0001140361-21-032829.txt : 20210928 0001140361-21-032829.hdr.sgml : 20210928 20210928193152 ACCESSION NUMBER: 0001140361-21-032829 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210924 FILED AS OF DATE: 20210928 DATE AS OF CHANGE: 20210928 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Davis Keri CENTRAL INDEX KEY: 0001770670 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-01211 FILM NUMBER: 211288870 MAIL ADDRESS: STREET 1: 800 SOUTH STREET STREET 2: SUITE 230 CITY: WALTHAM STATE: MA ZIP: 02453 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Great Elm Capital Corp. CENTRAL INDEX KEY: 0001675033 IRS NUMBER: 812621577 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 SOUTH STREET STREET 2: SUITE 230 CITY: WALTHAM STATE: MA ZIP: 02453 BUSINESS PHONE: 617-375-3006 MAIL ADDRESS: STREET 1: 800 SOUTH STREET STREET 2: SUITE 230 CITY: WALTHAM STATE: MA ZIP: 02453 4 1 form4.xml FORM 4 X0306 4 2021-09-24 0001675033 Great Elm Capital Corp. GECC 0001770670 Davis Keri 800 SOUTH STREET SUITE 230 WALTHAM MA 02453 true CFO and Treasurer Common Stock 2021-09-24 4 J 0 5147 0 A 18699.0675 D Ms. Davis is the CFO of Great Elm Capital Management, Inc. ("GECM"), the external investment manager of Great Elm Capital Corp. ("GECC"). Ms. Davis received an award of 5,147 shares of common stock of GECC as equity compensation for her positon at GECM, 1,287 of which vested on the grant date, September 24, 2021, and the remainder will vest in equal annual installments on each anniversary of the grant date until September 24, 2024, subject to continued service with GECM. /s/ Adam M. Kleinman, attorney-in-fact 2021-09-28