0001127602-18-034019.txt : 20181120 0001127602-18-034019.hdr.sgml : 20181120 20181120171316 ACCESSION NUMBER: 0001127602-18-034019 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181116 FILED AS OF DATE: 20181120 DATE AS OF CHANGE: 20181120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MUSA OSAMA M CENTRAL INDEX KEY: 0001759443 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 333-211719 FILM NUMBER: 181196256 MAIL ADDRESS: STREET 1: ASHLAND GLOBAL HOLDINGS INC STREET 2: 1005 ROUTE 202/206 CITY: BRIDGEWATER STATE: NJ ZIP: 08807 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASHLAND GLOBAL HOLDINGS INC CENTRAL INDEX KEY: 0001674862 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-CHEMICALS & ALLIED PRODUCTS [5160] IRS NUMBER: 812587835 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 50 E RIVERCENTER BLVD CITY: COVINGTON STATE: KY ZIP: 41011 BUSINESS PHONE: 859-815-3333 MAIL ADDRESS: STREET 1: 50 E RIVERCENTER BLVD CITY: COVINGTON STATE: KY ZIP: 41011 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2018-11-16 0001674862 ASHLAND GLOBAL HOLDINGS INC ASH 0001759443 MUSA OSAMA M 1005 ROUTE 202/206 BRIDGEWATER NJ 08807 1 Sr. Vice President Common Stock 2018-11-16 4 M 0 547 82.30 A 901 D Common Stock 2018-11-16 4 F 0 188 82.30 D 713 D Common Stock 2018-11-19 4 M 0 879 80.32 A 1592 D Common Stock 2018-11-19 4 F 0 302 80.32 D 1290 D Common Stock 2018-11-19 4 M 0 468 80.32 A 1758 D Common Stock 2018-11-19 4 F 0 161 80.32 D 1597 D Common Stock 2018-11-19 4 M 0 851 80.32 A 2448 D Common Stock 2018-11-19 4 F 0 292 80.32 D 2156 D Restricted Stock Units 2018-11-16 4 M 0 547 0 D Common Stock 547 549 D Restricted Stock Units 2018-11-19 4 M 0 879 0 D Common Stock 879 0 D Restricted Stock Units 2018-11-19 4 M 0 468 0 D Common Stock 468 0 D Restricted Stock Units 2018-11-19 4 M 0 851 0 D Common Stock 851 0 D Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 6 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 7 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 8 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 9 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. Restricted Stock Units granted on 11/16/16 pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant have a vesting schedule of three equal annual installments beginning 1 year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. One third of the Reporting Persons 2016-2018 performance units converted to time-based stock-settled Restricted Stock Units at target and vests three years from the original grant date of 11/18/2015. Restricted Stock Units granted on 11/18/15, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Two thirds of the Reporting Persons 2016-2018 performance units converted to time-based stock-settled Restricted Stock Units based on performance of the 2016-2018 LTIP Plan and vests three years from the original grant date of 11/18/2015. /s/ Jennifer I. Henkel, Attorney-in-Fact 2018-11-20