0001760472-22-000002.txt : 20220125 0001760472-22-000002.hdr.sgml : 20220125 20220125100634 ACCESSION NUMBER: 0001760472-22-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220125 DATE AS OF CHANGE: 20220125 EFFECTIVENESS DATE: 20220125 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mosaic Family Wealth, LLC CENTRAL INDEX KEY: 0001674343 IRS NUMBER: 473192561 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17441 FILM NUMBER: 22551393 BUSINESS ADDRESS: STREET 1: 1401 SOUTH BRENTWOOD BOULEVARD STREET 2: SUITE 630 CITY: ST. LOUIS STATE: MO ZIP: 63144 BUSINESS PHONE: 314-627-5220 MAIL ADDRESS: STREET 1: 1401 SOUTH BRENTWOOD BOULEVARD STREET 2: SUITE 630 CITY: ST. LOUIS STATE: MO ZIP: 63144 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001674343 XXXXXXXX 12-31-2021 12-31-2021 Mosaic Family Wealth, LLC
1401 SOUTH BRENTWOOD BOULEVARD SUITE 630 ST. LOUIS MO 63144
13F HOLDINGS REPORT 028-17441 N
D. SCOTT HIGHMARK Chief Compliance Officer (314) 627-5220 D. SCOTT HIGHMARK ST. LOUIS MO 01-25-2022 0 179 384350 false
INFORMATION TABLE 2 13FMFWQ42021.xml 3M CO COM Stock 88579Y101 546 3073 SH SOLE 0 0 3073 ABBOTT LABS COM Stock 002824100 981 6971 SH SOLE 0 0 6971 ABBVIE INC COM Stock 00287Y109 830 6134 SH SOLE 0 0 6134 ACCENTURE PLC IRELAND SHS CLASS A Stock G1151C101 645 1557 SH SOLE 0 0 1557 ADVANCED MICRO DEVICES INC COM Stock 007903107 236 1643 SH SOLE 0 0 1643 ALPHABET INC CAP STK CL A Stock 02079K305 872 301 SH SOLE 0 0 301 ALPHABET INC CAP STK CL C Stock 02079K107 1881 650 SH SOLE 0 0 650 ALTRIA GROUP INC COM Stock 02209S103 220 4646 SH SOLE 0 0 4646 AMAZON COM INC COM Stock 023135106 2898 869 SH SOLE 0 0 869 AMEREN CORP COM Stock 023608102 892 10027 SH SOLE 0 0 10027 AMERICAN ELEC PWR CO INC COM Stock 025537101 206 2319 SH SOLE 0 0 2319 AMPIO PHARMACEUTICALS INC COM Stock 03209T109 6 11000 SH SOLE 0 0 11000 APPLE INC COM Stock 037833100 12791 72033 SH SOLE 0 0 72033 APPLIED MATLS INC COM Stock 038222105 1042 6620 SH SOLE 0 0 6620 ARTISAN PARTNERS ASSET MGMT IN CL A Stock 04316A108 340 7143 SH SOLE 0 0 7143 AT&T INC COM Stock 00206R102 691 28100 SH SOLE 0 0 28100 AUTOMATIC DATA PROCESSING INC COM Stock 053015103 327 1326 SH SOLE 0 0 1326 BERKSHIRE HATHAWAY INC DEL CL A Stock 084670108 451 1 SH SOLE 0 0 1 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 2267 7581 SH SOLE 0 0 7581 BK OF AMERICA CORP COM Stock 060505104 1772 39825 SH SOLE 0 0 39825 BLACKBERRY LTD COM Stock 09228F103 117 12560 SH SOLE 0 0 12560 BOEING CO COM Stock 097023105 698 3467 SH SOLE 0 0 3467 BRISTOL-MYERS SQUIBB CO COM Stock 110122108 355 5694 SH SOLE 0 0 5694 CALAMOS STRATEGIC TOTAL RETURN COM SH BEN INT CEF 128125101 331 17178 SH SOLE 0 0 17178 CASI PHARMACEUTICALS INC