0001674335-21-000113.txt : 20211215 0001674335-21-000113.hdr.sgml : 20211215 20211215163652 ACCESSION NUMBER: 0001674335-21-000113 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211213 FILED AS OF DATE: 20211215 DATE AS OF CHANGE: 20211215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wendt Roderick CENTRAL INDEX KEY: 0001695332 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38000 FILM NUMBER: 211494626 MAIL ADDRESS: STREET 1: JELD-WEN HOLDING, INC. STREET 2: 440 S. CHURCH STREET, SUITE 400 CITY: CHARLOTTE STATE: NC ZIP: 28202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JELD-WEN Holding, Inc. CENTRAL INDEX KEY: 0001674335 STANDARD INDUSTRIAL CLASSIFICATION: MILLWOOD, VENEER, PLYWOOD & STRUCTURAL WOOD MEMBERS [2430] IRS NUMBER: 931273278 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2645 SILVER CRESCENT DRIVE CITY: CHARLOTTE STATE: NC ZIP: 28273 BUSINESS PHONE: 704-378-5700 MAIL ADDRESS: STREET 1: 2645 SILVER CRESCENT DRIVE CITY: CHARLOTTE STATE: NC ZIP: 28273 4 1 wf-form4_163960419877250.xml FORM 4 X0306 4 2021-12-13 0 0001674335 JELD-WEN Holding, Inc. JELD 0001695332 Wendt Roderick C/O JELD-WEN HOLDING, INC. 2645 SILVER CRESCENT DRIVE CHARLOTTE NC 28273 1 0 0 1 Vice Chairman Common Stock 2021-12-13 4 M 0 99198 12.47 A 3493532 I See footnotes Common Stock 2021-12-13 4 M 0 42471 21.77 A 3536003 I See footnotes Common Stock 2021-12-13 4 S 0 106400 25.29 D 3429603 I See footnotes Common Stock Option (Right to Buy) 12.47 2021-12-13 4 M 0 99198 0 D 2021-12-20 Common Stock 99198.0 0 D Common Stock Option (Right to Buy) 21.77 2021-12-13 4 M 0 42471 0 D 2021-12-20 Common Stock 42471.0 0 D Includes (i) 22,352 shares of common stock held through the Company's ESOP; (ii) 8,767 shares of common stock held through the Company's KSOP; (iii) 253,121 shares of common stock held through the Wendt Family Foundation; (iv) 2,806,485 shares of common stock held through The Richard Lester Wendt Revocable Living Trust; (v) 339,559 shares of common stock held through the RC Wendt Revocable Trust; and (vi) 26,400 shares of common stock held through the Roderick Wendt GST Trust. The reporting person is one of nine trustees of the Wendt Family Foundation. The reporting person is one of three trustees, each of whom are members of the reporting person's immediate family, of The Richard Lester Wendt Revocable Living Trust. The reporting person is the sole trustee of the RC Wendt Revocable Trust and the Roderick Wendt GST Trust. The reporting person has or shares voting and investment control of shares held by the Wendt Family Foundation, The Richard Lester Wendt Revocable Living Trust, the RC Wendt Revocable Trust and the Roderick Wendt GST Trust, and therefore may be deemed to have beneficial ownership of such shares. The reporting person is also the beneficiary of the RC Wendt Revocable Trust. The reporting person, as trustee and beneficiary of the RC Wendt Revocable Trust, has pledged 220,000 shares of common stock in the name of People's Bank to secure a loan obligation. Sale of common stock to cover option exercise price and related taxes pursuant to a Rule 10b5-1 plan entered into on November 12, 2021. This option is fully vested. /s/ Tim Craven, Attorney-in-Fact for Roderick Wendt 2021-12-15