0001104659-20-044737.txt : 20200408
0001104659-20-044737.hdr.sgml : 20200408
20200408180622
ACCESSION NUMBER: 0001104659-20-044737
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200406
FILED AS OF DATE: 20200408
DATE AS OF CHANGE: 20200408
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Uppal Vikram S
CENTRAL INDEX KEY: 0001778259
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-56117
FILM NUMBER: 20782765
MAIL ADDRESS:
STREET 1: C/O TERRA INCOME FUND 6, INC.
STREET 2: 550 FIFTH AVENUE,6TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Terra Property Trust, Inc.
CENTRAL INDEX KEY: 0001674356
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 805 THIRD AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-754-5100
MAIL ADDRESS:
STREET 1: 805 THIRD AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
tm2011783-12_4.xml
FORM 4
X0306
4
2020-04-06
0
0001674356
Terra Property Trust, Inc.
NONE
0001778259
Uppal Vikram S
C/O TERRA PROPERTY TRUST, INC.
550 FIFTH AVENUE, 6TH FLOOR
NEW YORK
NY
10036
1
1
0
0
See Remarks
Common stock
2020-04-06
4
P
0
49427.63
A
49427.63
I
See FN
On April 6, 2020, Vikram Uppal purchased 22 units of limited liability company interest (the "Units") of Terra Secured Income Fund 5, LLC ("Terra Fund 5") for $400,000 in a secondary market transaction. The Units are held through Lakshmi 15 LLC, a family limited liability company over which Mr. Uppal exercises voting and investment control. The shares of common stock of Terra Property Trust, Inc. (the "Company") indicated on this report as being held indirectly by Mr. Uppal are held indirectly by Terra Fund 5 through a controlled subsidiary. Mr. Uppal is the Chief Executive Officer and Chief Investment Officer of Terra Fund Advisors, LLC, the manager of Terra Fund 5. Accordingly, Mr. Uppal disclaims beneficial ownership of the shares of common stock of the Company reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
Chief Executive Officer, Chief Investment Officer
/s/ Vikram S. Uppal, by Gregory M. Pinkus, his Attorney-in-fact
2020-04-08