COM Stock 14757U109 14 17500 SH SOLE 0 0 17500 CENTENE CORP DEL COM Stock 15135B101 2876 34897 SH SOLE 0 0 34897 CHEVRON CORP NEW COM Stock 166764100 691 5893 SH SOLE 0 0 5893 CHURCH & DWIGHT CO INC COM Stock 171340102 340 3318 SH SOLE 0 0 3318 CISCO SYS INC COM Stock 17275R102 974 15378 SH SOLE 0 0 15378 CITIGROUP INC COM NEW Stock 172967424 389 6446 SH SOLE 0 0 6446 CME GROUP INC COM Stock 12572Q105 230 1005 SH SOLE 0 0 1005 COCA COLA CO COM Stock 191216100 626 10567 SH SOLE 0 0 10567 COLGATE PALMOLIVE CO COM Stock 194162103 233 2732 SH SOLE 0 0 2732 COMCAST CORP NEW CL A Stock 20030N101 320 6358 SH SOLE 0 0 6358 COSTCO WHSL CORP NEW COM Stock 22160K105 374 658 SH SOLE 0 0 658 DIMENSIONAL EMERGING CORE EQUITY MARKET ETF ETF 25434V302 296 10823 SH SOLE 0 0 10823 DIMENSIONAL INTERNATIONAL CORE EQUITY MARKET ETF ETF 25434V203 789 26666 SH SOLE 0 0 26666 DIMENSIONAL U.S. CORE EQUITY 2 ETF ETF 25434V708 257 8882 SH SOLE 0 0 8882 DIMENSIONAL U.S. TARGETED VALUE ETF ETF 25434V609 304 6401 SH SOLE 0 0 6401 DISNEY WALT CO COM Stock 254687106 523 3379 SH SOLE 0 0 3379 DUKE ENERGY CORP NEW COM NEW Stock 26441C204 303 2885 SH SOLE 0 0 2885 EDGEWELL PERS CARE CO COM Stock 28035Q102 209 4576 SH SOLE 0 0 4576 EMERSON ELEC CO COM Stock 291011104 1404 15098 SH SOLE 0 0 15098 ENBRIDGE INC COM Stock 29250N105 272 6972 SH SOLE 0 0 6972 ENERGY TRANSFER L P COM UT LTD PTN Stock 29273V100 230 27925 SH SOLE 0 0 27925 ENTERPRISE FINL SVCS CORP COM Stock 293712105 683 14500 SH SOLE 0 0 14500 ENTERPRISE PRODS PARTNERS L P COM Stock 293792107 836 38061 SH SOLE 0 0 38061 EXXON MOBIL CORP COM Stock 30231G102 239 3910 SH SOLE 0 0 3910 FIDELITY NATL INFORMATION SVCS COM Stock 31620M106 468 4286 SH SOLE 0 0 4286 FIRST FINL CORP IND COM Stock 320218100 318 7016 SH SOLE 0 0 7016 FLAHERTY & CRUMRINE PFD INCOME COM CEF 33848E106 150 11761 SH SOLE 0 0 11761 FREEPORT-MCMORAN INC CL B Stock 35671D857 2012 48222 SH SOLE 0 0 48222 GENERAL DYNAMICS CORP COM Stock 369550108 329 1576 SH SOLE 0 0 1576 GUGGENHEIM STRATEGIC OPPORTUN COM SBI CEF 40167F101 2570 140282 SH SOLE 0 0 140282 HANCOCK JOHN PREM DIVID FD COM SH BEN INT CEF 41013T105 487 29161 SH SOLE 0 0 29161 HEWLETT PACKARD ENTERPRISE CO COM Stock 42824C109 793 50300 SH SOLE 0 0 50300 HOME DEPOT INC COM Stock 437076102 617 1487 SH SOLE 0 0 1487 HP INC COM Stock 40434L105 1695 45000 SH SOLE 0 0 45000 ILLINOIS TOOL WKS INC COM Stock 452308109 207 838 SH SOLE 0 0 838 INTEL CORP COM Stock 458140100 524 10170 SH SOLE 0 0 10170 INTERNATIONAL BUSINESS MACHS COM Stock 459200101 210 1568 SH SOLE 0 0 1568 INVESCO DYNAMIC MARKET ETF ETF 46137V712 247 1966 SH SOLE 0 0 1966 INVESCO QQQ TRUST ETF 46090E103 461 1158 SH SOLE 0 0 1158 INVESCO S&P 500 EQUAL WEIGHT