CHIEF COMPLIANCE OFFICER

0001674343-19-000004.txt : 20191024 0001674343-19-000004.hdr.sgml : 20191024 20191024075144 ACCESSION NUMBER: 0001674343-19-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191024 DATE AS OF CHANGE: 20191024 EFFECTIVENESS DATE: 20191024 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mosaic Family Wealth, LLC CENTRAL INDEX KEY: 0001674343 IRS NUMBER: 473192561 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17441 FILM NUMBER: 191164846 BUSINESS ADDRESS: STREET 1: 1401 SOUTH BRENTWOOD BOULEVARD STREET 2: SUITE 630 CITY: ST. LOUIS STATE: MO ZIP: 63144 BUSINESS PHONE: 314-627-5220 MAIL ADDRESS: STREET 1: 1401 SOUTH BRENTWOOD BOULEVARD STREET 2: SUITE 630 CITY: ST. LOUIS STATE: MO ZIP: 63144 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001674343 XXXXXXXX 09-30-2019 09-30-2019 Mosaic Family Wealth, LLC

1401 SOUTH BRENTWOOD BOULEVARD SUITE 630 ST. LOUIS MO 63144

13F HOLDINGS REPORT 028-17441 N Duncan (Scott) Highmark CHIEF COMPLIANCE OFFICER (314) 627-5232 Duncan (Scott) Highmark St louis MO 10-24-2019 0 168 242474 false INFORMATION TABLE 2 13MFWQ32019.xml GLOBAL CORD BLOOD CORPORATION SHS Stock G39342103 59 12275 SH SOLE 0 0 12275 AURORA CANNABIS INC COM Stock 05156X108 71 16197 SH SOLE 0 0 16197 CLEARBRIDGE ENERGY MIDSTRM OPP COM CEF 18469P100 107 12270 SH SOLE 0 0 12270 ALERIAN MLP ETF ETF 00162Q866 123 13419 SH SOLE 0 0 13419 ENLINK MIDSTREAM LLC COM UNIT REP LTD Stock 29336T100 136 16074 SH SOLE 0 0 16074 FLAHERTY & CRUMRIN PFD & INM O COM CEF 33848E106 179 14654 SH SOLE 0 0 14654 CALAMOS STRATEGIC TOTL RETN FD COM SH BEN INT CEF 128125101 185 14524 SH SOLE 0 0 14524 PAYCHEX INC COM Stock 704326107 202 2445 SH SOLE 564 0 1880 ILLINOIS TOOL WKS INC COM Stock 452308109 203 1300 SH SOLE 302 0 998 AIR PRODS & CHEMS INC COM Stock 009158106 204 919 SH SOLE 245 0 674 SAREPTA THERAPEUTICS INC COM Stock 803607100 207 2750 SH SOLE 0 0 2750 PPG INDS INC COM Stock 693506107 209 1766 SH SOLE 368 0 1398 CME GROUP INC COM Stock 12572Q105 211 1000 SH SOLE 1000 0 0 ISHARES RUSSELL TOP 200 VALUE ETF ETF 464289420 211 3858 SH SOLE 3858 0 0 BOOKING HLDGS INC COM Stock 09857L108 214 109 SH SOLE 100 0 9 iShares Edge MSCI USA Value Factor ETF ETF 46432F388 214 2612 SH SOLE 848 0 1764 INTERNATIONAL BUSINESS MACHS COM Stock 459200101 220 1512 SH SOLE 0 0 1511 ISHARES EDGE MSCI MULTIFACTOR USA ETF ETF 46434V282 221 6935 SH SOLE 2424 0 4511 VANGUARD INTERMEDIATE-TERM BOND INDEX FUND ETF 921937819 221 2516 SH SOLE 0 0 2516 PAYPAL HLDGS INC COM Stock 70450Y103 224 2163 SH SOLE 0 0 2163 MONDELEZ INTL INC CL A Stock 609207105 226 4077 SH SOLE 225 0 3852 