0001674821-16-000002.txt : 20160519 0001674821-16-000002.hdr.sgml : 20160519 20160519115013 ACCESSION NUMBER: 0001674821-16-000002 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20160518 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Grigsby & Associates, INc. CENTRAL INDEX KEY: 0001674821 IRS NUMBER: 942856938 STATE OF INCORPORATION: CA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-05159 FILM NUMBER: 161662370 BUSINESS ADDRESS: STREET 1: 2406 SADDLEBACK DRIVE CITY: DANVILLE STATE: CA ZIP: 94506 BUSINESS PHONE: 4158606446 MAIL ADDRESS: STREET 1: 2406 SADDLEBACK DRIVE CITY: DANVILLE STATE: CA ZIP: 94506 MA-I 1 primary_doc.xml MA-I 0001674821 XXXXXXXX Calvin Grigsby 4158606446 cgrigsby@grigsbyinc.com N N calvin burchard Grigsby 001123572 N 1 0001674821 Grigsby & Associates, INc. 11-03-1981 N 05-16-2016 0001674821 LOCATED 11-03-1981 11-1981 Grigsby & Associates, Inc Danville CA 94506 Y N president Y 09-1982 attorney 2406 saddleback drive danville CA 94506 N N law office attorney 30 legal work N Y N N N N N N N N N N N N N N N N N Y N N N Y N N N N N N N N N N N N N N N N N N N N N N N N N Y 05-18-2016 /s/ Calvin B. Grigsby President Calvin B. Grigsby 001123572 14 6B(2)(b) calvin B Grigsby 001123572 1,2,3,4 6C(3) 6C(4) 6E(2) Grigsby is sole stockholder of Fiscal Funding. Court awarded legal fees to Dones and against Fiscal Funding and jointly against Grigsby on alter ego theory. Case is on appeal 6M 364463.00 alan dones Civil 09-01-2015 State Court San Francisco Superior Court CPF 10-510388 400 McAlister San Francisco CA 94506 Fiscal Funding v Alan Dones M securities won industry arbitration against Grigsby & Associates and Calvin Grigsby for $100,000 plus interest from 1996 6M 250000.00 M Securities Civil 11-01-2013 Federal Court Southern District of Florida 06-23035 400 Miami Avenue miami-dade FL 33132 grigsby v. M securities