0001140361-23-010985.txt : 20230309
0001140361-23-010985.hdr.sgml : 20230309
20230309212827
ACCESSION NUMBER: 0001140361-23-010985
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230307
FILED AS OF DATE: 20230309
DATE AS OF CHANGE: 20230309
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kaplan Matthew D
CENTRAL INDEX KEY: 0001916576
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-01211
FILM NUMBER: 23721449
MAIL ADDRESS:
STREET 1: 800 SOUTH STREET
STREET 2: SUITE 230
CITY: WALTHAM
STATE: MA
ZIP: 02453
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Great Elm Capital Corp.
CENTRAL INDEX KEY: 0001675033
IRS NUMBER: 812621577
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 800 SOUTH STREET
STREET 2: SUITE 230
CITY: WALTHAM
STATE: MA
ZIP: 02453
BUSINESS PHONE: 617-375-3006
MAIL ADDRESS:
STREET 1: 800 SOUTH STREET
STREET 2: SUITE 230
CITY: WALTHAM
STATE: MA
ZIP: 02453
4
1
form4.xml
X0306
4
2023-03-07
0001675033
Great Elm Capital Corp.
GECC
0001916576
Kaplan Matthew D
C/O GREAT ELM CAPITAL CORP.
800 SOUTH STREET, SUITE 230
WALTHAM
MA
02453
true
CEO and President
Common Stock
2023-03-07
4
P
0
5020
9.13
A
7020
D
Common Stock
2023-03-08
4
P
0
2201
9.46
A
9221
D
Common Stock
2023-03-09
4
P
0
1679
9.41
A
10900
D
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.11 to $9.15, inclusive. The Reporting Person undertakes to provide to Great Elm Capital Corp. ("GECC"), any security holder of GECC, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased in each transaction at each separate price within the ranges set forth herein.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.35 to $9.50, inclusive. The Reporting Person undertakes to provide to GECC, any security holder of GECC, or the staff of the SEC, upon request, full information regarding the number of shares purchased in each transaction at each separate price within the ranges set forth herein.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.30 to $9.48, inclusive. The Reporting Person undertakes to provide to GECC, any security holder of GECC, or the staff of the SEC, upon request, full information regarding the number of shares purchased in each transaction at each separate price within the ranges set forth herein.
/s/ Adam M. Kleinman, Attorney-in-Fact
2023-03-09