NORTHWEST NAT HLDG CO COM Stock 66765N105 228 3189 SH SOLE 0 0 3189 ISHARES MSCI EMERGING MARKETS ETF ETF 464287234 230 5631 SH SOLE 0 0 5631 ISHARES EDGE MSCI MULTIFACTOR EMERGING MARKETS ETF ETF 46434G889 230 5614 SH SOLE 1847 0 3767 LINDE PLC SHS Stock G5494J103 231 1193 SH SOLE 488 0 705 VANGUARD RUSSELL 2000 ETF ETF 92206C664 232 1908 SH SOLE 1908 0 0 BANK AMER CORP COM Stock 060505104 234 8018 SH SOLE 0 0 8017 CIGNA CORP NEW COM Stock 125523100 238 1571 SH SOLE 0 0 1571 STRYKER CORP COM Stock 863667101 243 1125 SH SOLE 233 0 892 CHURCH & DWIGHT INC COM Stock 171340102 250 3318 SH SOLE 0 0 3318 VANGUARD RUSSELL 3000 ETF ETF 92206C599 254 1880 SH SOLE 1880 0 0 NOVARTIS A G SPONSORED ADR ADR 66987V109 254 2925 SH SOLE 868 0 2057 DUKE ENERGY CORP NEW COM NEW Stock 26441C204 256 2671 SH SOLE 0 0 2671 CHUBB LIMITED COM Stock H1467J104 257 1594 SH SOLE 449 0 1145 SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETF ETF 78468R622 259 2382 SH SOLE 68 0 2313 THE CHARLES SCHWAB CORPORATION COM Stock 808513105 259 6185 SH SOLE 948 0 5236 MPLX LP COM UNIT REP LTD Stock 55336V100 263 9422 SH SOLE 0 0 9421 AUTOMATIC DATA PROCESSING INC COM Stock 053015103 265 1642 SH SOLE 0 0 1641 ISHARES S&P SMALL-CAP 600 VALUE ETF ETF 464287879 270 1801 SH SOLE 0 0 1800 TEXAS INSTRS INC COM Stock 882508104 271 2099 SH SOLE 379 0 1720 VANGUARD INFORMATION TECHNOLOGY INDEX FUND ETF 92204A702 272 1263 SH SOLE 1114 0 149 SPDR PORTFOLIO S&P 500 GROWTH ETF ETF 78464A409 275 7072 SH SOLE 1185 0 5887 ISHARES S&P 500 GROWTH ETF ETF 464287309 284 1577 SH SOLE 0 0 1577 ISHARES S&P MIDCAP FUND ETF 464287507 290 1500 SH SOLE 0 0 1500 ISHARES RUSSELL 2000 GROWTH ETF ETF 464287648 296 1535 SH SOLE 0 0 1535 UNITEDHEALTH GROUP INC COM Stock 91324P102 296 1361 SH SOLE 138 0 1223 ENBRIDGE INC COM Stock 29250N105 297 8474 SH SOLE 0 0 8474 WELLS FARGO CO NEW COM Stock 949746101 298 5900 SH SOLE 0 0 5899 PLAINS ALL AMERN PIPELINE L P UNIT LTD PARTN Stock 726503105 299 14394 SH SOLE 0 0 14393 SPIRE INC COM Stock 84857L101 308 3525 SH SOLE 0 0 3525 BERKSHIRE HATHAWAY INC DEL CL A Stock 084670108 312 1 SH SOLE 0 0 1 BRISTOL MYERS SQUIBB CO COM Stock 110122108 314 6198 SH SOLE 0 0 6198 VANGUARD SMALL-CAP INDEX FUND ETF 922908751 317 2060 SH SOLE 0 0 2060 DANAHER CORPORATION COM Stock 235851102 319 2209 SH SOLE 261 0 1948 BUCKEYE PARTNERS L P UNIT LTD PARTN Stock 118230101 326 7934 SH SOLE 0 0 7934 VANGUARD MEGA CAP ETF ETF 921910873 327 3173 SH SOLE 3173 0 0 GENERAL DYNAMICS CORP COM Stock 369550108 330 1805 SH SOLE 198 0 1607 AMERICAN ELEC PWR CO INC COM Stock 025537101 332 3545 SH SOLE 0 0 3545 WALGREENS BOOTS