0001104659-20-044737.txt : 20200408 0001104659-20-044737.hdr.sgml : 20200408 20200408180622 ACCESSION NUMBER: 0001104659-20-044737 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200406 FILED AS OF DATE: 20200408 DATE AS OF CHANGE: 20200408 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Uppal Vikram S CENTRAL INDEX KEY: 0001778259 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-56117 FILM NUMBER: 20782765 MAIL ADDRESS: STREET 1: C/O TERRA INCOME FUND 6, INC. STREET 2: 550 FIFTH AVENUE,6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Terra Property Trust, Inc. CENTRAL INDEX KEY: 0001674356 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 805 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-754-5100 MAIL ADDRESS: STREET 1: 805 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 4 1 tm2011783-12_4.xml FORM 4 X0306 4 2020-04-06 0 0001674356 Terra Property Trust, Inc. NONE 0001778259 Uppal Vikram S C/O TERRA PROPERTY TRUST, INC. 550 FIFTH AVENUE, 6TH FLOOR NEW YORK NY 10036 1 1 0 0 See Remarks Common stock 2020-04-06 4 P 0 49427.63 A 49427.63 I See FN On April 6, 2020, Vikram Uppal purchased 22 units of limited liability company interest (the "Units") of Terra Secured Income Fund 5, LLC ("Terra Fund 5") for $400,000 in a secondary market transaction. The Units are held through Lakshmi 15 LLC, a family limited liability company over which Mr. Uppal exercises voting and investment control. The shares of common stock of Terra Property Trust, Inc. (the "Company") indicated on this report as being held indirectly by Mr. Uppal are held indirectly by Terra Fund 5 through a controlled subsidiary. Mr. Uppal is the Chief Executive Officer and Chief Investment Officer of Terra Fund Advisors, LLC, the manager of Terra Fund 5. Accordingly, Mr. Uppal disclaims beneficial ownership of the shares of common stock of the Company reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Chief Executive Officer, Chief Investment Officer /s/ Vikram S. Uppal, by Gregory M. Pinkus, his Attorney-in-fact 2020-04-08