0001674820-20-000003.txt : 20200423 0001674820-20-000003.hdr.sgml : 20200423 20200422183429 ACCESSION NUMBER: 0001674820-20-000003 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20200423 DATE AS OF CHANGE: 20200422 EFFECTIVENESS DATE: 20200423 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sound Point Discovery Fund LLC CENTRAL INDEX KEY: 0001674820 IRS NUMBER: 611775842 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-263716 FILM NUMBER: 20808803 BUSINESS ADDRESS: STREET 1: C/O SOUND POINT CAPITAL MANAGEMENT, LP STREET 2: 375 PARK AVENUE, 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10152 BUSINESS PHONE: 212-895-2280 MAIL ADDRESS: STREET 1: C/O SOUND POINT CAPITAL MANAGEMENT, LP STREET 2: 375 PARK AVENUE, 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10152 FORMER COMPANY: FORMER CONFORMED NAME: RiverNorth Specialty Finance LLC DATE OF NAME CHANGE: 20160516 D/A 1 primary_doc.xml X0708 D/A LIVE 0001674820 Sound Point Discovery Fund LLC 375 Park Avenue, 33rd Floor NEW YORK NY NEW YORK 10152 212-895-2280 DELAWARE RiverNorth Specialty Finance LLC Limited Liability Company true 2015 Stephen Jerome Ketchum 375 Park Avenue, 33rd Floor New York NY NEW YORK 10152 Executive Officer Sole member of the general partner of the sole member of the manager of the Issuer Kevin Gerlitz 375 Park Avenue, 33rd Floor New York NY NEW YORK 10152 Executive Officer CFO of the investment manager of the Issuer and an authorized signatory of the manager of the Issuer N/A Sound Point Capital Management, LP 375 Park Avenue, 33rd Floor New York NY NEW YORK 10152 Promoter Investment Manager of the Issuer N/A Sound Point Discovery Manager, LLC 375 Park Avenue, 33rd Floor New York NY NEW YORK 10152 Executive Officer General Partner of the Issuer Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001674820-19-000002 2016-05-10 true true false 0 CLARITYSPRING SECURITIES LLC 281901 None None 142 W. 57th St. 9th Floor New York NY NEW YORK 10019 NY NEW YORK false Blue Sand Securities LLC 142976 None None 15211 N. Kierland Blvd Suite 240 Scottsdale AZ ARIZONA 85254 All States false Indefinite 80313405 Indefinite false 140 120000 0 ClaritySpring Securities LLC and Blue Sand Securities LLC are no longer engaged to sell the Issuer?s securities 0 false Sound Point Discovery Fund LLC Kevin Gerlitz Kevin Gerlitz Authorized Signatory 2020-04-22