ALLIANCE INC COM Stock 931427108 338 6109 SH SOLE 0 0 6109 AMERICAN EXPRESS CO COM Stock 025816109 339 2868 SH SOLE 384 0 2484 ISHARES S&P MID-CAP 400 GROWTH ETF ETF 464287606 346 1544 SH SOLE 1483 0 61 PHILLIPS 66 COM Stock 718546104 353 3449 SH SOLE 0 0 3448 COLGATE PALMOLIVE CO COM Stock 194162103 355 4833 SH SOLE 1373 0 3459 AMERICAN TOWER CORP NEW COM REIT 03027X100 358 1620 SH SOLE 107 0 1513 ISHARES RUSSELL 2000 ETF ETF 464287655 360 2378 SH SOLE 0 0 2377 WESTERN MIDSTREAM PARTNERS LP COM UNIT LP INT Stock 958669103 366 14739 SH SOLE 0 0 14739 LOCKHEED MARTIN CORP COM Stock 539830109 367 940 SH SOLE 232 0 708 ISHARES EDGE MSCI MIN VOL EMERGING MARKETS ETF ETF 464286533 374 6544 SH SOLE 1976 0 4568 COMCAST CORP NEW CL A Stock 20030N101 384 8508 SH SOLE 938 0 7570 ACCENTURE PLC IRELAND SHS CLASS A Stock G1151C101 385 2003 SH SOLE 662 0 1341 SPDR S&P 500 ETF ETF 78462F103 388 1308 SH SOLE 614 0 694 INTERCONTINENTAL EXCHANGE INC COM Stock 45866F104 394 4269 SH SOLE 1324 0 2945 STARBUCKS CORP COM Stock 855244109 398 4501 SH SOLE 879 0 3621 VANGUARD S&P 500 ETF ETF 922908363 403 1477 SH SOLE 1130 0 347 ISHARES RUSSELL 2000 VALUE ETF ETF 464287630 409 3427 SH SOLE 0 0 3427 HANCOCK JOHN PREMUIM DIV FD COM SH BEN INT CEF 41013T105 414 22850 SH SOLE 0 0 22850 JPMORGAN CHASE & CO COM Stock 46625H100 416 3538 SH SOLE 210 0 3328 ALPHABET INC CAP STK CL A Stock 02079K305 429 351 SH SOLE 26 0 325 3M CO COM Stock 88579Y101 439 2671 SH SOLE 306 0 2365 WILLIAMS COS INC DEL COM Stock 969457100 446 18542 SH SOLE 0 0 18542 DISNEY WALT CO COM DISNEY Stock 254687106 456 3496 SH SOLE 263 0 3232 ISHARES EDGE MSCI MULTIFACTOR INTL ETF ETF 46434V274 459 18001 SH SOLE 5828 0 12173 VERIZON COMMUNICATIONS INC COM Stock 92343V104 465 7701 SH SOLE 0 0 7701 COCA COLA CO COM Stock 191216100 477 8768 SH SOLE 487 0 8280 ABBVIE INC COM Stock 00287Y109 484 6401 SH SOLE 0 0 6400 ISHARES TIPS BOND ETF ETF 464287176 485 4168 SH SOLE 0 0 4168 ISHARES RUSSELL MID-CAP GROWTH ETF ETF 464287481 487 3447 SH SOLE 300 0 3146 STIFEL FINL CORP COM Stock 860630102 496 8643 SH SOLE 2000 0 6643 VANGUARD HIGH DIVIDEND YIELD ETF ETF 921946406 508 5722 SH SOLE 2070 0 3652 ABBOTT LABS COM Stock 002824100 510 6108 SH SOLE 0 0 6107 NUVEEN PFD & INCM OPPORTNYS FD COM CEF 67073B106 512 50957 SH SOLE 0 0 50957 CENTENE CORP DEL COM Stock 15135B101 514 11886 SH SOLE 0 0 11886 UNION PACIFIC CORP COM Stock 907818108 527 3256 SH SOLE 289 0 2967 LOWES COS INC COM Stock 548661107 551 5013 SH SOLE 242 0 4770 TARGA RES CORP COM Stock 87612G101 564 14074 SH SOLE 0 0 14074 MFS MULTIMARKET INCOME TR SH BEN INT CEF 552737108 566 95847 SH SOLE 