ETF ETF 46137V357 828 5090 SH SOLE 0 0 5090 ISHARES CORE HIGH DIVIDEND ETF ETF 46429B663 1338 13252 SH SOLE 0 0 13252 ISHARES CORE MSCI EAFE ETF ETF 46432F842 272 3646 SH SOLE 0 0 3646 ISHARES CORE MSCI EMERGING MARKETS ETF ETF 46434G103 238 3968 SH SOLE 0 0 3968 ISHARES CORE S&P 500 ETF ETF 464287200 925 1940 SH SOLE 0 0 1940 ISHARES GOLD TRUST ETF 464285204 253 7270 SH SOLE 0 0 7270 ISHARES MSCI EAFE ETF ETF 464287465 3581 45518 SH SOLE 0 0 45518 ISHARES MSCI EAFE MIN VOL FACTOR ETF ETF 46429B689 1366 17793 SH SOLE 0 0 17793 ISHARES MSCI EMERGING MARKETS ETF ETF 464287234 286 5855 SH SOLE 0 0 5855 ISHARES MSCI EMERGING MARKETS MIN VOL FACTOR ETF ETF 464286533 617 9827 SH SOLE 0 0 9827 ISHARES MSCI USA MIN VOL FACTOR ETF ETF 46429B697 3264 40341 SH SOLE 0 0 40341 ISHARES MSCI USA MOMENTUM FACTOR ETF ETF 46432F396 811 4461 SH SOLE 0 0 4461 ISHARES MSCI USA QUALITY FACTOR ETF ETF 46432F339 1303 8951 SH SOLE 0 0 8951 ISHARES MSCI USA SMALL-CAP MIN VOL FACTOR ETF ETF 46435G433 958 24512 SH SOLE 0 0 24512 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 4001 13094 SH SOLE 0 0 13094 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 2863 17052 SH SOLE 0 0 17052 ISHARES RUSSELL 2000 GROWTH ETF ETF 464287648 471 1608 SH SOLE 0 0 1608 ISHARES RUSSELL 2000 VALUE ETF ETF 464287630 693 4172 SH SOLE 0 0 4172 ISHARES RUSSELL MID-CAP GROWTH ETF ETF 464287481 615 5334 SH SOLE 0 0 5334 ISHARES RUSSELL MID-CAP VALUE ETF ETF 464287473 733 5990 SH SOLE 0 0 5990 ISHARES S&P MID-CAP 400 GROWTH ETF ETF 464287606 527 6176 SH SOLE 0 0 6176 ISHARES S&P MIDCAP FUND ETF 464287507 384 1355 SH SOLE 0 0 1355 ISHARES S&P SMALL-CAP 600 GROWTH ETF ETF 464287887 291 2095 SH SOLE 0 0 2095 ISHARES S&P SMALL-CAP 600 VALUE ETF ETF 464287879 259 2481 SH SOLE 0 0 2481 ISHARES S&P SMALL-CAP FUND ETF 464287804 391 3415 SH SOLE 0 0 3415 ISHARES SELECT DIVIDEND ETF ETF 464287168 2090 17046 SH SOLE 0 0 17046 ISHARES TIPS BOND ETF ETF 464287176 488 3780 SH SOLE 0 0 3780 JOHNSON & JOHNSON COM Stock 478160104 1552 9073 SH SOLE 0 0 9073 JPMORGAN CHASE & CO COM Stock 46625H100 751 4741 SH SOLE 0 0 4741 KAYNE ANDERSON ENERGY INFRSTR COM CEF 486606106 178 22805 SH SOLE 0 0 22805 LINDE PLC SHS Stock G5494J103 240 693 SH SOLE 0 0 693 LOCKHEED MARTIN CORP COM Stock 539830109 344 968 SH SOLE 0 0 968 LOWES COS INC COM Stock 548661107 962 3721 SH SOLE 0 0 3721 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP Stock 559080106 781 16825 SH SOLE 0 0 16825 MASTERCARD INCORPORATED CL A Stock 57636Q104 829 2307 SH SOLE 0 0 2307 MCDONALDS CORP COM Stock 580135101 1764 6579 SH SOLE 0 0 6579 MEDTRONIC PLC SHS Stock G5960L103 343 3313 SH SOLE 0 0 3313 META PLATFORMS INC CL A Stock 30303M102 535 1591 SH SOLE 0 