0001674910-19-000010.txt : 20190122 0001674910-19-000010.hdr.sgml : 20190122 20190122174352 ACCESSION NUMBER: 0001674910-19-000010 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190117 FILED AS OF DATE: 20190122 DATE AS OF CHANGE: 20190122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Moughler Craig A. CENTRAL INDEX KEY: 0001685753 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37884 FILM NUMBER: 19536123 MAIL ADDRESS: STREET 1: 3499 BLAZER PARKWAY CITY: LEXINGTON STATE: KY ZIP: 40509 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VALVOLINE INC CENTRAL INDEX KEY: 0001674910 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PRODUCTS OF PETROLEUM & COAL [2990] IRS NUMBER: 300939371 FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 100 VALVOLINE WAY CITY: LEXINGTON STATE: KY ZIP: 40509 BUSINESS PHONE: 859-357-2591 MAIL ADDRESS: STREET 1: 100 VALVOLINE WAY CITY: LEXINGTON STATE: KY ZIP: 40509 4 1 wf-form4_154819701559951.xml FORM 4 X0306 4 2019-01-17 0 0001674910 VALVOLINE INC VVV 0001685753 Moughler Craig A. 100 VALVOLINE WAY LEXINGTON KY 40509 0 1 0 0 Senior Vice President Common Stock 2019-01-17 4 M 0 6456 10.33 A 27221 D Common Stock 2019-01-17 4 F 0 4362 21.26 D 22859 D Common Stock 2019-01-18 4 S 0 2551 21.88 D 20308 D Common Stock 9344 I By 401(k) Plan FY 2012 Stock Appreciation Right 10.33 2019-01-17 4 M 0 6456 0 A 2022-01-02 Common Stock 6456.0 0 D Transations were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on November 9, 2018. Shares withheld by Valvoline to cover the exercise price and applicable withholding taxes on the Reporting Person's exercise of stock appreciation rights. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $21.85 to $22.00, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Represents the approximate number of shares of Valvoline common stock held by the Reporting Person in the Valvoline 401(k) Plan based on the closing price of Valvoline common stock as of the close of business on January 18, 2019. 50% of the stock appreciation rights vested on the first anniversary of the grant date and 25% vested on each of the second and third anniversaries of the grant date. /s/ Ian C. Lofwall, Attorney-in-Fact 2019-01-22