26392 0 69454 ISHARES EDGE MSCI MIN VOL USA SMALL-CAP ETF ETF 46435G433 575 16754 SH SOLE 5374 0 11380 HOME DEPOT INC COM Stock 437076102 577 2489 SH SOLE 758 0 1731 REALTY INCOME CORP COM REIT 756109104 579 7556 SH SOLE 0 0 7555 SOUTHERN CO COM Stock 842587107 585 9475 SH SOLE 855 0 8619 ISHARES CORE MSCI EMERGING MARKETS ETF ETF 46434G103 591 12063 SH SOLE 5340 0 6723 ADAMAS PHARMACEUTICALS INC COM Stock 00548A106 609 91314 SH SOLE 0 0 91314 MEDTRONIC PLC SHS Stock G5960L103 618 5688 SH SOLE 1019 0 4668 INTEL CORP COM Stock 458140100 623 12088 SH SOLE 862 0 11226 ISHARES RUSSELL MID-CAP VALUE ETF ETF 464287473 625 6965 SH SOLE 21 0 6944 KAYNE ANDERSN MLP MIDS INVT CO COM CEF 486606106 626 43293 SH SOLE 0 0 43292 AMEREN CORP COM Stock 023608102 629 7858 SH SOLE 171 0 7686 FIDELITY NATL INFORMATION SVCS COM Stock 31620M106 651 4907 SH SOLE 377 0 4530 CISCO SYS INC COM Stock 17275R102 664 13449 SH SOLE 0 0 13449 EXXON MOBIL CORP COM Stock 30231G102 674 9530 SH SOLE 1313 0 8217 FACEBOOK INC CL A Stock 30303M102 681 3824 SH SOLE 158 0 3666 XCEL ENERGY INC COM Stock 98389B100 682 10517 SH SOLE 0 0 10517 ENERGY TRANSFER LP COM UT LTD PTN Stock 29273V100 716 54749 SH SOLE 0 0 54748 ISHARES CORE MSCI EAFE ETF ETF 46432F842 727 11904 SH SOLE 8034 0 3869 ISHARES S&P SMALL-CAP FUND ETF 464287804 739 9495 SH SOLE 3250 0 6245 ONEOK INC NEW COM Stock 682680103 741 10061 SH SOLE 0 0 10060 UNITED TECHNOLOGIES CORP COM Stock 913017109 741 5431 SH SOLE 703 0 4727 VANGUARD DIVIDEND APPRECIATION INDEX FUND ETF 921908844 746 6240 SH SOLE 2605 0 3635 ALPHABET INC CAP STK CL C Stock 02079K107 752 617 SH SOLE 0 0 617 ISHARES EDGE MSCI USA MOMENTUM FACTOR ETF ETF 46432F396 764 6408 SH SOLE 2030 0 4377 VISA INC COM CL A Stock 92826C839 784 4560 SH SOLE 235 0 4325 ISHARES EDGE MSCI MIN VOL EAFE ETF ETF 46429B689 850 11604 SH SOLE 3616 0 7988 BOEING CO COM Stock 097023105 856 2251 SH SOLE 200 0 2050 WALMART INC COM Stock 931142103 856 7211 SH SOLE 0 0 7211 MASTERCARD INC CL A Stock 57636Q104 873 3215 SH SOLE 184 0 3030 INVESCO S&P 500 EQUAL WEIGHT ETF ETF 46137V357 940 8698 SH SOLE 0 0 8697 CHEVRON CORP NEW COM Stock 166764100 954 8047 SH SOLE 608 0 7438 WESTERN ASST MNGD MUN FD INC COM CEF 95766M105 985 71621 SH SOLE 0 0 71621 ISHARES CORE S&P 500 ETF ETF 464287200 1009 3380 SH SOLE 0 0 3380 ISHARES CORE HIGH DIVIDEND ETF ETF 46429B663 1030 10940 SH SOLE 5231 0 5708 EMERSON ELEC CO COM Stock 291011104 1048 15675 SH SOLE 0 0 15675 PFIZER INC COM Stock 717081103 1048 29141 SH SOLE 1021 0 28120 VANGUARD TOTAL STOCK MARKET INDEX FUND ETF 922908769 1049 6945 SH SOLE 1320 0 5624 VANGUARD SHORT-TERM BOND