.sgml : 20230331
20230331200326
ACCESSION NUMBER: 0001140361-23-015504
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220920
FILED AS OF DATE: 20230331
DATE AS OF CHANGE: 20230331
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Davis Keri
CENTRAL INDEX KEY: 0001770670
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-01211
FILM NUMBER: 23789983
MAIL ADDRESS:
STREET 1: 800 SOUTH STREET
STREET 2: SUITE 230
CITY: WALTHAM
STATE: MA
ZIP: 02453
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Great Elm Capital Corp.
CENTRAL INDEX KEY: 0001675033
IRS NUMBER: 812621577
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 800 SOUTH STREET
STREET 2: SUITE 230
CITY: WALTHAM
STATE: MA
ZIP: 02453
BUSINESS PHONE: 617-375-3006
MAIL ADDRESS:
STREET 1: 800 SOUTH STREET
STREET 2: SUITE 230
CITY: WALTHAM
STATE: MA
ZIP: 02453
4
1
form4.xml
X0407
4
2022-09-20
0001675033
Great Elm Capital Corp.
GECC
0001770670
Davis Keri
800 SOUTH STREET
SUITE 230
WALTHAM
MA
02453
true
CFO
false
Common Stock
2022-09-20
4
J
0
5894
0
A
9011
D
Common Stock
2022-09-24
4
J
0
23
0
A
9034
D
Ms. Davis is the CFO of Great Elm Capital Management, Inc. ("GECM"), the external investment manager of Great Elm Capital Corp. ("GECC"). Ms. Davis received an award of 5,894 shares of common stock of GECC as equity compensation for her position at GECM, 1,474 of which vested on the grant date, September 20, 2022, and the remainder of which will vest in equal annual installments on each anniversary of the grant date until September 20, 2025, subject to continued service with GECM.
Represents shares of common stock of GECC acquired as a result of a stock dividend associated with the portion of the equity compensation awarded to Ms. Davis on September 24, 2021 that vested on the one-year anniversary of that date.
/s/ Adam M. Kleinman, attorney-in-fact
2023-03-31