0001127602-19-032781.txt : 20191114 0001127602-19-032781.hdr.sgml : 20191114 20191114185508 ACCESSION NUMBER: 0001127602-19-032781 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191113 FILED AS OF DATE: 20191114 DATE AS OF CHANGE: 20191114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MUSA OSAMA M CENTRAL INDEX KEY: 0001759443 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 333-211719 FILM NUMBER: 191222006 MAIL ADDRESS: STREET 1: ASHLAND GLOBAL HOLDINGS INC STREET 2: 1005 ROUTE 202/206 CITY: BRIDGEWATER STATE: NJ ZIP: 08807 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASHLAND GLOBAL HOLDINGS INC CENTRAL INDEX KEY: 0001674862 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-CHEMICALS & ALLIED PRODUCTS [5160] IRS NUMBER: 812587835 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 50 E RIVERCENTER BLVD CITY: COVINGTON STATE: KY ZIP: 41011 BUSINESS PHONE: 859-815-3333 MAIL ADDRESS: STREET 1: 50 E RIVERCENTER BLVD CITY: COVINGTON STATE: KY ZIP: 41011 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-11-13 0001674862 ASHLAND GLOBAL HOLDINGS INC ASH 0001759443 MUSA OSAMA M 1005 ROUTE 202/206 BRIDGEWATER NJ 08807 1 Sr. Vice President Stock Appreciation Right 77.90 2019-11-13 4 A 0 12200 0 A 2020-11-13 2029-11-13 Common Stock 12200 12200 D Restricted Stock Units 2019-11-13 4 A 0 2450 77.90 A Common Stock 2450 11832 D Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Balance includes 69 additional Restricted Stock Units acquired in lieu of cash dividends (34 on June 15, 2019 and 35 on September 15, 2019). The total includes prior awards that have different vesting and expiration dates. /s/ Jennifer I. Henkel, Attorney-in-Fact 2019-11-14