0000899243-18-029383.txt : 20181119
0000899243-18-029383.hdr.sgml : 20181119
20181119200131
ACCESSION NUMBER: 0000899243-18-029383
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180529
FILED AS OF DATE: 20181119
DATE AS OF CHANGE: 20181119
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kuperschmid Mark
CENTRAL INDEX KEY: 0001688208
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-01211
FILM NUMBER: 181193981
MAIL ADDRESS:
STREET 1: MAST CAPITAL MANAGEMENT, LLC
STREET 2: 200 CLARENDON STREET, 51ST FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02116
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Great Elm Capital Corp.
CENTRAL INDEX KEY: 0001675033
IRS NUMBER: 812621577
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 800 SOUTH STREET
STREET 2: SUITE 230
CITY: WALTHAM
STATE: MA
ZIP: 02453
BUSINESS PHONE: 617-375-3006
MAIL ADDRESS:
STREET 1: 800 SOUTH STREET
STREET 2: SUITE 230
CITY: WALTHAM
STATE: MA
ZIP: 02453
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-05-29
0
0001675033
Great Elm Capital Corp.
GECC
0001688208
Kuperschmid Mark
C/O GREAT ELM CAPITAL CORP.
800 SOUTH STREET, SUITE 230
WALTHAM
MA
02453
1
0
0
0
Common Stock
2018-05-29
4
P
0
1000
9.36
A
2000
I
By Benmark Investments LLC
Common Stock
2018-11-15
4
P
0
4531
8.06
A
6531
I
By Benmark Investments LLC
Common Stock
2018-11-16
4
P
0
1237
8.03
A
7768
I
By Benmark Investments LLC
The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or for any other purpose.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.03 to $8.09, inclusive. The reporting person undertakes to provide to Great Elm Capital Corp. ("GECC"), any security holder of GECC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.02 to $8.04, inclusive.
/s/ Adam M. Kleinman, Attorney-in-Fact for Reporting Person
2018-11-19