INDEX FUND ETF 921937827 1096 13562 SH SOLE 0 0 13561 AMAZON COM INC COM Stock 023135106 1118 644 SH SOLE 116 0 528 US BANCORP DEL COM NEW Stock 902973304 1121 20263 SH SOLE 0 0 20263 ISHARES EDGE MSCI USA QUALITY FACTOR ETF ETF 46432F339 1126 12187 SH SOLE 3233 0 8953 AT&T INC COM Stock 00206R102 1225 32411 SH SOLE 200 0 32210 JOHNSON & JOHNSON COM Stock 478160104 1246 9627 SH SOLE 246 0 9381 NEXTERA ENERGY INC COM Stock 65339F101 1281 5499 SH SOLE 361 0 5138 PEPSICO INC COM Stock 713448108 1305 9518 SH SOLE 444 0 9073 PROCTER & GAMBLE CO COM Stock 742718109 1310 10525 SH SOLE 502 0 10023 MICROSOFT CORP COM Stock 594918104 1389 9992 SH SOLE 1088 0 8904 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 1494 7182 SH SOLE 350 0 6832 MCDONALDS CORP COM Stock 580135101 1542 7184 SH SOLE 659 0 6524 GUGGENHEIM STRATEGIC OPP FD COM SBI CEF 40167F101 1561 80721 SH SOLE 7716 0 73005 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP Stock 559080106 1562 23563 SH SOLE 0 0 23563 VANGUARD TOTAL BOND MARKET INDEX FUND ETF 921937835 1586 18790 SH SOLE 1570 0 17219 VANGUARD LARGE-CAP INDEX FUND ETF 922908637 1609 11799 SH SOLE 5294 0 6505 ENTERPRISE PRODS PARTNERS L P COM Stock 293792107 1625 56831 SH SOLE 0 0 56831 VANGUARD MID-CAP INDEX FUND ETF 922908629 1677 10004 SH SOLE 4554 0 5450 VANGUARD REAL ESTATE ETF ETF 922908553 1820 19519 SH SOLE 563 0 18955 ISHARES SELECT DIVIDEND ETF ETF 464287168 2035 19957 SH SOLE 0 0 19956 VANGUARD MID-CAP VALUE INDEX FUND ETF 922908512 2306 20407 SH SOLE 0 0 20406 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 2326 18136 SH SOLE 0 0 18135 VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 2511 61119 SH SOLE 2550 0 58568 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 2541 15924 SH SOLE 0 0 15923 ISHARES EDGE MSCI MIN VOL USA ETF ETF 46429B697 2577 40196 SH SOLE 17969 0 22227 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 2720 67562 SH SOLE 1974 0 65588 NIKE INC CL B Stock 654106103 3355 35727 SH SOLE 522 0 35204 VANGUARD SMALL-CAP VALUE INDEX FUND ETF 922908611 3384 26261 SH SOLE 62 0 26198 ISHARES MSCI EAFE ETF ETF 464287465 4090 62721 SH SOLE 2492 0 60228 APPLE INC COM Stock 037833100 4626 20655 SH SOLE 732 0 19923 VANGUARD MID-CAP GROWTH INDEX FUND ETF 922908538 9870 66639 SH SOLE 4153 0 62486 VANGUARD VALUE INDEX FUND ETF 922908744 12827 114916 SH SOLE 6601 0 108314 VANGUARD SMALL-CAP GROWTH INDEX FUND ETF 922908595 15466 84961 SH SOLE 5429 0 79531 X-TRACKERS MSCI EAFE HEDGED EQUITY ETF ETF 233051200 36807 1138139 SH SOLE 78356 0 1059782 VANGUARD GROWTH INDEX FUND ETF 922908736 49558 298040 SH SOLE 23884 0 274155