0001674335-21-000111.txt : 20211109 0001674335-21-000111.hdr.sgml : 20211109 20211109163817 ACCESSION NUMBER: 0001674335-21-000111 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210810 FILED AS OF DATE: 20211109 DATE AS OF CHANGE: 20211109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wendt Roderick CENTRAL INDEX KEY: 0001695332 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38000 FILM NUMBER: 211392825 MAIL ADDRESS: STREET 1: JELD-WEN HOLDING, INC. STREET 2: 440 S. CHURCH STREET, SUITE 400 CITY: CHARLOTTE STATE: NC ZIP: 28202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JELD-WEN Holding, Inc. CENTRAL INDEX KEY: 0001674335 STANDARD INDUSTRIAL CLASSIFICATION: MILLWOOD, VENEER, PLYWOOD & STRUCTURAL WOOD MEMBERS [2430] IRS NUMBER: 931273278 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2645 SILVER CRESCENT DRIVE CITY: CHARLOTTE STATE: NC ZIP: 28273 BUSINESS PHONE: 704-378-5700 MAIL ADDRESS: STREET 1: 2645 SILVER CRESCENT DRIVE CITY: CHARLOTTE STATE: NC ZIP: 28273 4 1 wf-form4_163649387876082.xml FORM 4 X0306 4 2021-08-10 0 0001674335 JELD-WEN Holding, Inc. JELD 0001695332 Wendt Roderick C/O JELD-WEN HOLDING, INC. 2645 SILVER CRESCENT DRIVE CHARLOTTE NC 28273 1 0 0 1 Vice Chairman Common Stock 2021-08-10 4 S 0 10000 28.2914 D 3416684 I See footnotes Common Stock 2021-08-11 4 S 0 5000 29.0028 D 3411684 I See footnotes Common Stock 2021-11-05 4 S 0 17350 27.2459 D 3394334 I See footnotes The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $28.29 to $28.23, inclusive. The reporting person undertakes to provide to JELD-WEN Holding, Inc., any security holder of JELD-WEN Holding, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes 1, 4 and 5 of this Form 4. Includes (i) 22,352 shares of common stock held through the Company's ESOP; (ii) 8,773 shares of common stock held through the Company's KSOP; (iii) 141,669 shares of common stock issuable upon the exercise of currently vested options; (iv) 227,059 shares of common stock held through the RC Wendt Revocable Trust; (v) 82,500 shares of common stock held at DA Davidson; and (vi) 26,400 shares of common stock held through the Roderick Wendt GST Trust. Mr. Wendt is the sole trustee of the RC Wendt Revocable Trust and the Roderick Wendt GST Trust. Mr. Wendt has or shares voting and investment control of shares held by the RC Wendt Revocable Trust and the Roderick Wendt GST Trust, and therefore may be deemed to have beneficial ownership of such shares. Mr. Wendt is also the beneficiary of the RC Wendt Revocable Trust. Mr. Wendt, as trustee and beneficiary of the RC Wendt Revocable Trust, has pledged 220,000 shares of common stock in the name of People's Bank to secure a loan obligation. The reporting person has or shares voting and investment control of shares held by the Wendt Family Foundation, The Richard Lester Wendt Revocable Living Trust, the RC Wendt Revocable Trust and the Roderick Wendt GST Trust, and therefore may be deemed to have beneficial ownership of such shares. The reporting person is also the beneficiary of the RC Wendt Revocable Trust. The reporting person, as trustee and beneficiary of the RC Wendt Revocable Trust, has pledged 220,000 shares of common stock in the name of People's Bank to secure a loan obligation. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $29.025 to $29.00, inclusive. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $27.3041 to $27.265, inclusive. /s/ Roderick Wendt 2021-11-09