0001140361-17-003255.txt : 20170127 0001140361-17-003255.hdr.sgml : 20170127 20170127174415 ACCESSION NUMBER: 0001140361-17-003255 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170127 FILED AS OF DATE: 20170127 DATE AS OF CHANGE: 20170127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JELD-WEN Holding, Inc. CENTRAL INDEX KEY: 0001674335 STANDARD INDUSTRIAL CLASSIFICATION: MILLWOOD, VENEER, PLYWOOD & STRUCTURAL WOOD MEMBERS [2430] IRS NUMBER: 930496342 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 440 S. CHURCH STREET STREET 2: SUITE 400 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-378-5700 MAIL ADDRESS: STREET 1: 440 S. CHURCH STREET STREET 2: SUITE 400 CITY: CHARLOTTE STATE: NC ZIP: 28202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Linker John R CENTRAL INDEX KEY: 0001692728 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38000 FILM NUMBER: 17554900 MAIL ADDRESS: STREET 1: JELD-WEN HOLDING, INC. STREET 2: 440 S. CHURCH STREET, SUITE 400 CITY: CHARLOTTE STATE: NC ZIP: 28202 3 1 doc1.xml FORM 3 X0206 3 2017-01-27 0 0001674335 JELD-WEN Holding, Inc. JELD 0001692728 Linker John R JELD-WEN HOLDING, INC. 440 S. CHURCH STREET, SUITE 400 CHARLOTTE NC 28202 0 1 0 0 SVP, Corp. Dev. & Inv. Rel. Common Stock 11000 D Common Stock Option (Right to Buy) 23.14 2023-01-12 Common Stock 7051 D Common Stock Option (Right to Buy) 18.41 2023-01-12 Common Stock 3531 D Common Stock Option (Right to Buy) 14.32 2023-01-12 Common Stock 3531 D Class B-1 Stock Option (Right to Buy) 13.25 2023-01-12 Common Stock 16478 D Class B-1 Stock Option (Right to Buy) 9.23 2023-01-12 Common Stock 16497 D Common Stock Option (Right to Buy) 18.79 2024-05-02 Common Stock 1232 D Common Stock Option (Right to Buy) 14.07 2024-05-02 Common Stock 1232 D Common Stock Option (Right to Buy) 9.97 2024-05-02 Common Stock 3696 D Class B-1 Stock Option (Right to Buy) 10.76 2024-05-02 Common Stock 4571 D Class B-1 Stock Option (Right to Buy) 6.74 2024-05-02 Common Stock 18284 D This amount consists of restricted stock units that will vest on November 10, 2017. This option is fully vested. This option will vest in equal installments on May 2, 2017, May 2, 2018 and May 2, 2019. This option is vested with respect to 4,571 underlying shares and will vest with respect to the remaining 13,713 underlying shares in equal installments on May 2, 2017, May 2, 2018 and May 2, 2019. As of the date of the reporting event, and prior to the Class B-1 Conversion (as defined below), represents Class B-1 Stock Options exercisable for an aggregate of 9,438 shares of Class B-1 Common Stock, each with an exercise price of $23.14. As of the date of the reporting event, and prior to the Class B-1 Conversion, represents Class B-1 Stock Options exercisable for an aggregate of 9,449 shares of Class B-1 Common Stock, each with an exercise price of $16.12. As of the date of the reporting event, and prior to the Class B-1 Conversion, represents Class B-1 Stock Options exercisable for an aggregate of 2,618 shares of Class B-1 Common Stock, each with an exercise price of $18.79. As of the date of the reporting event, and prior to the Class B-1 Conversion, represents Class B-1 Stock Options exercisable for an aggregate of 10,472 shares of Class B-1 Common Stock, each with an exercise price of $11.77. Immediately prior to the consummation of the initial public offering of the issuer's Common Stock, Class B-1 Stock Options will become exercisable for Common Stock (the "Class B-1 Conversion"). For purposes of this table, the number of options and the applicable exercise prices are presented on a post-Class B-1 Conversion basis. The footnotes above indicate the number of Class B-1 Stock Options outstanding and the applicable exercise prices with respect to shares of Class B-1 Common Stock as of the date of the reporting event. /s/ Laura W. Doerre, Attorney-in-Fact for John R. Linker 2017-01-27 EX-24 2 linker_poa.htm
 
 
 
POWER OF ATTORNEY
Know all by these presents, that the undersigned hereby constitutes and appoints Laura W. Doerre and Rebekah Toton, and each of them, with full power of substitution, the undersigned’s true and lawful attorneys-in-fact to:

(1)
execute for and on behalf of the undersigned, in the undersigned’s capacity as executive officer and/or director of JELD-WEN Holding, Inc. (the “Company”), any forms required to be filed by the undersigned pursuant to Rule 144 under the Securities Act of 1933, as amended (the “Securities Act”), or Forms 3, 4, and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and the rules thereunder, and any other forms or reports the undersigned may be required to file in connection with the undersigned’s ownership, acquisition, or disposition of securities of the Company;
   
(2)
do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such forms required to be filed by the undersigned pursuant to Rule 144 under the Securities Act or any such Form 3, 4, or 5, or other form or report, including, without limitation, all forms or reports necessary to obtain EDGAR Identification Numbers, and timely file such form or report with the United States Securities and Exchange Commission and any stock exchange or similar authority; and
   
(3)
take any other action of any type whatsoever in connection with the foregoing which, in the opinion of any such attorney-in-fact, may be of benefit to, in the best interests of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact’s discretion.

The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact’s substitute or substitutes, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming any of the undersigned’s responsibilities to comply with either Rule 144 under the Securities Act or Section 16 of the Exchange Act.
This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file any forms required to be filed by the undersigned pursuant to Rule 144 under the Securities Act or Forms 3, 4, and 5 with respect to the undersigned’s holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 14th day of December, 2016.
 
 
 
 /s/ John R. Linker  
   
John R. Linker