0 1591 MFS MULTIMARKET INCOME TR SH BEN INT CEF 552737108 1369 214309 SH SOLE 0 0 214309 MICRON TECHNOLOGY INC COM Stock 595112103 1320 14176 SH SOLE 0 0 14176 MICROSOFT CORP COM Stock 594918104 2973 8840 SH SOLE 0 0 8840 MONDELEZ INTL INC CL A Stock 609207105 273 4110 SH SOLE 0 0 4110 MORGAN STANLEY COM NEW Stock 617446448 472 4810 SH SOLE 0 0 4810 NETFLIX INC COM Stock 64110L106 200 332 SH SOLE 0 0 332 NEXTERA ENERGY INC COM Stock 65339F101 2074 22214 SH SOLE 0 0 22214 NIKE INC CL B Stock 654106103 6146 36875 SH SOLE 0 0 36875 NORTHROP GRUMMAN CORP COM Stock 666807102 218 563 SH SOLE 0 0 563 NOVARTIS AG SPONSORED ADR ADR 66987V109 219 2504 SH SOLE 0 0 2504 NUVEEN PFD & INCOME OPPORTUNIT COM CEF 67073B106 848 86890 SH SOLE 0 0 86890 NVIDIA CORPORATION COM Stock 67066G104 602 2048 SH SOLE 0 0 2048 ONEOK INC NEW COM Stock 682680103 269 4571 SH SOLE 0 0 4571 OPEN TEXT CORP COM Stock 683715106 243 5117 SH SOLE 0 0 5117 ORACLE CORP COM Stock 68389X105 286 3278 SH SOLE 0 0 3278 PAYCHEX INC COM Stock 704326107 207 1515 SH SOLE 0 0 1515 PEPSICO INC COM Stock 713448108 1533 8824 SH SOLE 0 0 8824 PFIZER INC COM Stock 717081103 1588 26895 SH SOLE 0 0 26895 PHILLIPS 66 COM Stock 718546104 217 2993 SH SOLE 0 0 2993 PROCTER AND GAMBLE CO COM Stock 742718109 1210 7395 SH SOLE 0 0 7395 RAYTHEON TECHNOLOGIES CORP COM Stock 75513E101 448 5207 SH SOLE 0 0 5207 REALTY INCOME CORP COM REIT 756109104 1338 18696 SH SOLE 0 0 18696 ROCKWELL AUTOMATION INC COM Stock 773903109 272 780 SH SOLE 0 0 780 SAREPTA THERAPEUTICS INC COM Stock 803607100 294 3269 SH SOLE 0 0 3269 SCHWAB U.S. LARGE-CAP ETF ETF 808524201 4181 36729 SH SOLE 0 0 36729 SOUTHERN CO COM Stock 842587107 482 7031 SH SOLE 0 0 7031 SPDR PORTFOLIO S&P 500 GROWTH ETF ETF 78464A409 925 12759 SH SOLE 0 0 12759 SPDR S&P 500 ETF Call 78462F903 475 1000 SH SOLE 0 0 1000 SPDR S&P 500 ETF Put 78462F953 855 1800 SH SOLE 0 0 1800 SPDR S&P 500 ETF ETF 78462F103 2184 4598 SH SOLE 0 0 4598 SPDR S&P 600 SMALL CAP GROWTH ETF ETF 78464A201 955 10289 SH SOLE 0 0 10289 SPIRE INC COM Stock 84857L101 309 4735 SH SOLE 0 0 4735 STARBUCKS CORP COM Stock 855244109 468 4003 SH SOLE 0 0 4003 STIFEL FINL CORP COM Stock 860630102 1124 15964 SH SOLE 0 0 15964 TESLA INC COM Stock 88160R101 2312 2188 SH SOLE 0 0 2188 TEXAS INSTRS INC COM Stock 882508104 313 1659 SH SOLE 0 0 1659 UNION PAC CORP COM Stock 907818108 775 3075 SH SOLE 0 0 3075 UNITEDHEALTH GROUP INC COM Stock 91324P102 660 1315 SH SOLE 0 0 1315 US BANCORP DEL COM NEW Stock 902973304 1073 19106 SH SOLE 0 0 19106 VANGUARD DIVIDEND APPRECIATION INDEX FUND ETF 921908844 677 3940 SH SOLE 0 0 3940 VANGUARD FINANCIALS INDEX FUND ETF 92204A405 246 2552 SH SOLE 0 0 2552 VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 