0001213900-21-026949.txt : 20210517 0001213900-21-026949.hdr.sgml : 20210517 20210517154604 ACCESSION NUMBER: 0001213900-21-026949 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210517 DATE AS OF CHANGE: 20210517 EFFECTIVENESS DATE: 20210517 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Vivo Capital, LLC CENTRAL INDEX KEY: 0001674712 IRS NUMBER: 203075737 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17467 FILM NUMBER: 21929995 BUSINESS ADDRESS: STREET 1: 192 LYTTON AVENUE CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-688-0818 MAIL ADDRESS: STREET 1: 192 LYTTON AVENUE CITY: PALO ALTO STATE: CA ZIP: 94301 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001674712 XXXXXXXX 03-31-2021 03-31-2021 false Vivo Capital, LLC

192 Lytton Avenue Palo Alto CA 94301

13F HOLDINGS REPORT 028-17467 N Zhanping Wu 650-688-0818 /s/ Zhanping Wu Palo Alto CA 05-17-2021 0 63 2845269 INFORMATION TABLE 2 infotable.xml 10X Genomics Inc CL A Common 88025U109 2678 14798 SH SOLE 14798 0 0 Aclaris Therapeutics, Inc. Common 00461U105 41510 1647214 SH SOLE 1647214 0 0 Akero Therapeutics Inc Common 00973Y108 19532 673280 SH SOLE 673280 0 0 Aligos Therapeutics Inc Common 01626L105 80659 3547030 SH SOLE 3547030 0 0 ALX Oncology Holdings Inc Common 00166B105 311186 4220048 SH SOLE 4220048 0 0 Amyris, Inc Common 03236M200 251391 13161847 SH SOLE 13161847 0 0 Arcutis Biotherapeutics Inc Common 03969K108 21535 744370 SH SOLE 744370 0 0 Arrowhead Pharmaceuticals Inc Common 04280A100 9112 137411 SH SOLE 137411 0 0 Ascendis Pharma A/S SPONSORED ADR 04351P101 214488 1664242 SH SOLE 1664242 0 0 Aslan Pharmaceuticals Ltd ADS 04522R101 9517 2840909 SH SOLE 2840909 0 0 Atricure Inc Common 04963C209 4231 64573 SH SOLE 64573 0 0 Aurinia Pharmaceuticals Inc. Common 05156V102 6502 500732 SH SOLE 500732 0 0 Avadel Pharmaceuticals PLC ADR 05337M104 26551 2937093 SH SOLE 2937093 0 0 Bolt Therapeutics Inc Common 097702104 127404 3871291 SH SOLE 3871291 0 0 Calliditas Therapeutics ADR SPONSORED ADS 13124Q106 8574 311030 SH SOLE 311030 0 0 Celldex Therapeutics Inc Common 15117B202 26613 1291875 SH SOLE 1291875 0 0 Chinook Therapeutics Inc Common 16961L106 18745 1206266 SH SOLE 1206266 0 0 Codexis, Inc Common 192005106 8885 388144 SH SOLE 388144 0 0 Constellation Pharmaceutical Common 210373106 3282 140298 SH SOLE 140298 0 0 Crinetics Pharmaceuticals Inc Common 22663K107 33832 2214138 SH SOLE 2214138 0 0 Cullinan Management Inc Common 230031106 10418 250000 SH SOLE 250000 0 0 Curis Inc Common 231269200 17586 1553500 SH SOLE 1553500 0 0 Cytokinetics Inc Common 23282W605 16282 700000 SH SOLE 700000 0 0 Design Therapeutics Common 25056L103 15877 530991 SH SOLE 530991 0 0 Dyne Therapeutics Inc Common 26818M108 8971 577642 SH SOLE 577642 0 0 Eiger BioPharmaceuticals Inc Common 28249U105 15853 1791257 SH SOLE 1791257 0 0 Essa Pharma Inc Common 29668H708 60102 2068907 SH SOLE 2068907 0 0 Genetron Holdings Ltd ADS 37186H100 136053 6339860 SH SOLE 6339860 0 0 Gracell Biotechnologies Inc SPONSORED ADS 38406L103 23454 1522994 SH SOLE 1522994 0 0 Harmony Biosciences Holdings Inc Common 413197104 149815 4534341 SH SOLE 4534341 0 0 Homology Medicines, Inc. Common 438083107 8028 853143 SH SOLE 853143 0 0 IGM Biosciences Inc Common 449585108 1534 20000 SH SOLE 20000 0 0 Immunovant Inc Common 45258J102 8547 532847 SH SOLE 532847 0 0 Instil Bio Inc Common 45783C101 313169 12486787 SH SOLE 12486787 0 0 Iveric Bio Inc Common 46583P102 36873 5966527 SH SOLE 5966527 0 0 Kadmon Holdings Inc Common 48283N106 22630 5817459 SH SOLE 5817459 0 0 Kala Pharmaceuticals, Inc. Common 483119103 5304 786883 SH SOLE 786883 0 0 KalVista Pharmaceuticals Inc. Common 483497103 47868 1863296 SH SOLE 1863296 0 0 Kura Oncology Inc Common 50127T109 14849 525262 SH SOLE 525262 0 0 Larimar Therapeutics Inc Common 517125100 11683 799662 SH SOLE 799662 0 0 Legend Biotech Corp Sponsored SPONSORED ADS 52490G102 79950 2755007 SH SOLE 2755007 0 0 Mereo Biopharma Group PLC ADS 589492107 14225 4220938 SH SOLE 4220938 0 0 Merus NV Common N5749R100 3656 175000 SH SOLE 175000 0 0 Metacrine Inc Common 59101E103 908 146426 SH SOLE 146426 0 0 New Frontier Health Corp Ord Shs G6461G106 161590 14300000 SH SOLE 14300000 0 0 Nkarta Inc Common 65487U108 16852 512225 SH SOLE 512225 0 0 Novavax Inc Common 670002401 28554 157487 SH SOLE 157487 0 0 Olema Pharmaceuticals Inc Common 68062P106 41096 1238575 SH SOLE 1238575 0 0 Orchard Therapeutics plc ADS 68570P101 9625 1325736 SH SOLE 1325736 0 0 Passage Bio Inc Common 702712100 24708 1413508 SH SOLE 1413508 0 0 Precision Biosciences Inc Common 74019P108 1452 140255 SH SOLE 140255 0 0 Satsuma Pharmaceuticals Inc Common 80405P107 7283 1232394 SH SOLE 1232394 0 0 Sierra Oncology, Inc Common 82640U404 33031 1917074 SH SOLE 1917074 0 0 Sinovac Biotech Ltd. SHS P8696W104 38173 5900000 SH SOLE 5900000 0 0 Syndax Pharmaceuticals Inc Common 87164F105 7155 320000 SH SOLE 320000 0 0 Tarsus Pharmaceuticals Inc Common 87650L103 104587 3245035 SH SOLE 3245035 0 0 Terns Pharmaceuticals Inc Common 880881107 58853 2675133 SH SOLE 2675133 0 0 Tricida, Inc. Common 89610F101 924 174763 SH SOLE 174763 0 0 Verona Pharma PLC ADR ADS 925050106 25486 3048507 SH SOLE 3048507 0 0 VYNE Therapeutics Inc Common 92941V100 1608 234877 SH SOLE 234877 0 0 Zai Lab Ltd ADR ADR 98887Q104 23350 175000 SH SOLE 175000 0 0 Zogenix Inc Common 98978L204 2050 105000 SH SOLE 105000 0 0 Zymeworks Inc Common 98985W102 9034 286064 SH SOLE 286064 0 0