0001127602-18-034019.txt : 20181120
0001127602-18-034019.hdr.sgml : 20181120
20181120171316
ACCESSION NUMBER: 0001127602-18-034019
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181116
FILED AS OF DATE: 20181120
DATE AS OF CHANGE: 20181120
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MUSA OSAMA M
CENTRAL INDEX KEY: 0001759443
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 333-211719
FILM NUMBER: 181196256
MAIL ADDRESS:
STREET 1: ASHLAND GLOBAL HOLDINGS INC
STREET 2: 1005 ROUTE 202/206
CITY: BRIDGEWATER
STATE: NJ
ZIP: 08807
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASHLAND GLOBAL HOLDINGS INC
CENTRAL INDEX KEY: 0001674862
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-CHEMICALS & ALLIED PRODUCTS [5160]
IRS NUMBER: 812587835
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 50 E RIVERCENTER BLVD
CITY: COVINGTON
STATE: KY
ZIP: 41011
BUSINESS PHONE: 859-815-3333
MAIL ADDRESS:
STREET 1: 50 E RIVERCENTER BLVD
CITY: COVINGTON
STATE: KY
ZIP: 41011
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2018-11-16
0001674862
ASHLAND GLOBAL HOLDINGS INC
ASH
0001759443
MUSA OSAMA M
1005 ROUTE 202/206
BRIDGEWATER
NJ
08807
1
Sr. Vice President
Common Stock
2018-11-16
4
M
0
547
82.30
A
901
D
Common Stock
2018-11-16
4
F
0
188
82.30
D
713
D
Common Stock
2018-11-19
4
M
0
879
80.32
A
1592
D
Common Stock
2018-11-19
4
F
0
302
80.32
D
1290
D
Common Stock
2018-11-19
4
M
0
468
80.32
A
1758
D
Common Stock
2018-11-19
4
F
0
161
80.32
D
1597
D
Common Stock
2018-11-19
4
M
0
851
80.32
A
2448
D
Common Stock
2018-11-19
4
F
0
292
80.32
D
2156
D
Restricted Stock Units
2018-11-16
4
M
0
547
0
D
Common Stock
547
549
D
Restricted Stock Units
2018-11-19
4
M
0
879
0
D
Common Stock
879
0
D
Restricted Stock Units
2018-11-19
4
M
0
468
0
D
Common Stock
468
0
D
Restricted Stock Units
2018-11-19
4
M
0
851
0
D
Common Stock
851
0
D
Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 6 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 7 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 8 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 9 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.
Restricted Stock Units granted on 11/16/16 pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant have a vesting schedule of three equal annual installments beginning 1 year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.
One third of the Reporting Persons 2016-2018 performance units converted to time-based stock-settled Restricted Stock Units at target and vests three years from the original grant date of 11/18/2015.
Restricted Stock Units granted on 11/18/15, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.
Two thirds of the Reporting Persons 2016-2018 performance units converted to time-based stock-settled Restricted Stock Units based on performance of the 2016-2018 LTIP Plan and vests three years from the original grant date of 11/18/2015.
/s/ Jennifer I. Henkel, Attorney-in-Fact
2018-11-20