11237 220065 SH SOLE 0 0 220065 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 6195 125252 SH SOLE 0 0 125252 VANGUARD GROWTH INDEX FUND ETF 922908736 85599 266746 SH SOLE 0 0 266746 VANGUARD HIGH DIVIDEND YIELD ETF ETF 921946406 789 7042 SH SOLE 0 0 7042 VANGUARD INTERMEDIATE-TERM BOND INDEX FUND ETF 921937819 225 2572 SH SOLE 0 0 2572 VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF ETF 92206C870 1007 10857 SH SOLE 0 0 10857 VANGUARD LARGE-CAP INDEX FUND ETF 922908637 3741 16926 SH SOLE 0 0 16926 VANGUARD MEGA CAP ETF ETF 921910873 533 3173 SH SOLE 0 0 3173 VANGUARD MID-CAP GROWTH INDEX FUND ETF 922908538 6640 26080 SH SOLE 0 0 26080 VANGUARD MID-CAP INDEX FUND ETF 922908629 1737 6816 SH SOLE 0 0 6816 VANGUARD MID-CAP VALUE INDEX FUND ETF 922908512 6008 39963 SH SOLE 0 0 39963 VANGUARD MORTGAGE-BACKED SECURITIES ETF ETF 92206C771 200 3777 SH SOLE 0 0 3777 VANGUARD REAL ESTATE ETF ETF 922908553 1907 16436 SH SOLE 0 0 16436 VANGUARD RUSSELL 2000 ETF ETF 92206C664 636 7083 SH SOLE 0 0 7083 VANGUARD S&P 500 ETF ETF 922908363 458 1048 SH SOLE 0 0 1048 VANGUARD SHORT-TERM BOND INDEX FUND ETF 921937827 2341 28961 SH SOLE 0 0 28961 VANGUARD SHORT-TERM GOVERNMENT BOND ETF ETF 92206C102 848 13943 SH SOLE 0 0 13943 VANGUARD SMALL-CAP GROWTH INDEX FUND ETF 922908595 23122 82054 SH SOLE 0 0 82054 VANGUARD SMALL-CAP INDEX FUND ETF 922908751 1213 5369 SH SOLE 0 0 5369 VANGUARD SMALL-CAP VALUE INDEX FUND ETF 922908611 5548 31019 SH SOLE 0 0 31019 VANGUARD TOTAL BOND MARKET INDEX FUND ETF 921937835 3231 38127 SH SOLE 0 0 38127 VANGUARD TOTAL STOCK MARKET INDEX FUND ETF 922908769 1479 6127 SH SOLE 0 0 6127 VANGUARD TOTAL WORLD STOCK INDEX FUND ETF 922042742 228 2121 SH SOLE 0 0 2121 VANGUARD U.S. LIQUIDITY FACTOR ETF ETF 921935300 987 8589 SH SOLE 0 0 8589 VANGUARD U.S. MOMENTUM FACTOR ETF ETF 921935508 908 6820 SH SOLE 0 0 6820 VANGUARD U.S. QUALITY FACTOR ETF ETF 921935706 985 7801 SH SOLE 0 0 7801 VANGUARD U.S. VALUE FACTOR ETF ETF 921935805 1017 9674 SH SOLE 0 0 9674 VANGUARD VALUE INDEX FUND ETF 922908744 25964 176492 SH SOLE 0 0 176492 VERIZON COMMUNICATIONS INC COM Stock 92343V104 459 8843 SH SOLE 0 0 8843 VISA INC COM CL A Stock 92826C839 327 1511 SH SOLE 0 0 1511 WALMART INC COM Stock 931142103 916 6333 SH SOLE 0 0 6333 WELLS FARGO CO NEW COM Stock 949746101 270 5633 SH SOLE 0 0 5633 WELLTOWER INC COM REIT 95040Q104 300 3500 SH SOLE 0 0 3500 WESTERN ASSET MANAGED MUNS FD COM CEF 95766M105 1111 84974 SH SOLE 0 0 84974 WILLIAMS COS INC COM Stock 969457100 232 8899 SH SOLE 0 0 8899 X-TRACKERS MSCI EAFE HEDGED EQUITY ETF ETF 233051200 48590 1237322 SH SOLE 0 0 1237322 XCEL ENERGY INC COM Stock 98389B100 709 10479 SH SOLE 0 0 10479